Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisory Resource Group | 3,326 | $272.0K | 0.10% | +321+10.7% | Added |
| Personal Cfo Solutions, LLC | 3,322 | $272.0K | 0.06% | +856+34.7% | Added |
| Cozad Asset Management Inc | 3,363 | $275.0K | 0.04% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 3,372 | $276.0K | 0.03% | 00.0% | Unchanged |
| Hyman Charles D | 3,374 | $276.0K | 0.02% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 3,371 | $276.0K | 0.01% | +818+32.0% | Added |
| Minot Wealth Management LLC | 3,393 | $277.0K | 0.06% | −183−5.1% | Reduced |
| Shelton Capital Management | 3,400 | $278.0K | 0.01% | 00.0% | Unchanged |
| Kendall Capital Management | 3,427 | $280.0K | 0.15% | +9+0.3% | Added |
| Kanawha Capital Management LLC | 3,420 | $280.0K | 0.03% | +110+3.3% | Added |
| Blueprint Investment Partners LLC | 3,422 | $280.0K | 0.14% | +3,422 | New |
| Legacy Financial Advisors, Inc. | 3,433 | $281.0K | 0.07% | −760−18.1% | Reduced |
| Carroll Financial Associates, Inc. | 3,458 | $282.0K | 0.02% | −560−13.9% | Reduced |
| Veracity Capital LLC | 3,446 | $282.0K | 0.12% | +19+0.6% | Added |
| Andesa Financial Management Inc. | 3,463 | $283.0K | 0.15% | −1,312−27.5% | Reduced |
| Blue Fin Capital, Inc. | 3,464 | $283.0K | 0.09% | −957−21.6% | Reduced |
| Occidental Asset Management, LLC | 3,485 | $285.0K | 0.07% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 3,487 | $285.0K | 0.02% | +88+2.6% | Added |
| Formidable Asset Management, LLC | 3,503 | $286.0K | 0.05% | 00.0% | Unchanged |
| Keel Point, LLC | 3,509 | $287.0K | 0.04% | +47+1.4% | Added |
| Henry James International Management, Inc. | 3,559 | $291.0K | 0.09% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,564 | $291.0K | 0.03% | +131+3.8% | Added |
| Teamwork Financial Advisors, LLC | 3,572 | $292.0K | 0.06% | 00.0% | Unchanged |
| Inlet Private Wealth, LLC | 3,576 | $292.0K | 0.08% | 00.0% | Unchanged |
| West Coast Financial LLC | 3,575 | $292.0K | 0.05% | +151+4.4% | Added |
| Bank of Hawaii | 3,593 | $294.0K | 0.02% | −1,002−21.8% | Reduced |
| Round Hill Asset Management | 3,642 | $298.0K | 0.15% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 3,648 | $298.0K | 0.21% | +40+1.1% | Added |
| Parallax Volatility Advisers, L.P. | 3,641 | $298.0K | 0.00% | +3,641 | New |
| B. Riley Wealth Management, Inc. | 3,694 | $302.0K | 0.02% | +982+36.2% | Added |
| Global Trust Asset Management, LLC | 3,717 | $304.0K | 0.14% | −30−0.8% | Reduced |
| UMA Financial Services, Inc. | 3,655 | $305.0K | 0.08% | −386−9.6% | Reduced |
| Toronto Dominion Bank | 3,746 | $306.0K | 0.00% | −10,718−74.1% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,739 | $306.0K | 0.10% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 3,738 | $306.0K | 0.18% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 3,733 | $306.0K | 0.09% | +24+0.6% | Added |
| Griffin Asset Management, Inc. | 3,769 | $308.0K | 0.04% | −2,850−43.1% | Reduced |
| Summit Financial Group Inc | 3,769 | $308.0K | 0.11% | 00.0% | Unchanged |
| Riverview Trust Co | 3,763 | $308.0K | 0.33% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 3,800 | $310.0K | 0.04% | −310−7.5% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,808 | $311.0K | 0.18% | 00.0% | Unchanged |
| Quantamental Technologies LLC | 3,821 | $312.0K | 0.21% | +3,821 | New |
| Ledyard National Bank | 3,827 | $313.0K | 0.03% | −460−10.7% | Reduced |
| Circle Wealth Management, LLC | 3,831 | $313.0K | 0.05% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,845 | $314.0K | 0.02% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 3,877 | $317.0K | 0.07% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 3,880 | $317.0K | 0.13% | +114+3.0% | Added |
| Aspiriant, LLC | 3,931 | $321.0K | 0.02% | 00.0% | Unchanged |
| Merrion Investment Management Co, LLC | 3,938 | $322.0K | 0.25% | 00.0% | Unchanged |
| BFSG, LLC | 3,940 | $322.0K | 0.05% | +3,940 | New |
| Veritable, L.P. | 3,947 | $323.0K | 0.01% | +30+0.8% | Added |
| Keudell/Morrison Wealth Management | 3,947 | $323.0K | 0.14% | +268+7.3% | Added |
| Cerro Pacific Wealth Advisors LLC | 3,986 | $326.0K | 0.23% | −1,438−26.5% | Reduced |
| Koshinski Asset Management, Inc. | 3,994 | $326.6K | 0.03% | +1,182+42.0% | Added |
| Prio Wealth Limited Partnership | 4,001 | $327.0K | 0.01% | −87−2.1% | Reduced |
| Essex Investment Management Co LLC | 4,101 | $335.0K | 0.04% | 00.0% | Unchanged |
| Hurlow Wealth Management Group, Inc. | 4,110 | $336.0K | 0.20% | +1,086+35.9% | Added |
| Kore Private Wealth LLC | 4,114 | $336.0K | 0.04% | +1,084+35.8% | Added |
| Heck Capital Advisors, LLC | 4,125 | $337.3K | 0.07% | −67−1.6% | Reduced |
| S.A. Mason LLC | 4,136 | $338.0K | 0.22% | +450+12.2% | Added |
| First Personal Financial Services | 4,143 | $339.0K | 0.08% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 4,175 | $342.0K | 0.05% | −895−17.7% | Reduced |
| Ameritas Investment Company, LLC | 4,201 | $344.0K | 0.02% | +791+23.2% | Added |
| GSB Wealth Management, LLC | 4,210 | $344.0K | 0.18% | −354−7.8% | Reduced |
| Shufro Rose & Co LLC | 4,240 | $347.0K | 0.03% | −400−8.6% | Reduced |
| Apollon Wealth Management, LLC | 4,316 | $353.0K | 0.05% | +4,316 | New |
| Aull & Monroe Investment Management Corp | 4,325 | $354.0K | 0.17% | 00.0% | Unchanged |
| Quilter Plc | 4,327 | $354.0K | 0.01% | +105+2.5% | Added |
| American Trust Investment Advisors, LLC | 4,372 | $358.0K | 0.20% | +90+2.1% | Added |
| First American Trust, FSB | 4,384 | $359.0K | 0.05% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 4,387 | $359.0K | 0.13% | +1,107+33.8% | Added |
| Private Trust Co NA | 4,417 | $361.0K | 0.05% | +1,122+34.1% | Added |
| Dynamic Advisor Solutions LLC | 4,452 | $364.0K | 0.03% | −504−10.2% | Reduced |
| High Pointe Capital Management LLC | 4,480 | $366.0K | 0.29% | 00.0% | Unchanged |
| Capital Analysts, LLC | 4,505 | $369.0K | 0.02% | −24−0.5% | Reduced |
| Resources Investment Advisors, LLC. | 4,516 | $369.0K | 0.01% | +49+1.1% | Added |
| Oakworth Capital, Inc. | 4,521 | $370.0K | 0.04% | 00.0% | Unchanged |
| Robertson Stephens Wealth Management, LLC | 4,553 | $372.0K | 0.04% | −222−4.6% | Reduced |
| Mid Atlantic Financial Management Inc | 4,546 | $372.0K | 0.02% | −128−2.7% | Reduced |
| KMG Fiduciary Partners, LLC | 4,547 | $372.0K | 0.06% | +939+26.0% | Added |
| Mattern Wealth Management LLC | 4,560 | $373.0K | 0.13% | −535−10.5% | Reduced |
| Montecito Bank & Trust | 4,563 | $373.0K | 0.07% | −90−1.9% | Reduced |
| Lindbrook Capital, LLC | 4,563 | $373.0K | 0.10% | −51−1.1% | Reduced |
| Capital Investment Advisory Services, LLC | 4,569 | $374.0K | 0.05% | +155+3.5% | Added |
| Sargent Bickham Lagudis LLC | 4,570 | $374.0K | 0.03% | +1,525+50.1% | Added |
| Intrua Financial, LLC | 4,554 | $377.0K | 0.07% | +1,095+31.7% | Added |
| Marino, Stram & Associates LLC | 4,614 | $377.0K | 0.13% | +4,614 | New |
| Mercer Capital Advisers, Inc. | 4,650 | $380.0K | 0.20% | −200−4.1% | Reduced |
| NEXT Financial Group, Inc | 4,647 | $380.0K | 0.03% | +590+14.5% | Added |
| Davis R M Inc | 4,715 | $386.0K | 0.01% | +101+2.2% | Added |
| Bowen Hanes & Co Inc | 4,745 | $388.0K | 0.01% | 00.0% | Unchanged |
| Violich Capital Management, Inc. | 4,740 | $388.0K | 0.06% | +800+20.3% | Added |
| Cohen Investment Advisors LLC | 4,763 | $390.0K | 0.30% | +27+0.6% | Added |
| YHB Investment Advisors, Inc. | 4,827 | $395.0K | 0.03% | −185−3.7% | Reduced |
| Venturi Wealth Management, LLC | 4,858 | $397.0K | 0.03% | −960−16.5% | Reduced |
| Ashfield Capital Partners, LLC | 4,849 | $397.0K | 0.03% | −359−6.9% | Reduced |
| Rehmann Capital Advisory Group | 4,859 | $397.5K | 0.04% | +1,761+56.8% | Added |
| Spinnaker Trust | 4,861 | $398.0K | 0.03% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 4,875 | $399.0K | 0.31% | 00.0% | Unchanged |
| jvl associates llc | 4,895 | $400.0K | 0.28% | 00.0% | Unchanged |