Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Davis R M Inc | 4,014 | $351.0K | 0.01% | −701−14.9% | Reduced |
| Koshinski Asset Management, Inc. | 4,034 | $352.9K | 0.03% | +40+1.0% | Added |
| Vicus Capital | 4,134 | $353.0K | 0.04% | +4,134 | New |
| Moneta Group Investment Advisors LLC | 4,059 | $355.0K | 0.01% | −1,651−28.9% | Reduced |
| Penobscot Investment Management Company, Inc. | 4,075 | $356.0K | 0.05% | −100−2.4% | Reduced |
| Pinnacle Financial Partners Inc | 4,084 | $357.0K | 0.01% | +1,399+52.1% | Added |
| Essex Investment Management Co LLC | 4,101 | $359.0K | 0.04% | 00.0% | Unchanged |
| Marino, Stram & Associates LLC | 4,117 | $360.0K | 0.11% | −497−10.8% | Reduced |
| Mattern Wealth Management LLC | 4,114 | $360.0K | 0.11% | −446−9.8% | Reduced |
| Keebeck Alpha, LP | 4,111 | $360.0K | 0.13% | +1,370+50.0% | Added |
| S.A. Mason LLC | 4,136 | $362.0K | 0.22% | 00.0% | Unchanged |
| Private Trust Co NA | 4,145 | $363.0K | 0.05% | −272−6.2% | Reduced |
| Wulff, Hansen & Co. | 4,170 | $365.0K | 0.32% | +4,170 | New |
| Corient Capital Partners, LLC | 4,191 | $366.0K | 0.02% | −6,837−62.0% | Reduced |
| Coldstream Capital Management Inc | 4,185 | $366.0K | 0.01% | +4,185 | New |
| Qtron Investments LLC | 4,195 | $367.0K | 0.08% | −2,158−34.0% | Reduced |
| Kenfarb & Co. | 4,200 | $367.0K | 0.27% | +4,200 | New |
| Foster & Motley Inc | 4,204 | $368.0K | 0.03% | −2,650−38.7% | Reduced |
| Resources Investment Advisors, LLC. | 4,230 | $370.0K | 0.01% | −286−6.3% | Reduced |
| Shufro Rose & Co LLC | 4,240 | $371.0K | 0.03% | 00.0% | Unchanged |
| Helen Stephens Group, LLC | 4,250 | $372.0K | 0.30% | +4,250 | New |
| American National Insurance Co | 4,300 | $376.0K | 0.08% | −26,200−85.9% | Reduced |
| Personal Capital Advisors Corp | 4,541 | $379.0K | 0.00% | +2,095+85.7% | Added |
| Paradigm Capital Management, LLC | 4,345 | $380.0K | 0.38% | +4,345 | New |
| GSB Wealth Management, LLC | 4,364 | $382.0K | 0.11% | +154+3.7% | Added |
| First American Trust, FSB | 4,384 | $383.0K | 0.05% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,417 | $386.0K | 0.03% | −230−4.9% | Reduced |
| Aull & Monroe Investment Management Corp | 4,425 | $387.0K | 0.17% | +100+2.3% | Added |
| Robertson Stephens Wealth Management, LLC | 4,438 | $388.0K | 0.03% | −115−2.5% | Reduced |
| Sargent Bickham Lagudis LLC | 4,447 | $389.0K | 0.03% | −123−2.7% | Reduced |
| Capital Analysts, LLC | 4,445 | $389.0K | 0.02% | −60−1.3% | Reduced |
| Capital Investment Advisory Services, LLC | 4,470 | $391.0K | 0.05% | −99−2.2% | Reduced |
| Dynamic Advisor Solutions LLC | 4,466 | $391.0K | 0.03% | +14+0.3% | Added |
| Angeles Investment Advisors, LLC | 4,482 | $392.0K | 0.02% | +4,482 | New |
| Oakworth Capital, Inc. | 4,521 | $395.0K | 0.03% | 00.0% | Unchanged |
| Montecito Bank & Trust | 4,563 | $399.0K | 0.07% | 00.0% | Unchanged |
| Aspiriant, LLC | 4,602 | $401.0K | 0.02% | +671+17.1% | Added |
| Venturi Wealth Management, LLC | 4,603 | $403.0K | 0.03% | −255−5.2% | Reduced |
| Intrua Financial, LLC | 4,645 | $406.0K | 0.07% | +91+2.0% | Added |
| Cullinan Associates Inc | 4,665 | $408.0K | 0.02% | −1,300−21.8% | Reduced |
| Pallas Capital Advisors LLC | 4,698 | $409.0K | 0.05% | −2,030−30.2% | Reduced |
| Dakota Wealth Management | 4,684 | $410.0K | 0.04% | −249−5.0% | Reduced |
| Ategra Capital Management, LLC | 4,707 | $411.7K | 0.19% | −245−4.9% | Reduced |
| YHB Investment Advisors, Inc. | 4,718 | $413.0K | 0.03% | −109−2.3% | Reduced |
| Bowen Hanes & Co Inc | 4,745 | $415.0K | 0.01% | 00.0% | Unchanged |
| Violich Capital Management, Inc. | 4,740 | $415.0K | 0.06% | 00.0% | Unchanged |
| Mission Financial Group, LLC | 3,033 | $418.2K | 0.39% | +3,033 | New |
| Ameritas Advisory Services, LLC | 4,818 | $421.0K | 0.02% | +4,818 | New |
| Cohen Investment Advisors LLC | 4,827 | $422.0K | 0.30% | +64+1.3% | Added |
| Icon Wealth Partners, LLC | 4,838 | $423.0K | 0.04% | −235−4.6% | Reduced |
| American Trust Investment Advisors, LLC | 4,860 | $425.0K | 0.21% | +488+11.2% | Added |
| RiverGlades Family Offices LLC | 4,875 | $426.0K | 0.31% | 00.0% | Unchanged |
| Spinnaker Trust | 4,861 | $426.0K | 0.03% | 00.0% | Unchanged |
| Ashfield Capital Partners, LLC | 4,874 | $426.0K | 0.03% | +25+0.5% | Added |
| Intrust Bank NA | 4,877 | $427.0K | 0.05% | −474−8.9% | Reduced |
| Institute for Wealth Management, LLC. | 4,882 | $427.0K | 0.07% | −97−1.9% | Reduced |
| jvl associates llc | 4,895 | $428.0K | 0.27% | 00.0% | Unchanged |
| Quantum Private Wealth, LLC | 4,939 | $432.0K | 0.16% | +4,939 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 4,947 | $433.0K | 0.07% | +1,638+49.5% | Added |
| North Star Asset Management Inc | 5,001 | $437.0K | 0.02% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 4,998 | $437.0K | 0.02% | +27+0.5% | Added |
| High Pointe Capital Management LLC | 5,000 | $437.0K | 0.29% | +520+11.6% | Added |
| Allen Investment Management LLC | 5,000 | $437.0K | 0.01% | +5,000 | New |
| Alhambra Investment Partners LLC | 5,034 | $440.0K | 0.31% | 00.0% | Unchanged |
| Change Path, LLC | 5,026 | $440.0K | 0.02% | +5,026 | New |
| Brighton Jones LLC | 5,037 | $441.0K | 0.02% | −212−4.0% | Reduced |
| Wealthspire Advisors, LLC | 5,048 | $442.0K | 0.01% | −3,602−41.6% | Reduced |
| Jacobi Capital Management LLC | 5,070 | $443.0K | 0.05% | +166+3.4% | Added |
| Northwest Capital Management Inc | 5,150 | $444.0K | 0.21% | −42−0.8% | Reduced |
| NorthRock Partners, LLC | 5,081 | $444.0K | 0.03% | −5−0.1% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,144 | $450.0K | 0.15% | 00.0% | Unchanged |
| Valley Brook Capital Group | 5,151 | $450.0K | 0.39% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 5,154 | $450.0K | 0.04% | +14+0.3% | Added |
| Cypress Capital Group | 5,142 | $450.0K | 0.06% | +66+1.3% | Added |
| Independent Advisor Alliance | 5,194 | $454.0K | 0.02% | −742−12.5% | Reduced |
| Beck Mack & Oliver LLC | 5,200 | $455.0K | 0.01% | 00.0% | Unchanged |
| Juncture Wealth Strategies, LLC | 5,300 | $464.0K | 0.22% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 5,309 | $465.0K | 0.07% | −1,253−19.1% | Reduced |
| Jacobs & Co | 5,325 | $465.0K | 0.05% | 00.0% | Unchanged |
| Tdam USA Inc. | 5,315 | $465.0K | 0.03% | +53+1.0% | Added |
| Dixon Hubard Feinour & Brown Inc | 5,312 | $465.0K | 0.04% | +5,312 | New |
| Regatta Capital Group, LLC | 5,352 | $468.0K | 0.16% | +5,352 | New |
| Busey Wealth Management | 5,369 | $470.0K | 0.02% | −254−4.5% | Reduced |
| Wesbanco Bank Inc | 5,414 | $473.0K | 0.02% | −667−11.0% | Reduced |
| Ropes Wealth Advisors LLC | 5,404 | $473.0K | 0.08% | −315−5.5% | Reduced |
| Concord Wealth Partners | 5,412 | $473.0K | 0.12% | +3,920+262.7% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,416 | $474.0K | 0.23% | 00.0% | Unchanged |
| Benchmark Investment Advisors LLC | 5,430 | $475.0K | 0.39% | +5,430 | New |
| Bellecapital International Ltd. | 5,474 | $479.0K | 0.14% | −87−1.6% | Reduced |
| Two Sigma Securities, LLC | 5,489 | $480.0K | 0.09% | +5,489 | New |
| DGS Capital Management, LLC | 5,487 | $480.0K | 0.30% | +5,487 | New |
| Cannell Peter B & Co Inc | 5,496 | $481.0K | 0.01% | −1,000−15.4% | Reduced |
| Smithfield Trust Co | 5,485 | $481.0K | 0.03% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,514 | $482.0K | 0.03% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 5,550 | $485.0K | 0.03% | 00.0% | Unchanged |
| Caldwell Trust Co | 5,553 | $485.7K | 0.06% | −508−8.4% | Reduced |
| First City Capital Management, Inc. | 5,637 | $486.0K | 0.27% | −1,175−17.2% | Reduced |
| Hoylecohen, LLC | 5,573 | $487.0K | 0.04% | +651+13.2% | Added |
| Brandywine Oak Private Wealth LLC | 5,596 | $489.0K | 0.05% | −1,663−22.9% | Reduced |
| Security Asset Management | 5,594 | $489.0K | 0.19% | −220−3.8% | Reduced |