Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenwood Gearhart Inc | 102,462 | $8.96M | 1.24% | +8,697+9.3% | Added |
| Fort Washington Investment Advisors Inc | 103,164 | $9.02M | 0.05% | −5,159−4.8% | Reduced |
| Tweedy, Browne Co LLC | 106,089 | $9.28M | 0.29% | −5,091−4.6% | Reduced |
| Clifford Swan Investment Counsel LLC | 111,534 | $9.76M | 0.34% | −374−0.3% | Reduced |
| Simplex Trading, LLC | 117,859 | $10.3M | 0.34% | +113,384+2,533.7% | Added |
| Tower Bridge Advisors | 119,110 | $10.4M | 0.64% | −17,984−13.1% | Reduced |
| Allianz Asset Management GmbH | 121,051 | $10.6M | 0.01% | −915−0.8% | Reduced |
| Brown Brothers Harriman & Co | 123,990 | $10.8M | 0.06% | −18,014−12.7% | Reduced |
| Advisor Group Holdings, Inc. | 124,792 | $10.9M | 0.02% | +6,536+5.5% | Added |
| Balyasny Asset Management LLC | 129,088 | $11.3M | 0.05% | +129,088 | New |
| Grandfield & Dodd, LLC | 129,585 | $11.3M | 0.73% | +3,940+3.1% | Added |
| Reynders McVeigh Capital Management, LLC | 129,615 | $11.3M | 0.64% | +264+0.2% | Added |
| Richard C. Young & CO., LTD. | 131,902 | $11.5M | 1.45% | −5,016−3.7% | Reduced |
| Bahl & Gaynor Inc | 131,981 | $11.5M | 0.06% | −7,603−5.4% | Reduced |
| Wilkins Investment Counsel Inc | 132,790 | $11.6M | 2.56% | +2,200+1.7% | Added |
| American Century Companies Inc | 135,137 | $11.8M | 0.01% | −3,956−2.8% | Reduced |
| Tekla Capital Management LLC | 136,225 | $11.9M | 0.38% | 00.0% | Unchanged |
| Guyasuta Investment Advisors Inc | 137,986 | $12.1M | 0.79% | −1,291−0.9% | Reduced |
| Parallax Volatility Advisers, L.P. | 138,997 | $12.2M | 0.15% | +135,356+3,717.6% | Added |
| Cubist Systematic Strategies, LLC | 139,825 | $12.2M | 0.12% | +129,992+1,322.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 142,345 | $12.5M | 0.03% | −4,060−2.8% | Reduced |
| Jones Financial Companies LLLP | 142,664 | $12.5M | 0.02% | −811−0.6% | Reduced |
| National Bank of Canada | 147,595 | $12.9M | 0.05% | +147,595 | New |
| Gamble Jones Investment Counsel | 147,906 | $12.9M | 0.77% | +639+0.4% | Added |
| CIBC World Markets Inc. | 148,657 | $13.0M | 0.04% | +237+0.2% | Added |
| Edgemoor Investment Advisors, Inc. | 150,400 | $13.2M | 1.35% | −2,433−1.6% | Reduced |
| Mariner, LLC | 151,600 | $13.3M | 0.06% | +24,750+19.5% | Added |
| Point72 Asset Management, L.P. | 152,900 | $13.4M | 0.06% | +152,900 | New |
| DDD Partners, LLC | 153,222 | $13.4M | 1.84% | +2,285+1.5% | Added |
| Citigroup Inc | 153,721 | $13.4M | 0.01% | −42,016−21.5% | Reduced |
| Scout Investments, Inc. | 153,875 | $13.5M | 0.20% | −2,930−1.9% | Reduced |
| M&T Bank Corp | 154,867 | $13.5M | 0.06% | −54,576−26.1% | Reduced |
| Marshall Wace, LLP | 155,773 | $13.6M | 0.03% | +155,773 | New |
| Manufacturers Life Insurance Company, The | 167,067 | $14.6M | 0.01% | 00.0% | Unchanged |
| McDaniel Terry & Co | 168,702 | $14.8M | 1.48% | −43,773−20.6% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 170,223 | $14.9M | 2.64% | +2,845+1.7% | Added |
| Somerville Kurt F | 174,652 | $15.3M | 2.12% | −5,234−2.9% | Reduced |
| John G Ullman & Associates Inc | 178,239 | $15.6M | 2.14% | +3,285+1.9% | Added |
| Boston Common Asset Management, LLC | 179,923 | $15.7M | 0.64% | +4,833+2.8% | Added |
| Exencial Wealth Advisors, LLC | 180,499 | $15.8M | 0.77% | −105,268−36.8% | Reduced |
| Cardinal Capital Management, Inc. | 180,926 | $15.8M | 0.74% | +9,588+5.6% | Added |
| Confluence Investment Management LLC | 181,928 | $15.9M | 0.21% | −42,311−18.9% | Reduced |
| First Republic Investment Management, Inc. | 182,736 | $16.0M | 0.03% | −36,984−16.8% | Reduced |
| CORDA Investment Management, LLC. | 184,926 | $16.2M | 1.27% | +11,000+6.3% | Added |
| Tobias Financial Advisors, Inc. | 184,926 | $16.2M | 1.27% | +184,926 | New |
| Godsey & Gibb Associates | 191,150 | $16.7M | 5.36% | +6,250+3.4% | Added |
| Tocqueville Asset Management L.P. | 192,937 | $16.9M | 0.23% | −57,164−22.9% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 195,700 | $17.1M | 0.08% | +32,800+20.1% | Added |
| Banco Santander, S.A. | 195,939 | $17.1M | 0.09% | +37,814+23.9% | Added |
| Hemenway Trust Co LLC | 207,377 | $18.1M | 1.65% | −13,054−5.9% | Reduced |
| GW Henssler & Associates Ltd | 208,154 | $18.2M | 1.16% | −724−0.3% | Reduced |
| Oak Associates, Ltd | 213,474 | $18.7M | 0.99% | −1,604−0.7% | Reduced |
| Reilly Financial Advisors, LLC | 215,399 | $18.8M | 1.40% | +8,018+3.9% | Added |
| Bartlett & Co. LLC | 215,985 | $18.9M | 0.32% | −4,938−2.2% | Reduced |
| Bartlett & Co. Wealth Management LLC | 215,985 | $18.9M | 0.32% | −4,938−2.2% | Reduced |
| Jarislowsky, Fraser Ltd | 216,906 | $19.0M | 0.09% | −57,630−21.0% | Reduced |
| Van Eck Associates Corp | 217,655 | $19.0M | 0.04% | +27,874+14.7% | Added |
| Rockefeller Capital Management L.P. | 223,545 | $19.6M | 0.09% | +13,505+6.4% | Added |
| Brandes Investment Partners, LP | 224,666 | $19.7M | 0.43% | −17,586−7.3% | Reduced |
| Financial Counselors Inc | 236,106 | $20.7M | 0.42% | −15,771−6.3% | Reduced |
| Janney Montgomery Scott LLC | 245,615 | $21.5M | 0.08% | −1,599−0.6% | Reduced |
| US Bancorp | 247,372 | $21.6M | 0.03% | −56,933−18.7% | Reduced |
| LPL Financial LLC | 250,516 | $21.9M | 0.02% | −15,634−5.9% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 252,571 | $22.1M | 1.54% | +22,296+9.7% | Added |
| Eaton Vance Management | 255,280 | $22.3M | 0.03% | +11,682+4.8% | Added |
| Bank of Montreal | 261,655 | $22.9M | 0.01% | +67,661+34.9% | Added |
| Gofen & Glossberg LLC | 264,388 | $23.1M | 0.50% | −653−0.2% | Reduced |
| JPMorgan Chase & Co | 268,370 | $23.5M | 0.00% | −38,165−12.5% | Reduced |
| Cambridge Trust Co | 272,978 | $23.9M | 0.77% | −20,590−7.0% | Reduced |
| Professional Advisory Services Inc | 278,786 | $24.4M | 3.32% | +11,007+4.1% | Added |
| Nichols & Pratt Advisers LLP | 290,147 | $25.4M | 1.75% | −8,580−2.9% | Reduced |
| Invesco Ltd. | 291,490 | $25.5M | 0.01% | −85,591−22.7% | Reduced |
| Citadel Advisors LLC | 292,278 | $25.6M | 0.03% | +119,816+69.5% | Added |
| First Manhattan Co | 297,537 | $26.0M | 0.09% | −1,750−0.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 300,305 | $26.3M | 0.05% | +6,832+2.3% | Added |
| HighTower Advisors, LLC | 306,193 | $26.7M | 0.06% | −2,332−0.8% | Reduced |
| Martin Investment Management, LLC | 315,999 | $27.6M | 6.85% | +26,075+9.0% | Added |
| Commonwealth Equity Services, LLC | 217,523 | $27.8M | 0.06% | −22,792−9.5% | Reduced |
| Optiver Holding B.V. | 339,452 | $28.1M | 0.03% | +55,065+19.4% | Added |
| Saturna Capital CORP | 320,128 | $28.7M | 0.51% | −1,150−0.4% | Reduced |
| Jane Street Group, LLC | 328,730 | $28.8M | 0.06% | +178,825+119.3% | Added |
| Oppenheimer Asset Management Inc. | 333,332 | $29.2M | 0.39% | +1,198+0.4% | Added |
| Brown Advisory Inc | 337,059 | $29.5M | 0.04% | −15,395−4.4% | Reduced |
| Stifel Financial Corp | 345,691 | $30.2M | 0.04% | −17,392−4.8% | Reduced |
| CIBC Private Wealth Group, LLC | 367,484 | $32.1M | 0.07% | +1,403+0.4% | Added |
| Douglas Lane & Associates, LLC | 379,089 | $33.2M | 0.44% | −194,230−33.9% | Reduced |
| Causeway Capital Management LLC | 381,967 | $33.4M | 0.73% | −19,149−4.8% | Reduced |
| Managed Asset Portfolios, LLC | 386,923 | $33.8M | 4.78% | +5,145+1.3% | Added |
| The PNC Financial Services Group, Inc. | 388,344 | $34.0M | 0.03% | +54,679+16.4% | Added |
| TCTC Holdings, LLC | 403,632 | $35.3M | 1.51% | +841+0.2% | Added |
| Fayez Sarofim & Co | 411,200 | $36.0M | 0.11% | +9,046+2.2% | Added |
| Morningstar Investment Services LLC | 428,217 | $37.4M | 0.42% | −6,419−1.5% | Reduced |
| D.A. Davidson & Co. | 449,462 | $39.3M | 0.42% | +15,638+3.6% | Added |
| Capital World Investors | 539,778 | $47.2M | 0.01% | +3,292+0.6% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 545,900 | $47.8M | 0.10% | −178,000−24.6% | Reduced |
| Aristotle Capital Management, LLC | 562,209 | $49.2M | 0.08% | −7,565,477−93.1% | Reduced |
| SEI Investments Co | 662,351 | $57.9M | 0.11% | −217,716−24.7% | Reduced |
| First Trust Advisors LP | 709,098 | $62.0M | 0.06% | −3,184−0.4% | Reduced |
| Bristol John W & Co Inc | 725,480 | $63.5M | 1.10% | −8,764−1.2% | Reduced |
| Bank of New York Mellon Corp | 740,419 | $64.8M | 0.01% | +51,360+7.5% | Added |