Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 20,251 | $1.77M | 0.00% | −1,323−6.1% | Reduced |
| Fairhaven Wealth Management, LLC | 20,295 | $1.77M | 0.69% | −7,000−25.6% | Reduced |
| UBS Asset Management Americas Inc | 20,307 | $1.78M | 0.00% | +2,900+16.7% | Added |
| Fca Corp | 20,361 | $1.78M | 0.61% | −3,151−13.4% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 20,425 | $1.79M | 1.35% | 00.0% | Unchanged |
| National Asset Management, Inc. | 20,449 | $1.79M | 0.05% | −2,306−10.1% | Reduced |
| Providence Capital Advisors, LLC | 20,982 | $1.83M | 0.51% | +833+4.1% | Added |
| Valley National Advisers Inc | 21,209 | $1.85M | 0.34% | −374−1.7% | Reduced |
| Baker Tilly Wealth Management, LLC | 21,261 | $1.86M | 0.20% | −1,222−5.4% | Reduced |
| Palisade Asset Management, LLC | 21,299 | $1.86M | 0.21% | −894−4.0% | Reduced |
| NorthCrest Asset Manangement, LLC | 21,384 | $1.87M | 0.10% | +21,384 | New |
| Somerset Trust Co | 21,484 | $1.88M | 0.69% | +199+0.9% | Added |
| HRT Financial LP | 21,713 | $1.90M | 0.01% | −6,187−22.2% | Reduced |
| HC Financial Advisors Inc | 21,873 | $1.91M | 1.06% | +790+3.7% | Added |
| Sandy Spring Bank | 22,071 | $1.93M | 0.09% | −2,072−8.6% | Reduced |
| Kahn Brothers Group Inc | 22,378 | $1.96M | 0.27% | +1,980+9.7% | Added |
| Steward Partners Investment Advisory, LLC | 22,441 | $1.96M | 0.03% | −1,338−5.6% | Reduced |
| Synovus Financial Corp | 22,640 | $1.97M | 0.02% | −3,274−12.6% | Reduced |
| NBT Bank N A | 22,565 | $1.97M | 0.25% | −312−1.4% | Reduced |
| FineMark National Bank & Trust | 22,599 | $1.98M | 0.08% | −1,728−7.1% | Reduced |
| Telos Capital Management, Inc. | 22,716 | $1.99M | 0.25% | +193+0.9% | Added |
| Cerity Partners LLC | 22,830 | $1.99M | 0.03% | +9,957+77.3% | Added |
| Commerce Bank | 22,873 | $2.00M | 0.01% | −1,883−7.6% | Reduced |
| Advisors Capital Management, LLC | 22,949 | $2.01M | 0.05% | −72,166−75.9% | Reduced |
| apricus wealth, LLC | 23,406 | $2.05M | 1.83% | +23,406 | New |
| Cascade Investment Advisors, Inc. | 23,440 | $2.05M | 1.20% | +970+4.3% | Added |
| Advisors Asset Management, Inc. | 23,549 | $2.06M | 0.03% | −697−2.9% | Reduced |
| Cox Capital Mgt LLC | 23,944 | $2.09M | 1.24% | +563+2.4% | Added |
| Cresset Asset Management, LLC | 23,958 | $2.10M | 0.02% | −2,004−7.7% | Reduced |
| Trust Co of Toledo NA | 24,251 | $2.12M | 0.32% | −377−1.5% | Reduced |
| Clearstead Advisors, LLC | 24,414 | $2.13M | 0.15% | −304−1.2% | Reduced |
| Connolly Sarah T. | 24,537 | $2.15M | 1.20% | +8,943+57.3% | Added |
| Wolverine Trading, LLC | 24,644 | $2.15M | 0.03% | +24,644 | New |
| Mirador Capital Partners LP | 24,791 | $2.17M | 0.46% | +407+1.7% | Added |
| Integrated Wealth Concepts LLC | 24,850 | $2.17M | 0.06% | +4,337+21.1% | Added |
| Forum Financial Management, LP | 24,949 | $2.18M | 0.11% | +24,949 | New |
| EagleClaw Capital Managment, LLC | 24,960 | $2.18M | 0.48% | +400+1.6% | Added |
| Crossmark Global Holdings, Inc. | 25,040 | $2.19M | 0.05% | +30+0.1% | Added |
| Siena Capital LLC | 25,148 | $2.20M | 1.26% | +25,148 | New |
| Aigen Investment Management, LP | 26,905 | $2.20M | 0.14% | −26,551−49.7% | Reduced |
| Hantz Financial Services, Inc. | 25,252 | $2.21M | 0.06% | +4,898+24.1% | Added |
| Geneos Wealth Management Inc. | 25,541 | $2.23M | 0.09% | −211−0.8% | Reduced |
| Dempze Nancy E | 25,586 | $2.24M | 1.51% | +880+3.6% | Added |
| Hall Laurie J Trustee | 25,712 | $2.25M | 0.80% | −134−0.5% | Reduced |
| Cohen Lawrence B | 25,827 | $2.26M | 0.88% | −2,995−10.4% | Reduced |
| Abbot Financial Management, Inc. | 25,843 | $2.26M | 1.01% | −890−3.3% | Reduced |
| Naples Global Advisors, LLC | 26,138 | $2.29M | 0.26% | +410+1.6% | Added |
| Stonebridge Capital Management Inc | 26,915 | $2.35M | 0.82% | −1,600−5.6% | Reduced |
| Blume Capital Management, Inc. | 27,158 | $2.38M | 0.78% | +16,745+160.8% | Added |
| Parsons Capital Management Inc | 27,591 | $2.41M | 0.17% | +1,353+5.2% | Added |
| Page Arthur B | 27,804 | $2.43M | 1.67% | −4,272−13.3% | Reduced |
| Oppenheimer & Co Inc | 27,823 | $2.43M | 0.04% | +371+1.4% | Added |
| Huntington National Bank | 27,965 | $2.45M | 0.02% | −118−0.4% | Reduced |
| Schechter Investment Advisors, LLC | 28,005 | $2.45M | 0.22% | +28,005 | New |
| Logan Capital Management Inc | 28,199 | $2.47M | 0.11% | +4,267+17.8% | Added |
| We Are One Seven, LLC | 32,930 | $2.48M | 0.26% | −1,133−3.3% | Reduced |
| Cetera Advisor Networks LLC | 28,389 | $2.48M | 0.03% | +303+1.1% | Added |
| AE Wealth Management LLC | 28,395 | $2.48M | 0.02% | +1,739+6.5% | Added |
| Ipswich Investment Management Co., Inc. | 28,494 | $2.49M | 0.58% | +3,375+13.4% | Added |
| Alliancebernstein L.P. | 28,917 | $2.53M | 0.00% | −154−0.5% | Reduced |
| Pittenger & Anderson Inc | 29,645 | $2.59M | 0.12% | +764+2.6% | Added |
| Azzad Asset Management Inc | 29,937 | $2.62M | 0.35% | +7,571+33.9% | Added |
| Eagle Global Advisors LLC | 30,161 | $2.64M | 0.17% | −1,148−3.7% | Reduced |
| Moors & Cabot, Inc. | 30,402 | $2.66M | 0.16% | −31,598−51.0% | Reduced |
| Beacon Financial Group | 30,313 | $2.66M | 0.35% | +262+0.9% | Added |
| Whittier Trust Co of Nevada Inc | 30,691 | $2.69M | 0.10% | −2,149−6.5% | Reduced |
| Royal Fund Management, LLC | 31,068 | $2.72M | 0.39% | −2,533−7.5% | Reduced |
| Northeast Investment Management | 31,106 | $2.72M | 0.13% | −6,906−18.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 31,176 | $2.73M | 0.15% | +1,261+4.2% | Added |
| Cullen/Frost Bankers, Inc. | 31,370 | $2.74M | 0.05% | −859−2.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 31,515 | $2.76M | 0.05% | +7,780+32.8% | Added |
| Park National Corp | 31,587 | $2.76M | 0.11% | −10,872−25.6% | Reduced |
| Foyston, Gordon, & Payne Inc | 31,645 | $2.77M | 0.65% | −11,644−26.9% | Reduced |
| Perennial Advisors, LLC | 32,181 | $2.81M | 0.76% | −2,059−6.0% | Reduced |
| Davenport & Co LLC | 33,020 | $2.89M | 0.02% | −2,345−6.6% | Reduced |
| Employees Retirement System of Texas | 33,813 | $2.96M | 0.03% | +33,813 | New |
| Woodmont Investment Counsel LLC | 33,861 | $2.96M | 0.38% | −340−1.0% | Reduced |
| Cubic Asset Management, LLC | 34,093 | $2.98M | 0.68% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 34,209 | $2.99M | 0.00% | +890+2.7% | Added |
| Atlantic Union Bankshares Corp | 34,291 | $3.00M | 0.25% | −15,579−31.2% | Reduced |
| Westwood Holdings Group Inc. | 34,604 | $3.03M | 0.03% | +12,642+57.6% | Added |
| Glassy Mountain Advisors, Inc. | 35,018 | $3.06M | 1.58% | +35,018 | New |
| Heritage Way Advisors, LLC | 35,585 | $3.11M | 1.17% | +453+1.3% | Added |
| Summitry LLC | 35,586 | $3.11M | 0.18% | +1,349+3.9% | Added |
| WealthTrust Axiom LLC | 35,770 | $3.13M | 1.00% | −135−0.4% | Reduced |
| People's United Financial, Inc. | 36,405 | $3.18M | 0.08% | −11,551−24.1% | Reduced |
| Advisory Services Network, LLC | 36,855 | $3.22M | 0.09% | +627+1.7% | Added |
| Argent Trust Co | 36,853 | $3.22M | 0.19% | −1,320−3.5% | Reduced |
| Regions Financial Corp | 37,223 | $3.26M | 0.03% | −1,712−4.4% | Reduced |
| GWM Advisors LLC | 37,328 | $3.27M | 0.05% | +14,749+65.3% | Added |
| Chesley Taft & Associates LLC | 37,457 | $3.28M | 0.17% | −975−2.5% | Reduced |
| Avalon Investment & Advisory | 37,500 | $3.28M | 0.08% | −19,864−34.6% | Reduced |
| Yousif Capital Management, LLC | 37,940 | $3.32M | 0.03% | +37,940 | New |
| Smith, Salley & Associates | 38,835 | $3.40M | 0.24% | −1,046−2.6% | Reduced |
| Private Asset Management Inc | 38,965 | $3.41M | 0.42% | −1,291−3.2% | Reduced |
| Clearbridge Investments, LLC | 39,315 | $3.44M | 0.00% | −1,476−3.6% | Reduced |
| Catalyst Capital Advisors LLC | 40,080 | $3.51M | 0.16% | +3,000+8.1% | Added |
| Ethic Inc. | 40,279 | $3.52M | 0.27% | +3,564+9.7% | Added |
| Cardinal Capital Management | 40,521 | $3.54M | 0.70% | +169+0.4% | Added |
| United Capital Financial Advisers, LLC | 40,800 | $3.57M | 0.02% | −6,496−13.7% | Reduced |