Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Paces Ferry Wealth Advisors, LLC | 5,685 | $497.0K | 0.36% | −2,229−28.2% | Reduced |
| Keystone Financial Services | 5,676 | $497.0K | 0.26% | +5,676 | New |
| Clear Perspective Advisors, LLC | 5,693 | $498.0K | 0.15% | −109−1.9% | Reduced |
| O'Brien Greene & Co. Inc | 5,704 | $499.0K | 0.16% | +130+2.3% | Added |
| Clarius Group, LLC | 5,700 | $499.0K | 0.04% | +205+3.7% | Added |
| Altshuler Shaham Ltd | 6,109 | $500.0K | 0.01% | 00.0% | Unchanged |
| BSW Wealth Partners | 5,737 | $502.0K | 0.13% | −1,624−22.1% | Reduced |
| Moloney Securities Asset Management, LLC | 5,752 | $503.0K | 0.09% | −1,319−18.7% | Reduced |
| Capital Investment Advisors, LLC | 5,771 | $505.0K | 0.02% | −325−5.3% | Reduced |
| Hollow Brook Wealth Management LLC | 5,788 | $506.0K | 0.26% | +5,788 | New |
| Lido Advisors, LLC | 5,813 | $508.0K | 0.01% | −1,009−14.8% | Reduced |
| Hilltop Holdings Inc. | 5,801 | $508.0K | 0.05% | −555−8.7% | Reduced |
| CFO4Life Group, LLC | 5,828 | $510.0K | 0.11% | −354−5.7% | Reduced |
| Plancorp, LLC | 5,830 | $510.0K | 0.03% | 00.0% | Unchanged |
| Fort Sheridan Advisors LLC | 5,827 | $510.0K | 0.15% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 5,842 | $514.4K | 0.01% | +5,842 | New |
| Fieldpoint Private Securities, LLC | 5,895 | $516.0K | 0.10% | +360+6.5% | Added |
| Lincoln National Corp | 5,944 | $520.0K | 0.01% | −17−0.3% | Reduced |
| Credit Suisse AG | 5,961 | $521.0K | 0.00% | −7,124−54.4% | Reduced |
| Norris Perne & French LLP | 5,954 | $521.0K | 0.04% | −6,694−52.9% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 5,960 | $521.0K | 0.18% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 5,967 | $522.0K | 0.06% | −601−9.2% | Reduced |
| Hartford Investment Management Co | 5,965 | $522.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 5,972 | $522.0K | 0.30% | +5,972 | New |
| Norway Savings Bank | 5,978 | $523.0K | 0.23% | −2,565−30.0% | Reduced |
| American Portfolios Advisors | 5,990 | $524.0K | 0.02% | −109−1.8% | Reduced |
| Intellectus Partners, LLC | 6,002 | $525.0K | 0.13% | −70−1.2% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $525.0K | 0.02% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 6,014 | $526.0K | 0.15% | +172+2.9% | Added |
| Schulhoff & Co Inc | 6,042 | $528.0K | 0.22% | 00.0% | Unchanged |
| Argyle Capital Management Inc. | 6,050 | $529.0K | 0.17% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 6,052 | $529.0K | 0.06% | 00.0% | Unchanged |
| Davidson Trust Co | 6,069 | $530.0K | 0.36% | −284−4.5% | Reduced |
| Rossmore Private Capital | 6,095 | $533.0K | 0.08% | +260+4.5% | Added |
| J.W. Cole Advisors, Inc. | 6,118 | $535.0K | 0.03% | +27+0.4% | Added |
| Gibraltar Capital Management, Inc. | 6,198 | $542.0K | 0.25% | −560−8.3% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,245 | $546.0K | 0.14% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 6,247 | $546.0K | 0.08% | +1,684+36.9% | Added |
| Cable Hill Partners, LLC | 6,276 | $549.0K | 0.11% | +825+15.1% | Added |
| E&G Advisors, LP | 6,298 | $551.0K | 0.14% | 00.0% | Unchanged |
| Canandaigua National Corp | 6,324 | $553.0K | 0.08% | +354+5.9% | Added |
| Legacy Financial Advisors, Inc. | 6,421 | $562.0K | 0.13% | +2,988+87.0% | Added |
| Penbrook Management LLC | 6,460 | $565.0K | 0.34% | 00.0% | Unchanged |
| MAI Capital Management | 6,505 | $569.0K | 0.01% | −7,788−54.5% | Reduced |
| Bard Financial Services, Inc. | 6,500 | $569.0K | 0.05% | 00.0% | Unchanged |
| Montag A & Associates Inc | 6,507 | $569.0K | 0.03% | +143+2.2% | Added |
| Hutner Capital Management Inc | 6,544 | $572.0K | 0.33% | −546−7.7% | Reduced |
| Banco de Sabadell, S.A | 6,686 | $579.0K | 0.32% | +641+10.6% | Added |
| Cordatus Wealth Management LLC | 6,628 | $580.0K | 0.17% | −5,797−46.7% | Reduced |
| Stratos Wealth Advisors, LLC | 6,635 | $580.0K | 0.04% | +349+5.6% | Added |
| First National Bank of Omaha | 6,659 | $582.0K | 0.03% | −1,254−15.8% | Reduced |
| TrinityPoint Wealth, LLC | 6,674 | $584.0K | 0.10% | −66−1.0% | Reduced |
| NTV Asset Management LLC | 6,703 | $586.0K | 0.10% | −938−12.3% | Reduced |
| Thomasville National Bank | 6,694 | $586.0K | 0.06% | −474−6.6% | Reduced |
| Foresight Wealth Management, LLC | 6,707 | $587.0K | 0.22% | +376+5.9% | Added |
| Total Clarity Wealth Management, Inc. | 6,737 | $589.0K | 0.27% | −1,073−13.7% | Reduced |
| Abundance Wealth Counselors | 6,747 | $590.0K | 0.15% | −419−5.8% | Reduced |
| Boenning & Scattergood, Inc. | 6,746 | $590.0K | 0.09% | +500+8.0% | Added |
| Cape Cod Five Cents Savings Bank | 6,850 | $599.0K | 0.06% | −806−10.5% | Reduced |
| Latitude Advisors, LLC | 6,849 | $599.0K | 0.17% | −484−6.6% | Reduced |
| First Affirmative Financial Network | 6,874 | $601.0K | 0.55% | +484+7.6% | Added |
| ExodusPoint Capital Management, LP | 6,880 | $602.0K | 0.01% | +6,880 | New |
| Cetera Advisors LLC | 6,931 | $606.0K | 0.01% | −1,378−16.6% | Reduced |
| BNP Paribas Arbitrage, SA | 6,985 | $611.0K | 0.00% | +1,811+35.0% | Added |
| Williams Jones Wealth Management, LLC. | 7,027 | $615.0K | 0.01% | +280+4.1% | Added |
| Quadrant Capital Group LLC | 7,110 | $622.0K | 0.07% | −1,122−13.6% | Reduced |
| Evergreen Capital Management LLC | 7,117 | $623.0K | 0.02% | +1,184+20.0% | Added |
| Balentine LLC | 7,134 | $624.0K | 0.02% | +1,659+30.3% | Added |
| Community Bank, N.A. | 7,158 | $626.0K | 0.07% | −200−2.7% | Reduced |
| Gradient Investments LLC | 7,163 | $627.0K | 0.02% | −30−0.4% | Reduced |
| Colony Group LLC | 7,234 | $633.0K | 0.01% | +20.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 7,272 | $636.0K | 0.15% | −15,694−68.3% | Reduced |
| Woodstock Corp | 7,280 | $637.0K | 0.07% | −125−1.7% | Reduced |
| Ellevest, Inc. | 7,320 | $640.0K | 0.06% | −240−3.2% | Reduced |
| Biltmore Family Office, LLC | 7,369 | $645.0K | 0.12% | 00.0% | Unchanged |
| South Dakota Investment Council | 7,422 | $649.0K | 0.01% | +7,422 | New |
| Hall Capital Management Co Inc | 7,436 | $650.0K | 0.37% | −2,485−25.0% | Reduced |
| Valmark Advisers, Inc. | 7,427 | $650.0K | 0.01% | −489−6.2% | Reduced |
| Walter & Keenan Financial Consulting Co | 7,474 | $654.0K | 0.21% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 7,520 | $658.0K | 0.03% | +128+1.7% | Added |
| Oarsman Capital, Inc. | 7,532 | $659.0K | 0.26% | −795−9.5% | Reduced |
| Sigma Planning Corp | 7,650 | $669.0K | 0.02% | −4,132−35.1% | Reduced |
| Sequoia Financial Advisors, LLC | 7,724 | $676.0K | 0.02% | +4,894+172.9% | Added |
| Kingsview Wealth Management, LLC | 7,739 | $677.0K | 0.03% | −331−4.1% | Reduced |
| Farmers National Bank | 7,747 | $677.6K | 0.22% | −1,300−14.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 7,850 | $687.0K | 0.14% | −1,282−14.0% | Reduced |
| Veriti Management LLC | 7,881 | $689.0K | 0.09% | −102−1.3% | Reduced |
| Valeo Financial Advisors, LLC | 7,882 | $689.0K | 0.04% | +166+2.2% | Added |
| Radnor Capital Management, LLC | 7,895 | $691.0K | 0.17% | −1,630−17.1% | Reduced |
| Ascent Wealth Partners, LLC | 7,931 | $693.0K | 0.12% | +184+2.4% | Added |
| 1620 Investment Advisors, Inc. | 7,932 | $694.0K | 0.78% | +7,932 | New |
| Armor Investment Advisors, LLC | 8,022 | $702.0K | 0.40% | +2,653+49.4% | Added |
| Marotta Asset Management | 8,065 | $705.4K | 0.16% | +170+2.2% | Added |
| Covington Capital Management | 8,071 | $706.0K | 0.02% | −142−1.7% | Reduced |
| Chilton Capital Management LLC | 8,161 | $714.0K | 0.04% | −410−4.8% | Reduced |
| Kestra Private Wealth Services, LLC | 8,178 | $715.0K | 0.03% | −987−10.8% | Reduced |
| Wealthsource Partners, LLC | 8,169 | $715.0K | 0.06% | +262+3.3% | Added |
| Mill Capital Management, LLC | 8,246 | $721.0K | 0.07% | +8,246 | New |
| Means Investment Co., Inc. | 8,263 | $723.0K | 0.13% | −14−0.2% | Reduced |
| Archford Capital Strategies, LLC | 8,279 | $724.0K | 0.17% | +310+3.9% | Added |