Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LCNB Corp | 11,955 | $1.05M | 0.48% | +31+0.3% | Added |
| SG Americas Securities, LLC | 11,977 | $1.05M | 0.01% | −3,302−21.6% | Reduced |
| Parallel Advisors, LLC | 11,997 | $1.05M | 0.04% | −1,900−13.7% | Reduced |
| Mutual Advisors, LLC | 12,020 | $1.05M | 0.06% | +507+4.4% | Added |
| Prospera Financial Services Inc | 12,067 | $1.06M | 0.05% | −5,206−30.1% | Reduced |
| Greenup Street Wealth Management LLC | 12,077 | $1.06M | 0.64% | +12,077 | New |
| Becker Capital Management Inc | 12,193 | $1.07M | 0.04% | −285−2.3% | Reduced |
| Brookstone Capital Management | 11,943 | $1.07M | 0.02% | +1,527+14.7% | Added |
| Stephens Inc | 12,232 | $1.07M | 0.02% | −16,443−57.3% | Reduced |
| Trust Co of Oklahoma | 12,356 | $1.08M | 0.37% | −293−2.3% | Reduced |
| Wedbush Securities Inc | 12,375 | $1.08M | 0.05% | −1,886−13.2% | Reduced |
| Boston Private Wealth LLC | 12,444 | $1.09M | 0.02% | −1,274−9.3% | Reduced |
| Fred Alger Management, LLC | 12,501 | $1.09M | 0.00% | +66+0.5% | Added |
| Richard P Slaughter Associates Inc | 12,598 | $1.10M | 0.39% | −297−2.3% | Reduced |
| Arnhold LLC | 12,636 | $1.10M | 0.13% | −3,000−19.2% | Reduced |
| MUFG Americas Holdings Corp | 12,710 | $1.11M | 0.02% | −1,236−8.9% | Reduced |
| Beacon Pointe Advisors, LLC | 12,710 | $1.11M | 0.03% | −653−4.9% | Reduced |
| XML Financial, LLC | 12,746 | $1.11M | 0.13% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 12,745 | $1.11M | 0.17% | +1,555+13.9% | Added |
| Boit C F David | 12,800 | $1.12M | 0.71% | 00.0% | Unchanged |
| FORA Capital, LLC | 12,831 | $1.12M | 0.44% | −24,248−65.4% | Reduced |
| Wade G W & Inc | 12,981 | $1.14M | 0.05% | +2,035+18.6% | Added |
| Venture Visionary Partners LLC | 13,021 | $1.14M | 0.07% | −655−4.8% | Reduced |
| Buckingham Strategic Wealth, LLC | 13,030 | $1.14M | 0.02% | +83+0.6% | Added |
| Frontier Wealth Management LLC | 13,069 | $1.14M | 0.08% | −5,713−30.4% | Reduced |
| Bryn Mawr Trust Co | 13,074 | $1.14M | 0.04% | −71−0.5% | Reduced |
| Kensington Investment Counsel, LLC | 13,164 | $1.15M | 0.67% | +13,164 | New |
| 1832 Asset Management L.P. | 12,979 | $1.15M | 0.00% | +313+2.5% | Added |
| West Oak Capital, LLC | 13,200 | $1.16M | 0.42% | −1,440−9.8% | Reduced |
| GQG Partners LLC | 13,214 | $1.16M | 0.00% | −2,752−17.2% | Reduced |
| Berkshire Bank | 13,279 | $1.16M | 0.26% | −3,853−22.5% | Reduced |
| Transcend Wealth Collective, LLC | 13,298 | $1.16M | 0.10% | +1,426+12.0% | Added |
| Aevitas Wealth Management, Inc. | 13,389 | $1.17M | 0.70% | −4,820−26.5% | Reduced |
| TD Asset Management Inc | 13,385 | $1.17M | 0.00% | −66−0.5% | Reduced |
| Credential Qtrade Securities Inc. | 13,391 | $1.17M | 0.08% | +1,762+15.2% | Added |
| Cary Street Partners Asset Management LLC | 13,428 | $1.18M | 0.25% | −2,628−16.4% | Reduced |
| Comerica Securities,inc. | 13,589 | $1.19M | 0.08% | +868+6.8% | Added |
| Connectus Wealth, LLC | 13,631 | $1.20M | 0.05% | +13,631 | New |
| Baker Ellis Asset Management LLC | 13,769 | $1.20M | 0.21% | −260−1.9% | Reduced |
| Johnson Investment Counsel Inc | 13,765 | $1.20M | 0.01% | +12+0.1% | Added |
| Umb Bank N A | 13,807 | $1.21M | 0.02% | +13,807 | New |
| Annex Advisory Services, LLC | 13,838 | $1.21M | 0.08% | −2,755−16.6% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 14,104 | $1.23M | 0.05% | −458−3.1% | Reduced |
| Park Avenue Securities LLC | 14,154 | $1.24M | 0.02% | −1,544−9.8% | Reduced |
| Ativo Capital Management LLC | 14,238 | $1.25M | 0.55% | −300−2.1% | Reduced |
| Hamel Associates, Inc. | 14,289 | $1.25M | 0.45% | −26,650−65.1% | Reduced |
| Cambridge Advisors Inc. | 14,375 | $1.26M | 0.28% | −400−2.7% | Reduced |
| Patten Group, Inc. | 14,409 | $1.26M | 0.33% | +48+0.3% | Added |
| AIMZ Investment Advisors, LLC | 14,446 | $1.26M | 0.49% | +200+1.4% | Added |
| Physicians Financial Services, Inc. | 14,533 | $1.27M | 0.47% | −525−3.5% | Reduced |
| Massachusetts Financial Services Co | 14,573 | $1.27M | 0.00% | +14,573 | New |
| Davy Global Fund Management Ltd | 14,647 | $1.28M | 0.20% | +1,337+10.0% | Added |
| Aberdeen Wealth Management LLC | 14,713 | $1.29M | 0.84% | −94−0.6% | Reduced |
| SevenBridge Financial Group, LLC | 14,817 | $1.30M | 0.39% | −278−1.8% | Reduced |
| Americana Partners, LLC | 14,886 | $1.30M | 0.24% | +11,763+376.7% | Added |
| Old Port Advisors | 14,786 | $1.30M | 0.44% | +541+3.8% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 15,090 | $1.32M | 0.00% | −849−5.3% | Reduced |
| Deutsche Bank AG | 15,253 | $1.33M | 0.00% | −1,126−6.9% | Reduced |
| Greenleaf Trust | 15,355 | $1.34M | 0.02% | −5,832−27.5% | Reduced |
| Wambolt & Associates, LLC | 15,577 | $1.36M | 0.49% | +1,690+12.2% | Added |
| Checchi Capital Advisers, LLC | 15,634 | $1.37M | 0.15% | −79−0.5% | Reduced |
| Albert D Mason Inc | 15,692 | $1.37M | 0.82% | +2,494+18.9% | Added |
| LaFleur & Godfrey LLC | 15,839 | $1.39M | 0.18% | −520−3.2% | Reduced |
| Marco Investment Management LLC | 15,917 | $1.39M | 0.14% | −26,642−62.6% | Reduced |
| Rothschild Investment Corp | 16,025 | $1.40M | 0.11% | −120−0.7% | Reduced |
| Centiva Capital, LP | 16,067 | $1.41M | 0.09% | +7,831+95.1% | Added |
| Boston Family Office LLC | 16,385 | $1.43M | 0.09% | −430−2.6% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,381 | $1.43M | 0.48% | −169−1.0% | Reduced |
| Roberts Glore & Co Inc | 16,470 | $1.44M | 0.38% | −433−2.6% | Reduced |
| Cetera Investment Advisers | 16,476 | $1.44M | 0.02% | −233−1.4% | Reduced |
| Benedict Financial Advisors Inc | 16,506 | $1.44M | 0.38% | +287+1.8% | Added |
| Mitchell & Pahl Private Wealth, LLC | 16,507 | $1.44M | 0.93% | +542+3.4% | Added |
| First Horizon Advisors, Inc. | 16,561 | $1.45M | 0.04% | −2,543−13.3% | Reduced |
| CNB Bank | 16,573 | $1.45M | 0.79% | −77−0.5% | Reduced |
| Welch Group, LLC | 16,605 | $1.45M | 0.08% | −8,571−34.0% | Reduced |
| Delphi Management Inc | 16,787 | $1.47M | 1.38% | +3,314+24.6% | Added |
| TD Private Client Wealth LLC | 16,872 | $1.48M | 0.06% | −395−2.3% | Reduced |
| Old National Bancorp | 17,428 | $1.52M | 0.05% | +885+5.3% | Added |
| Summit Global Investments | 17,629 | $1.54M | 0.10% | +56+0.3% | Added |
| Coastline Trust Co | 17,685 | $1.55M | 0.18% | +180+1.0% | Added |
| True North Advisors, LLC | 17,790 | $1.56M | 0.26% | +2,139+13.7% | Added |
| Independent Investors Inc | 17,900 | $1.57M | 0.33% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 17,952 | $1.57M | 0.14% | −638−3.4% | Reduced |
| Headinvest, LLC | 17,966 | $1.57M | 0.28% | +2,940+19.6% | Added |
| South State Corp. | 18,385 | $1.61M | 0.13% | −1,173−6.0% | Reduced |
| Regentatlantic Capital LLC | 18,559 | $1.62M | 0.05% | −580−3.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 18,749 | $1.64M | 0.14% | +5,000+36.4% | Added |
| Laurel Wealth Advisors, Inc. | 18,746 | $1.64M | 0.13% | +623+3.4% | Added |
| Court Place Advisors, LLC | 18,865 | $1.65M | 0.45% | −2,600−12.1% | Reduced |
| Strategic Global Advisors, LLC | 4,239 | $1.67M | 0.22% | −16,912−80.0% | Reduced |
| Raymond James Trust N.A. | 19,198 | $1.68M | 0.05% | −668−3.4% | Reduced |
| Telemus Capital, LLC | 19,284 | $1.69M | 0.14% | −6,423−25.0% | Reduced |
| Signaturefd, LLC | 19,583 | $1.71M | 0.05% | −692−3.4% | Reduced |
| Chelsea Counsel Co | 19,800 | $1.73M | 0.75% | 00.0% | Unchanged |
| Lowe Brockenbrough & Co Inc | 19,855 | $1.74M | 0.13% | −224−1.1% | Reduced |
| Advisors Management Group Inc | 19,914 | $1.74M | 0.52% | +47+0.2% | Added |
| Diamond Hill Capital Management Inc | 19,979 | $1.75M | 0.01% | +6,078+43.7% | Added |
| Salem Capital Management Inc | 19,994 | $1.75M | 0.91% | −10,750−35.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 20,050 | $1.75M | 0.04% | −880−4.2% | Reduced |
| Advisor Partners LLC | 20,101 | $1.76M | 0.11% | −1,360−6.3% | Reduced |