Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New England Asset Management Inc | 2,250 | $184.0K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 2,413 | $198.0K | 0.13% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,448 | $200.0K | 0.02% | −76−3.0% | Reduced |
| Sheets Smith Wealth Management | 2,450 | $200.0K | 0.03% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,450 | $200.0K | 0.13% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 2,446 | $200.0K | 0.00% | +2,446 | New |
| Private Capital Group, LLC | 2,463 | $201.0K | 0.05% | +7+0.3% | Added |
| Magnus Financial Group LLC | 2,456 | $201.0K | 0.04% | 00.0% | Unchanged |
| Deroy & Devereaux Private Investment Counsel Inc | 2,475 | $202.0K | 0.02% | 00.0% | Unchanged |
| Five Oceans Advisors | 2,470 | $202.0K | 0.23% | +2,470 | New |
| Tranquilli Financial Advisor LLC | 2,489 | $204.0K | 0.15% | +67+2.8% | Added |
| Rockland Trust Co | 2,501 | $205.0K | 0.01% | −142−5.4% | Reduced |
| CPWM, LLC | 2,524 | $206.0K | 0.02% | −100−3.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,513 | $206.0K | 0.00% | −56−2.2% | Reduced |
| Savant Capital, LLC | 2,536 | $207.0K | 0.01% | −217−7.9% | Reduced |
| Acadian Asset Management LLC | 2,544 | $208.0K | 0.00% | −1,886−42.6% | Reduced |
| Nwam LLC | 2,546 | $208.0K | 0.02% | −221−8.0% | Reduced |
| Northside Capital Management, LLC | 2,546 | $208.0K | 0.06% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 2,577 | $209.0K | 0.16% | −30−1.2% | Reduced |
| Fiera Capital Corp | 2,550 | $209.0K | 0.00% | 00.0% | Unchanged |
| BBR Partners, LLC | 2,565 | $210.0K | 0.02% | 00.0% | Unchanged |
| LCM Capital Management Inc | 2,565 | $210.0K | 0.18% | +5+0.2% | Added |
| Brown Miller Wealth Management, LLC | 2,590 | $211.0K | 0.13% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 2,587 | $212.0K | 0.01% | −7−0.3% | Reduced |
| Tompkins Financial Corp | 2,599 | $213.0K | 0.04% | +2,599 | New |
| Wintrust Investments LLC | 2,622 | $214.0K | 0.03% | −150−5.4% | Reduced |
| Van Strum & Towne Inc. | 2,612 | $214.0K | 0.08% | 00.0% | Unchanged |
| Chicago Capital, LLC | 2,640 | $216.0K | 0.01% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 2,657 | $217.0K | 0.07% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 2,666 | $218.0K | 0.05% | 00.0% | Unchanged |
| Focus Financial Network, Inc. | 2,673 | $218.6K | 0.03% | +249+10.3% | Added |
| River Wealth Advisors LLC | 2,686 | $220.0K | 0.04% | −20−0.7% | Reduced |
| RNC Capital Management LLC | 2,691 | $220.0K | 0.01% | +375+16.2% | Added |
| Pinnacle Financial Partners Inc | 2,685 | $220.0K | 0.01% | +2,685 | New |
| Dynamic Technology Lab Private Ltd | 2,702 | $221.0K | 0.03% | −950−26.0% | Reduced |
| Good Life Advisors, LLC | 2,705 | $221.0K | 0.03% | +344+14.6% | Added |
| Stock Yards Bank & Trust Co | 2,728 | $223.0K | 0.01% | −1,000−26.8% | Reduced |
| CoreFirst Bank & Trust | 2,730 | $223.0K | 0.15% | +595+27.9% | Added |
| Keebeck Alpha, LP | 2,741 | $224.0K | 0.07% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 2,763 | $226.0K | 0.00% | −168−5.7% | Reduced |
| Bristlecone Advisors, LLC | 2,763 | $226.0K | 0.03% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 2,770 | $226.5K | 0.01% | 00.0% | Unchanged |
| Palladiem, LLC | 2,793 | $228.0K | 0.18% | 00.0% | Unchanged |
| Cornell Pochily Investment Advisors, Inc. | 2,801 | $229.0K | 0.10% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 2,827 | $230.0K | 0.23% | −750−21.0% | Reduced |
| Sequoia Financial Advisors, LLC | 2,830 | $231.0K | 0.02% | −2,693−48.8% | Reduced |
| Washington Trust Co | 2,830 | $231.0K | 0.01% | 00.0% | Unchanged |
| Allred Capital Management, LLC | 2,821 | $231.0K | 0.12% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 2,837 | $232.0K | 0.02% | +413+17.0% | Added |
| Berkeley Capital Partners, LLC | 2,863 | $234.0K | 0.11% | +65+2.3% | Added |
| Pacifica Partners Inc. | 2,849 | $236.0K | 0.17% | −18−0.6% | Reduced |
| IFP Advisors, Inc | 2,892 | $236.0K | 0.00% | +1,326+84.7% | Added |
| Cornerstone Wealth Management, LLC | 2,903 | $237.0K | 0.03% | +156+5.7% | Added |
| Hills Bank & Trust Co | 2,917 | $238.0K | 0.04% | −6−0.2% | Reduced |
| PDS Planning, Inc | 2,919 | $239.0K | 0.06% | −59−2.0% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,917 | $239.0K | 0.12% | 00.0% | Unchanged |
| Claro Advisors LLC | 2,944 | $241.0K | 0.10% | +243+9.0% | Added |
| Aveo Capital Partners, LLC | 2,960 | $242.0K | 0.05% | −1,424−32.5% | Reduced |
| Essex Savings Bank | 2,622 | $242.0K | 0.09% | −27−1.0% | Reduced |
| Laidlaw Wealth Management LLC | 2,973 | $243.0K | 0.06% | +320+12.1% | Added |
| Dorchester Wealth Management Co | 2,980 | $244.0K | 0.06% | −100−3.2% | Reduced |
| Marcum Wealth, LLC | 2,992 | $245.0K | 0.04% | +362+13.8% | Added |
| JFS Wealth Advisors, LLC | 2,991 | $245.0K | 0.03% | +1,100+58.2% | Added |
| Mitchell Sinkler & Starr | 3,005 | $246.0K | 0.22% | 00.0% | Unchanged |
| Hancock Whitney Corp | 3,033 | $248.0K | 0.01% | −808−21.0% | Reduced |
| HM Payson & Co | 3,027 | $248.0K | 0.01% | +28+0.9% | Added |
| Arete Wealth Advisors, LLC | 3,045 | $249.0K | 0.03% | −400−11.6% | Reduced |
| Monticello Wealth Management, LLC | 3,061 | $250.0K | 0.02% | 00.0% | Unchanged |
| Platform Technology Partners | 3,058 | $250.0K | 0.11% | +13+0.4% | Added |
| Courier Capital LLC | 3,070 | $251.0K | 0.02% | −115−3.6% | Reduced |
| Mitchell Capital Management Co | 3,082 | $252.0K | 0.06% | −8−0.3% | Reduced |
| Charter Trust Co | 3,086 | $253.0K | 0.02% | −192−5.9% | Reduced |
| Prudent Man Advisors, LLC | 3,098 | $253.0K | 0.10% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 3,104 | $254.0K | 0.07% | −205−6.2% | Reduced |
| Peddock Capital Advisors, LLC | 3,124 | $255.0K | 0.09% | +13+0.4% | Added |
| Americana Partners, LLC | 3,123 | $255.0K | 0.06% | +3,123 | New |
| Murphy Capital Management Inc | 3,138 | $256.0K | 0.03% | −650−17.2% | Reduced |
| Port Capital LLC | 3,133 | $256.0K | 0.01% | −200−6.0% | Reduced |
| Argent Advisors, Inc. | 3,126 | $256.0K | 0.15% | +130+4.3% | Added |
| Intersect Capital LLC | 3,141 | $257.0K | 0.04% | −455−12.7% | Reduced |
| Edge Capital Group, LLC | 3,138 | $257.0K | 0.02% | −100−3.1% | Reduced |
| Red Cedar Capital, LLC | 3,140 | $257.0K | 0.16% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 3,154 | $257.0K | 0.01% | +3,154 | New |
| Investors Research Corp | 3,153 | $258.0K | 0.09% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 3,147 | $258.0K | 0.09% | +661+26.6% | Added |
| Northstar Group, Inc. | 3,183 | $260.0K | 0.07% | 00.0% | Unchanged |
| Philadelphia Trust Co | 3,212 | $263.0K | 0.02% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 3,238 | $265.0K | 0.03% | +521+19.2% | Added |
| Great Valley Advisor Group, Inc. | 3,250 | $265.0K | 0.02% | +3,250 | New |
| Linscomb & Williams, Inc. | 3,248 | $266.0K | 0.01% | +40+1.2% | Added |
| Crew Capital Management, Ltd. | 3,270 | $267.0K | 0.25% | 00.0% | Unchanged |
| Spotlight Asset Group, Inc. | 3,275 | $268.0K | 0.13% | −390−10.6% | Reduced |
| Peoples Financial Services Corp. | 3,276 | $268.0K | 0.11% | −150−4.4% | Reduced |
| Meridian Wealth Management, LLC | 3,283 | $268.0K | 0.03% | −10.0% | Reduced |
| Family Legacy, Inc. | 3,250 | $269.0K | 0.12% | 00.0% | Unchanged |
| Optas, LLC | 3,284 | $269.0K | 0.08% | +317+10.7% | Added |
| Botty Investors LLC | 3,285 | $269.0K | 0.08% | +3,285 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 3,309 | $271.0K | 0.06% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 3,303 | $271.0K | 0.05% | 00.0% | Unchanged |
| Smart Money Group LLC | 3,314 | $271.0K | 0.20% | +101+3.1% | Added |