Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gibraltar Capital Management, Inc. | 6,758 | $553.0K | 0.28% | −52−0.8% | Reduced |
| First City Capital Management, Inc. | 6,812 | $557.0K | 0.31% | 00.0% | Unchanged |
| Lido Advisors, LLC | 6,822 | $557.0K | 0.01% | +231+3.5% | Added |
| Foster & Motley Inc | 6,854 | $561.0K | 0.05% | +813+13.5% | Added |
| Pallas Capital Advisors LLC | 6,728 | $562.0K | 0.06% | +1,759+35.4% | Added |
| Moloney Securities Asset Management, LLC | 7,071 | $578.0K | 0.11% | −42−0.6% | Reduced |
| Hutner Capital Management Inc | 7,090 | $580.0K | 0.38% | −4,243−37.4% | Reduced |
| Redwood Investment Management, LLC | 7,117 | $582.0K | 0.08% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 7,139 | $584.0K | 0.12% | +492+7.4% | Added |
| Thomasville National Bank | 7,168 | $586.0K | 0.06% | −1,621−18.4% | Reduced |
| Wealth Alliance | 7,175 | $586.0K | 0.13% | +253+3.7% | Added |
| Abundance Wealth Counselors | 7,166 | $586.0K | 0.34% | +539+8.1% | Added |
| Gradient Investments LLC | 7,193 | $588.0K | 0.02% | +250+3.6% | Added |
| Colony Group LLC | 7,232 | $591.0K | 0.01% | −1,126−13.5% | Reduced |
| Brandywine Oak Private Wealth LLC | 7,259 | $593.0K | 0.07% | +605+9.1% | Added |
| KCM Investment Advisors LLC | 7,289 | $596.0K | 0.02% | −79−1.1% | Reduced |
| Latitude Advisors, LLC | 7,333 | $600.0K | 0.19% | +3,715+102.7% | Added |
| Community Bank, N.A. | 7,358 | $602.0K | 0.07% | −648−8.1% | Reduced |
| BSW Wealth Partners | 7,361 | $602.0K | 0.17% | +4,010+119.7% | Added |
| Biltmore Family Office, LLC | 7,369 | $603.0K | 0.15% | +2,572+53.6% | Added |
| Mission Wealth Management, LP | 7,392 | $605.0K | 0.03% | −411−5.3% | Reduced |
| Woodstock Corp | 7,405 | $606.0K | 0.07% | −110−1.5% | Reduced |
| Walter & Keenan Financial Consulting Co | 7,474 | $611.0K | 0.21% | 00.0% | Unchanged |
| Ellevest, Inc. | 7,560 | $618.0K | 0.06% | +1,680+28.6% | Added |
| NTV Asset Management LLC | 7,641 | $625.0K | 0.11% | +558+7.9% | Added |
| Cape Cod Five Cents Savings Bank | 7,656 | $627.0K | 0.06% | −140−1.8% | Reduced |
| Valeo Financial Advisors, LLC | 7,716 | $631.0K | 0.04% | +616+8.7% | Added |
| Community Bank & Trust, Waco, Texas | 7,749 | $634.0K | 0.21% | +276+3.7% | Added |
| Ascent Wealth Partners, LLC | 7,747 | $634.0K | 0.12% | +1,955+33.8% | Added |
| Guggenheim Capital LLC | 7,810 | $639.0K | 0.00% | −1,179−13.1% | Reduced |
| Total Clarity Wealth Management, Inc. | 7,810 | $639.0K | 0.30% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 7,823 | $640.0K | 0.07% | +1,079+16.0% | Added |
| Marotta Asset Management | 7,895 | $645.7K | 0.16% | +115+1.5% | Added |
| First National Bank of Omaha | 7,913 | $647.0K | 0.03% | −41,412−84.0% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 7,914 | $647.0K | 0.52% | −497−5.9% | Reduced |
| Valmark Advisers, Inc. | 7,916 | $647.0K | 0.01% | −328−4.0% | Reduced |
| Wealthsource Partners, LLC | 7,907 | $647.0K | 0.06% | +50+0.6% | Added |
| Archford Capital Strategies, LLC | 7,969 | $652.0K | 0.15% | +647+8.8% | Added |
| Veriti Management LLC | 7,983 | $653.0K | 0.09% | −69−0.9% | Reduced |
| First Foundation Advisors | 8,070 | $660.0K | 0.02% | −682−7.8% | Reduced |
| Kingsview Wealth Management, LLC | 8,070 | $660.0K | 0.03% | +311+4.0% | Added |
| EP Wealth Advisors, LLC | 8,078 | $661.0K | 0.02% | +790+10.8% | Added |
| Covington Capital Management | 8,213 | $672.0K | 0.03% | −25−0.3% | Reduced |
| Quadrant Capital Group LLC | 8,232 | $673.0K | 0.09% | +232+2.9% | Added |
| Centiva Capital, LP | 8,236 | $674.0K | 0.05% | −579−6.6% | Reduced |
| Anchor Investment Management, LLC | 8,250 | $674.7K | 0.09% | −565−6.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 8,267 | $676.0K | 0.01% | −210−2.5% | Reduced |
| Means Investment Co., Inc. | 8,277 | $677.0K | 0.13% | +553+7.2% | Added |
| Cetera Advisors LLC | 8,309 | $679.0K | 0.01% | +327+4.1% | Added |
| Oarsman Capital, Inc. | 8,327 | $681.0K | 0.28% | −405−4.6% | Reduced |
| Alexandria Capital, LLC | 8,323 | $681.0K | 0.06% | +814+10.8% | Added |
| OmniStar Financial Group, Inc. | 8,347 | $682.0K | 0.81% | +8,347 | New |
| Dillon & Associates Inc | 8,449 | $693.0K | 0.13% | 00.0% | Unchanged |
| Central Trust Co | 8,483 | $694.0K | 0.02% | −200−2.3% | Reduced |
| Lantz Financial LLC | 8,490 | $694.0K | 0.36% | +403+5.0% | Added |
| Norway Savings Bank | 8,543 | $699.0K | 0.33% | −1,490−14.9% | Reduced |
| Chilton Capital Management LLC | 8,571 | $701.0K | 0.04% | +1,649+23.8% | Added |
| Ballentine Partners, LLC | 8,624 | $705.0K | 0.02% | +518+6.4% | Added |
| Wealthspire Advisors, LLC | 8,650 | $707.0K | 0.01% | +8,650 | New |
| D.B. Root & Company, LLC | 8,669 | $708.0K | 0.28% | −1,473−14.5% | Reduced |
| Lee Danner & Bass Inc | 8,714 | $713.0K | 0.07% | 00.0% | Unchanged |
| Rosenbaum Jay D. | 8,737 | $714.0K | 1.19% | +275+3.2% | Added |
| Avantax Advisory Services, Inc. | 8,990 | $730.0K | 0.01% | +1,126+14.3% | Added |
| Dorsey & Whitney Trust CO LLC | 9,076 | $741.0K | 0.07% | +117+1.3% | Added |
| Atlas Capital Advisors LLC | 9,069 | $741.7K | 0.12% | +4,869+115.9% | Added |
| Beacon Investment Advisory Services, Inc. | 9,115 | $745.0K | 0.03% | −3,549−28.0% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 9,132 | $747.0K | 0.17% | +351+4.0% | Added |
| Kestra Private Wealth Services, LLC | 9,165 | $750.0K | 0.04% | −5,816−38.8% | Reduced |
| Prudential Financial Inc | 8,996 | $751.0K | 0.00% | −491−5.2% | Reduced |
| First Hawaiian Bank | 9,260 | $758.0K | 0.03% | −1,548−14.3% | Reduced |
| Beaton Management Co. Inc. | 9,347 | $764.0K | 0.51% | −100−1.1% | Reduced |
| Thornburg Investment Management Inc | 9,370 | $766.0K | 0.01% | 00.0% | Unchanged |
| Diversified Trust Co | 9,437 | $772.0K | 0.03% | −152−1.6% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,485 | $776.0K | 0.14% | −824−8.0% | Reduced |
| Radnor Capital Management, LLC | 9,525 | $779.0K | 0.46% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 9,604 | $785.0K | 0.19% | +775+8.8% | Added |
| Sittner & Nelson, LLC | 9,698 | $793.0K | 0.51% | +483+5.2% | Added |
| qPULA Trading Management LP | 9,699 | $793.0K | 1.24% | +9,699 | New |
| FRG Family Wealth Advisors LLC | 9,710 | $794.0K | 0.16% | −1,062−9.9% | Reduced |
| Drexel Morgan & Co. | 9,720 | $795.0K | 0.26% | 00.0% | Unchanged |
| Roundview Capital LLC | 9,736 | $796.0K | 0.09% | −143−1.4% | Reduced |
| Klingenstein Fields & Co LP | 9,770 | $799.0K | 0.03% | +988+11.3% | Added |
| Arjuna Capital | 9,782 | $800.0K | 0.33% | −170−1.7% | Reduced |
| JustInvest LLC | 9,811 | $802.0K | 0.07% | −51−0.5% | Reduced |
| Cubist Systematic Strategies, LLC | 9,833 | $804.0K | 0.01% | −23,207−70.2% | Reduced |
| Princeton Global Asset Management LLC | 9,890 | $809.0K | 0.25% | −820−7.7% | Reduced |
| Hall Capital Management Co Inc | 9,921 | $811.0K | 0.52% | +318+3.3% | Added |
| Neville Rodie & Shaw Inc | 9,932 | $812.0K | 0.06% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 9,926 | $812.0K | 0.11% | +252+2.6% | Added |
| Delta Financial Advisors LLC | 9,936 | $813.0K | 0.36% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 9,947 | $813.0K | 0.05% | +318+3.3% | Added |
| Holderness Investments Co | 9,992 | $817.0K | 0.27% | +336+3.5% | Added |
| Bluestein R H & Co | 10,100 | $826.0K | 0.03% | 00.0% | Unchanged |
| BTC Capital Management, Inc. | 10,115 | $827.0K | 0.09% | +205+2.1% | Added |
| Graypoint LLC | 10,120 | $828.0K | 0.10% | +197+2.0% | Added |
| Voya Financial Advisors, Inc. | 10,042 | $832.0K | 0.10% | +91+0.9% | Added |
| CX Institutional | 10,202 | $834.0K | 0.07% | 00.0% | Unchanged |
| Associated Banc-Corp | 10,343 | $845.0K | 0.03% | −356−3.3% | Reduced |
| TownSquare Capital, LLC | 10,381 | $849.0K | 0.02% | +4,596+79.4% | Added |
| Blume Capital Management, Inc. | 10,413 | $852.0K | 0.31% | +50+0.5% | Added |