Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pittenger & Anderson Inc | 28,881 | $2.36M | 0.12% | +331+1.2% | Added |
| Alliancebernstein L.P. | 29,071 | $2.38M | 0.00% | −230−0.8% | Reduced |
| We Are One Seven, LLC | 34,063 | $2.44M | 0.31% | −201−0.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 29,915 | $2.45M | 0.17% | +1,948+7.0% | Added |
| Beacon Financial Group | 30,051 | $2.49M | 0.34% | +781+2.7% | Added |
| American National Insurance Co | 30,500 | $2.49M | 0.09% | 00.0% | Unchanged |
| Salem Capital Management Inc | 30,744 | $2.51M | 1.38% | +22,000+251.6% | Added |
| Eagle Global Advisors LLC | 31,309 | $2.56M | 0.17% | −215−0.7% | Reduced |
| Page Arthur B | 32,076 | $2.62M | 1.95% | −865−2.6% | Reduced |
| Cullen/Frost Bankers, Inc. | 32,229 | $2.64M | 0.05% | −1,619−4.8% | Reduced |
| FNY Investment Advisers, LLC | 32,400 | $2.65M | 1.24% | +32,400 | New |
| Whittier Trust Co of Nevada Inc | 32,840 | $2.69M | 0.11% | +153+0.5% | Added |
| Bokf, NA | 33,112 | $2.71M | 0.05% | +33,112 | New |
| Price T Rowe Associates Inc | 33,319 | $2.72M | 0.00% | +2,691+8.8% | Added |
| Royal Fund Management, LLC | 33,601 | $2.75M | 0.44% | −2,888−7.9% | Reduced |
| Cubic Asset Management, LLC | 34,093 | $2.79M | 0.69% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 34,183 | $2.80M | 0.04% | +2,388+7.5% | Added |
| Woodmont Investment Counsel LLC | 34,201 | $2.80M | 0.41% | −872−2.5% | Reduced |
| Summitry LLC | 34,237 | $2.80M | 0.18% | −443−1.3% | Reduced |
| Perennial Advisors, LLC | 34,240 | $2.80M | 0.82% | +2,397+7.5% | Added |
| Heritage Way Advisors, LLC | 35,132 | $2.87M | 1.19% | −165−0.5% | Reduced |
| Davenport & Co LLC | 35,365 | $2.89M | 0.02% | +20,289+134.6% | Added |
| WealthTrust Axiom LLC | 35,905 | $2.94M | 0.99% | −125−0.3% | Reduced |
| Advisory Services Network, LLC | 36,228 | $2.96M | 0.09% | +5,753+18.9% | Added |
| Ethic Inc. | 36,715 | $3.00M | 0.31% | +12,850+53.8% | Added |
| Catalyst Capital Advisors LLC | 37,080 | $3.03M | 0.15% | −1,100−2.9% | Reduced |
| FORA Capital, LLC | 37,079 | $3.03M | 0.77% | +17,326+87.7% | Added |
| Northeast Investment Management | 38,012 | $3.11M | 0.17% | −2,375−5.9% | Reduced |
| Argent Trust Co | 38,173 | $3.12M | 0.20% | +169+0.4% | Added |
| Chesley Taft & Associates LLC | 38,432 | $3.14M | 0.18% | −240−0.6% | Reduced |
| Regions Financial Corp | 38,935 | $3.18M | 0.03% | +1,248+3.3% | Added |
| Smith, Salley & Associates | 39,881 | $3.26M | 0.26% | +1,693+4.4% | Added |
| Private Asset Management Inc | 40,256 | $3.29M | 0.45% | −1,885−4.5% | Reduced |
| Cardinal Capital Management | 40,352 | $3.30M | 0.71% | +139+0.3% | Added |
| Clearbridge Investments, LLC | 40,791 | $3.34M | 0.00% | +5,528+15.7% | Added |
| Hamel Associates, Inc. | 40,939 | $3.35M | 1.31% | −8,619−17.4% | Reduced |
| Smithbridge Asset Management Inc | 41,268 | $3.38M | 1.12% | +173+0.4% | Added |
| Glenmede Trust Co NA | 41,510 | $3.39M | 0.02% | −210−0.5% | Reduced |
| Caption Management, LLC | 41,997 | $3.44M | 0.23% | +41,997 | New |
| Park National Corp | 42,459 | $3.47M | 0.15% | −1,806−4.1% | Reduced |
| Marco Investment Management LLC | 42,559 | $3.48M | 0.38% | −68−0.2% | Reduced |
| Mar Vista Investment Partners LLC | 42,558 | $3.48M | 0.09% | 00.0% | Unchanged |
| Haverford Trust Co | 42,610 | $3.48M | 0.04% | −7,470−14.9% | Reduced |
| Canal Capital Management, LLC | 42,739 | $3.50M | 1.00% | −221−0.5% | Reduced |
| Hayek Kallen Investment Management | 42,935 | $3.51M | 1.60% | −388−0.9% | Reduced |
| Wetherby Asset Management Inc | 43,138 | $3.53M | 0.22% | +561+1.3% | Added |
| Foyston, Gordon, & Payne Inc | 43,289 | $3.54M | 0.88% | −230−0.5% | Reduced |
| Zeke Capital Advisors, LLC | 43,377 | $3.55M | 0.20% | −658−1.5% | Reduced |
| Country Club Trust Company, n.a. | 43,022 | $3.57M | 0.31% | +94+0.2% | Added |
| Davis Selected Advisers | 44,968 | $3.68M | 0.02% | −1,920−4.1% | Reduced |
| Keybank National Association | 45,112 | $3.69M | 0.02% | +2,126+4.9% | Added |
| Notis-McConarty Edward | 45,911 | $3.75M | 1.38% | +1,685+3.8% | Added |
| United Capital Financial Advisers, LLC | 47,296 | $3.87M | 0.02% | +252+0.5% | Added |
| Guardian Capital Advisors LP | 46,993 | $3.88M | 0.40% | +185+0.4% | Added |
| FDx Advisors, Inc. | 47,404 | $3.88M | 0.12% | +3,481+7.9% | Added |
| Carret Asset Management, LLC | 47,553 | $3.89M | 0.46% | −783−1.6% | Reduced |
| People's United Financial, Inc. | 47,956 | $3.92M | 0.09% | +2,936+6.5% | Added |
| Nixon Peabody Trust Co | 48,170 | $3.94M | 1.42% | +1,877+4.1% | Added |
| Blueshift Asset Management, LLC | 49,821 | $4.07M | 0.23% | +28,614+134.9% | Added |
| Atlantic Union Bankshares Corp | 49,870 | $4.08M | 0.38% | −10,303−17.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 50,184 | $4.10M | 0.02% | −4,035−7.4% | Reduced |
| Pacer Advisors, Inc. | 50,249 | $4.11M | 0.05% | −435−0.9% | Reduced |
| Farmers & Merchants Investments Inc | 50,293 | $4.11M | 0.17% | −274−0.5% | Reduced |
| Garland Capital Management Inc | 50,755 | $4.15M | 2.97% | −100−0.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 51,674 | $4.23M | 0.61% | −215−0.4% | Reduced |
| Whittier Trust Co | 51,951 | $4.25M | 0.08% | −99−0.2% | Reduced |
| Bradley Foster & Sargent Inc | 51,996 | $4.25M | 0.10% | −9,648−15.7% | Reduced |
| Mercer Global Advisors Inc | 52,406 | $4.29M | 0.03% | +11,183+27.1% | Added |
| Fairfield, Bush & Co. | 53,090 | $4.34M | 1.41% | −8,804−14.2% | Reduced |
| Aigen Investment Management, LP | 53,456 | $4.37M | 0.84% | +53,456 | New |
| Parcion Private Wealth LLC | 53,427 | $4.45M | 0.39% | +221+0.4% | Added |
| American Research & Management Co. | 55,110 | $4.51M | 1.04% | −575−1.0% | Reduced |
| Beach Investment Counsel Inc | 56,034 | $4.58M | 0.43% | 00.0% | Unchanged |
| Kidder Stephen W | 56,668 | $4.63M | 1.45% | −6,537−10.3% | Reduced |
| Prentiss Smith & Co Inc | 56,720 | $4.64M | 2.35% | −165−0.3% | Reduced |
| Patten & Patten Inc | 56,978 | $4.66M | 0.35% | −2,110−3.6% | Reduced |
| Avalon Investment & Advisory | 57,364 | $4.69M | 0.11% | −16,345−22.2% | Reduced |
| Sepio Capital, LP | 58,871 | $4.81M | 0.40% | +689+1.2% | Added |
| Matthew Goff Investment Advisor, LLC | 59,945 | $4.90M | 1.20% | +2,339+4.1% | Added |
| Moors & Cabot, Inc. | 62,000 | $5.05M | 0.32% | +31,683+104.5% | Added |
| Foster Victor Wealth Advisors, LLC | 61,827 | $5.06M | 0.81% | +1,367+2.3% | Added |
| Voloridge Investment Management, LLC | 62,463 | $5.11M | 0.03% | −261,445−80.7% | Reduced |
| Guardian Capital LP | 65,467 | $5.35M | 0.11% | −11,649−15.1% | Reduced |
| Lowell Blake & Associates Inc. | 66,309 | $5.42M | 2.52% | +1,272+2.0% | Added |
| Northwestern Mutual Wealth Management Co | 66,495 | $5.44M | 0.01% | +757+1.2% | Added |
| Live Oak Private Wealth LLC | 66,566 | $5.44M | 1.11% | +5,141+8.4% | Added |
| Camden National Bank | 66,614 | $5.45M | 1.05% | +1,439+2.2% | Added |
| Brinker Capital Investments, LLC | 59,831 | $5.46M | 0.09% | 00.0% | Unchanged |
| AMG National Trust Bank | 66,824 | $5.46M | 0.18% | +495+0.7% | Added |
| Geode Capital Management, LLC | 66,957 | $5.47M | 0.00% | −3,082−4.4% | Reduced |
| Fiduciary Trust Co | 67,423 | $5.51M | 0.10% | −9,221−12.0% | Reduced |
| Broderick Brian C | 68,395 | $5.59M | 1.49% | −12,109−15.0% | Reduced |
| NewEdge Wealth, LLC | 68,440 | $5.60M | 0.33% | +2,782+4.2% | Added |
| Timber Creek Capital Management LLC | 68,519 | $5.60M | 1.78% | +3,337+5.1% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 68,590 | $5.61M | 1.76% | +227+0.3% | Added |
| MML Investors Services, LLC | 69,800 | $5.71M | 0.05% | +3,997+6.1% | Added |
| Narwhal Capital Management | 69,938 | $5.72M | 0.72% | −16,159−18.8% | Reduced |
| Freestone Capital Holdings, LLC | 72,292 | $5.91M | 0.30% | −7,739−9.7% | Reduced |
| Trust Co of Vermont | 72,568 | $5.93M | 0.42% | −1,492−2.0% | Reduced |
| BBVA USA | 72,855 | $5.96M | 0.35% | −2,955−3.9% | Reduced |