Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dixon Hughes Goodman Wealth Advisors LLC | 367 | $32.0K | 0.01% | +367 | New |
| Front Row Advisors LLC | 376 | $33.0K | 0.01% | +25+7.1% | Added |
| Barclays PLC | 405 | $35.0K | 0.00% | −106,478−99.6% | Reduced |
| Asset Dedication, LLC | 420 | $36.0K | 0.00% | −260−38.2% | Reduced |
| Kings Point Capital Management | 415 | $36.0K | 0.00% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 417 | $36.0K | 0.01% | +417 | New |
| Acadian Asset Management LLC | 428 | $37.0K | 0.00% | −2,116−83.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 431 | $38.0K | 0.01% | +431 | New |
| Roble, Belko & Company, Inc | 441 | $39.0K | 0.01% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 442 | $39.0K | 0.02% | +442 | New |
| Crewe Advisors LLC | 459 | $40.0K | 0.01% | +400+678.0% | Added |
| Motco | 472 | $41.0K | 0.00% | 00.0% | Unchanged |
| Bray Capital Advisors | 467 | $41.0K | 0.01% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 483 | $42.0K | 0.00% | −320−39.9% | Reduced |
| Truvestments Capital LLC | 478 | $42.0K | 0.02% | 00.0% | Unchanged |
| PSI Advisors, LLC | 475 | $42.0K | 0.02% | +121+34.2% | Added |
| Stephens Consulting, LLC | 500 | $43.7K | 0.04% | +500 | New |
| Meeder Asset Management Inc | 498 | $44.0K | 0.00% | −391−44.0% | Reduced |
| Sageworth Trust Co | 500 | $44.0K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 507 | $44.0K | 0.00% | +313+161.3% | Added |
| Ahrens Investment Partners LLC | 509 | $45.0K | 0.02% | +509 | New |
| Addison Advisors LLC | 531 | $46.0K | 0.03% | +92+21.0% | Added |
| M&R Capital Management Inc | 550 | $48.0K | 0.01% | 00.0% | Unchanged |
| Quent Capital, LLC | 561 | $49.0K | 0.01% | +561 | New |
| Artemis Wealth Advisors, LLC | 587 | $51.0K | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 581 | $51.0K | 0.03% | +23+4.1% | Added |
| Masso Torrence Wealth Management Inc. | 600 | $52.0K | 0.04% | +600 | New |
| Baldrige Asset Management LLC | 605 | $53.0K | 0.02% | 00.0% | Unchanged |
| Pflug Koory, LLC | 625 | $55.0K | 0.03% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 639 | $56.0K | 0.01% | −361−36.1% | Reduced |
| Brown, Lisle/Cummings, Inc. | 650 | $56.9K | 0.03% | +650 | New |
| Missouri Trust & Investment Co | 659 | $58.0K | 0.03% | +659 | New |
| Sugarloaf Wealth Management, LLC | 685 | $60.0K | 0.01% | 00.0% | Unchanged |
| Cordasco Financial Network | 700 | $61.0K | 0.04% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 696 | $61.0K | 0.01% | 00.0% | Unchanged |
| CVA Family Office, LLC | 716 | $63.0K | 0.02% | −551−43.5% | Reduced |
| Rosenberg Matthew Hamilton | 741 | $65.0K | 0.02% | −267−26.5% | Reduced |
| City Holding Co | 750 | $66.0K | 0.01% | −442−37.1% | Reduced |
| Independence Bank of Kentucky | 768 | $67.0K | 0.03% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 816 | $71.0K | 0.02% | −700−46.2% | Reduced |
| Leonteq Securities AG | 840 | $73.5K | 0.00% | 00.0% | Unchanged |
| New England Asset Management Inc | 850 | $74.0K | 0.00% | −1,400−62.2% | Reduced |
| Dividend Assets Capital, LLC | 857 | $75.0K | 0.01% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 857 | $75.0K | 0.02% | 00.0% | Unchanged |
| Key Financial Inc | 859 | $75.0K | 0.04% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 869 | $76.0K | 0.06% | +869 | New |
| Ellis Investment Partners, LLC | 885 | $77.0K | 0.02% | 00.0% | Unchanged |
| Howe & Rusling Inc | 884 | $77.0K | 0.01% | +73+9.0% | Added |
| Old North State Trust, LLC | 879 | $77.0K | 0.06% | +470+114.9% | Added |
| Cassady Schiller Wealth Management, LLC | 876 | $77.0K | 0.05% | +876 | New |
| City State Bank | 890 | $78.0K | 0.05% | +890 | New |
| Orion Capital Management LLC | 900 | $79.0K | 0.04% | −550−37.9% | Reduced |
| First Financial Corp | 904 | $79.0K | 0.05% | 00.0% | Unchanged |
| Lee Financial Co | 900 | $79.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 905 | $79.0K | 0.02% | 00.0% | Unchanged |
| Citizens National Bank Trust Department | 925 | $81.0K | 0.03% | +925 | New |
| Focused Wealth Management, Inc | 936 | $82.0K | 0.01% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 945 | $83.0K | 0.02% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 944 | $83.0K | 0.04% | +944 | New |
| Resources Management Corp | 970 | $85.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 969 | $85.0K | 0.01% | +175+22.0% | Added |
| Fortis Advisors, LLC | 1,000 | $87.0K | 0.05% | 00.0% | Unchanged |
| Glassman Wealth Services | 991 | $87.0K | 0.02% | +249+33.6% | Added |
| Sandy Cove Advisors, LLC | 1,000 | $87.0K | 0.07% | +1,000 | New |
| Cornerstone Advisory, LLC | 1,000 | $88.0K | 0.01% | +1,000 | New |
| Optimum Investment Advisors | 1,015 | $89.0K | 0.03% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,035 | $91.0K | 0.01% | −113−9.8% | Reduced |
| Fortitude Advisory Group L.L.C. | 1,046 | $91.0K | 0.05% | +1,046 | New |
| Barrett Asset Management, LLC | 1,050 | $92.0K | 0.00% | 00.0% | Unchanged |
| Standard Family Office LLC | 1,047 | $92.0K | 0.82% | +1,047 | New |
| Hudock, Inc. | 1,101 | $96.0K | 0.03% | 00.0% | Unchanged |
| Bollard Group LLC | 1,146 | $100.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,147 | $100.0K | 0.02% | 00.0% | Unchanged |
| Truehand, Inc | 1,161 | $102.0K | 0.06% | 00.0% | Unchanged |
| Seldon Capital LP | 1,167 | $102.0K | 0.07% | +1,167 | New |
| William Allan, LLC | 1,170 | $102.0K | 0.07% | +1,170 | New |
| Webster Bank, N. A. | 1,175 | $103.0K | 0.01% | −75−6.0% | Reduced |
| Tacita Capital Inc | 1,200 | $105.0K | 0.06% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 1,209 | $106.0K | 0.07% | −1,038−46.2% | Reduced |
| Financial Perspectives, Inc | 1,233 | $107.9K | 0.05% | −523−29.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,244 | $109.0K | 0.04% | 00.0% | Unchanged |
| Monetary Management Group Inc | 1,259 | $110.0K | 0.03% | 00.0% | Unchanged |
| Hoese & Co LLP | 1,275 | $112.0K | 0.11% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,300 | $114.0K | 0.01% | −150−10.3% | Reduced |
| First National Bank of South Miami | 1,366 | $119.0K | 0.07% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,363 | $119.2K | 0.05% | −22−1.6% | Reduced |
| Tevis Investment Management | 1,391 | $122.0K | 0.11% | +1,391 | New |
| Duncker Streett & Co Inc | 1,433 | $125.0K | 0.02% | −300−17.3% | Reduced |
| Piscataqua Savings Bank | 1,429 | $125.0K | 0.10% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 1,446 | $126.0K | 0.00% | −134−8.5% | Reduced |
| AllSquare Wealth Management LLC | 1,479 | $129.0K | 0.08% | 00.0% | Unchanged |
| Richwood Investment Advisors, LLC | 1,495 | $131.0K | 0.11% | +1,495 | New |
| Column Capital Advisors, LLC | 1,533 | $134.0K | 0.03% | −11−0.7% | Reduced |
| JJJ Advisors Inc. | 1,533 | $134.0K | 0.04% | +31+2.1% | Added |
| Bedel Financial Consulting, Inc. | 1,558 | $136.0K | 0.04% | +60+4.0% | Added |
| KRS Capital Management, LLC | 1,560 | $136.0K | 0.12% | +1,560 | New |
| FSB Premier Wealth Management, Inc. | 1,566 | $137.0K | 0.06% | +1,566 | New |
| CKW Financial Group | 1,562 | $140.0K | 0.02% | −100−6.0% | Reduced |
| AlphaMark Advisors, LLC | 1,600 | $140.0K | 0.05% | +1,350+540.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,629 | $142.0K | 0.02% | −30−1.8% | Reduced |