Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Voloridge Investment Management, LLC | 763,845 | $66.8M | 0.37% | +701,382+1,122.9% | Added |
| Madison Asset Management, LLC | 773,372 | $67.6M | 0.89% | −99,128−11.4% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 783,636 | $68.5M | 0.22% | +13,175+1.7% | Added |
| Macquarie Group Ltd | 806,370 | $70.5M | 0.06% | +27,520+3.5% | Added |
| Mondrian Investment Partners LTD | 806,698 | $70.6M | 1.39% | +173,188+27.3% | Added |
| Raymond James & Associates | 839,860 | $73.5M | 0.06% | +11,507+1.4% | Added |
| Millennium Management LLC | 842,669 | $73.7M | 0.08% | +56,802+7.2% | Added |
| Neuberger Berman Group LLC | 867,119 | $74.8M | 0.06% | −155,039−15.2% | Reduced |
| Capital Research Global Investors | 902,656 | $79.0M | 0.02% | −3840.0% | Reduced |
| Earnest Partners LLC | 904,818 | $79.1M | 0.46% | −37,394−4.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 981,752 | $85.9M | 0.11% | +304,383+44.9% | Added |
| Royal Bank of Canada | 986,810 | $86.3M | 0.02% | −344,647−25.9% | Reduced |
| Truist Financial Corp | 1,018,400 | $89.1M | 0.14% | −16,861−1.6% | Reduced |
| Envestnet Asset Management Inc | 1,054,831 | $92.3M | 0.05% | −16,059−1.5% | Reduced |
| Lazard Asset Management LLC | 1,143,745 | $100.0M | 0.11% | +18,605+1.7% | Added |
| FMR LLC | 1,180,173 | $103.2M | 0.01% | +71,753+6.5% | Added |
| Parnassus Investments | 1,242,128 | $108.6M | 0.21% | +90,109+7.8% | Added |
| Scharf Investments, LLC | 1,262,077 | $110.4M | 3.27% | +17,366+1.4% | Added |
| Mawer Investment Management Ltd. | 1,280,972 | $112.0M | 0.50% | −61,100−4.6% | Reduced |
| BlackRock Inc. | 1,315,829 | $115.1M | 0.00% | −75,861−5.5% | Reduced |
| Ameriprise Financial Inc | 1,348,037 | $117.9M | 0.03% | −66,951−4.7% | Reduced |
| Natixis Advisors, L.P. | 1,690,703 | $147.9M | 0.56% | −414,039−19.7% | Reduced |
| Two Sigma Investments, LP | 1,798,325 | $157.3M | 0.39% | +36,833+2.1% | Added |
| D. E. Shaw & Co., Inc. | 1,819,904 | $159.2M | 0.19% | +1,793,934+6,907.7% | Added |
| Manning & Napier Group, LLC | 1,928,226 | $168.7M | 1.41% | +18,232+1.0% | Added |
| State Street Corp | 1,954,700 | $171.0M | 0.01% | −60,564−3.0% | Reduced |
| Goldman Sachs Group Inc | 2,187,402 | $191.3M | 0.05% | +108,936+5.2% | Added |
| Principal Financial Group Inc | 2,278,193 | $199.2M | 0.12% | +209,629+10.1% | Added |
| Parametric Portfolio Associates LLC | 2,523,333 | $220.7M | 0.11% | −256,939−9.2% | Reduced |
| Cullen Capital Management LLC | 2,802,628 | $245.1M | 2.30% | −196,010−6.5% | Reduced |
| Two Sigma Advisers, LP | 2,869,700 | $251.0M | 0.63% | +772,900+36.9% | Added |
| Northern Trust Corp | 3,108,273 | $271.9M | 0.04% | −146,325−4.5% | Reduced |
| Wells Fargo & Company | 3,166,044 | $276.9M | 0.07% | −2,149,285−40.4% | Reduced |
| Morgan Stanley | 3,483,649 | $304.7M | 0.04% | +267,670+8.3% | Added |
| Janus Henderson Group PLC | 3,559,179 | $311.3M | 0.13% | −426,338−10.7% | Reduced |
| Renaissance Technologies LLC | 3,727,570 | $326.1M | 0.41% | +420,333+12.7% | Added |
| Dimensional Fund Advisors LP | 3,870,136 | $338.5M | 0.10% | +1,003,235+35.0% | Added |
| Wellington Management Group LLP | 4,096,452 | $358.3M | 0.06% | −118,480−2.8% | Reduced |
| UBS Group AG | 4,178,900 | $365.5M | 0.14% | −331,179−7.3% | Reduced |
| Charles Schwab Investment Management Inc | 4,205,694 | $367.9M | 0.11% | +89,226+2.2% | Added |
| Boston Partners | 4,677,403 | $409.2M | 0.49% | +292,854+6.7% | Added |
| Bank of America Corp | 7,788,298 | $681.2M | 0.07% | −1,424,172−15.5% | Reduced |
| Franklin Resources Inc | 9,140,807 | $799.5M | 0.29% | +2,361,944+34.8% | Added |
| Fisher Asset Management, LLC | 10,384,666 | $908.3M | 0.51% | +79,637+0.8% | Added |
| Loomis Sayles & Co L P | 17,893,566 | $1.57B | 1.89% | −1,045,879−5.5% | Reduced |
| Primecap Management Co | 18,165,590 | $1.59B | 1.10% | −896,060−4.7% | Reduced |
| Dodge & Cox | 28,249,540 | $2.47B | 1.53% | −1,016,360−3.5% | Reduced |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −227,872−100.0% | Sold out |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −118,155−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −105,169−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −103,144−100.0% | Sold out |
| Taylor, Cottrill, Erickson & Associates, Inc. | 0 | $0 | 0.00% | −25,222−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −23,059−100.0% | Sold out |
| West Family Investments, Inc. | 0 | $0 | 0.00% | −15,458−100.0% | Sold out |
| Krilogy Financial LLC | 0 | $0 | 0.00% | −14,550−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,083−100.0% | Sold out |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −11,701−100.0% | Sold out |
| 17 Capital Partners, LLC | 0 | $0 | 0.00% | −10,768−100.0% | Sold out |
| Arjuna Capital | 0 | $0 | 0.00% | −9,782−100.0% | Sold out |
| qPULA Trading Management LP | 0 | $0 | 0.00% | −9,699−100.0% | Sold out |
| Wealth Alliance | 0 | $0 | 0.00% | −7,175−100.0% | Sold out |
| Redwood Investment Management, LLC | 0 | $0 | 0.00% | −7,117−100.0% | Sold out |
| Aaron Wealth Advisors | 0 | $0 | 0.00% | −5,468−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −5,458−100.0% | Sold out |
| Curated Wealth Partners LLC | 0 | $0 | 0.00% | −5,308−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −5,142−100.0% | Sold out |
| KMG Fiduciary Partners, LLC | 0 | $0 | 0.00% | −4,547−100.0% | Sold out |
| Quilter Plc | 0 | $0 | 0.00% | −4,327−100.0% | Sold out |
| Kore Private Wealth LLC | 0 | $0 | 0.00% | −4,114−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −3,821−100.0% | Sold out |
| Griffin Asset Management, Inc. | 0 | $0 | 0.00% | −3,769−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −3,564−100.0% | Sold out |
| Formidable Asset Management, LLC | 0 | $0 | 0.00% | −3,503−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −3,487−100.0% | Sold out |
| Blueprint Investment Partners LLC | 0 | $0 | 0.00% | −3,422−100.0% | Sold out |
| Minot Wealth Management LLC | 0 | $0 | 0.00% | −3,393−100.0% | Sold out |
| Personal Cfo Solutions, LLC | 0 | $0 | 0.00% | −3,322−100.0% | Sold out |
| Botty Investors LLC | 0 | $0 | 0.00% | −3,285−100.0% | Sold out |
| Optas, LLC | 0 | $0 | 0.00% | −3,284−100.0% | Sold out |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −3,147−100.0% | Sold out |
| Mitchell Capital Management Co | 0 | $0 | 0.00% | −3,082−100.0% | Sold out |
| Monticello Wealth Management, LLC | 0 | $0 | 0.00% | −3,061−100.0% | Sold out |
| Regal Investment Advisors LLC | 0 | $0 | 0.00% | −2,837−100.0% | Sold out |
| Axiom Investment Management LLC | 0 | $0 | 0.00% | −2,827−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −2,702−100.0% | Sold out |
| Focus Financial Network, Inc. | 0 | $0 | 0.00% | −2,673−100.0% | Sold out |
| SignalPoint Asset Management, LLC | 0 | $0 | 0.00% | −2,657−100.0% | Sold out |
| Brown Miller Wealth Management, LLC | 0 | $0 | 0.00% | −2,590−100.0% | Sold out |
| Rockland Trust Co | 0 | $0 | 0.00% | −2,501−100.0% | Sold out |
| Deroy & Devereaux Private Investment Counsel Inc | 0 | $0 | 0.00% | −2,475−100.0% | Sold out |
| Goepper Burkhardt LLC | 0 | $0 | 0.00% | −2,450−100.0% | Sold out |
| Kemnay Advisory Services Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −576−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −561−100.0% | Sold out |
| Ironwood Financial, llc | 0 | $0 | 0.00% | −538−100.0% | Sold out |
| Cahill Financial Advisors Inc | 0 | $0 | 0.00% | −514−100.0% | Sold out |
| Consolidated Planning Corp | 0 | $0 | 0.00% | −519−100.0% | Sold out |
| Polaris Capital Management, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −481−100.0% | Sold out |