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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2021

Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,083
−22 vs. Q2 2021
Shares held
219.9M
+3.31M (+1.5%) vs. Q2 2021
Total value
$18.0B
−$1.77B (−8.9%) vs. Q2 2021
New holders
57
370 more added
Sold out
79
409 more reduced

18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 1,083 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ3 2021: $18.0B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.

Institutions holding NVS in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Symphony Financial, Ltd. Co.0$00.00%−4,198−100.0%Sold out
Choate Investment Advisors0$00.00%−4,167−100.0%Sold out
Appleton Partners Inc0$00.00%−4,084−100.0%Sold out
Fox Run Management, L.L.C.0$00.00%−3,920−100.0%Sold out
Hotaling Investment Management, LLC0$00.00%−3,630−100.0%Sold out
Koss-Olinger Consulting, LLC0$00.00%−3,555−100.0%Sold out
Change Path, LLC0$00.00%−3,481−100.0%Sold out
Trustmark National Bank Trust Department0$00.00%−3,449−100.0%Sold out
1st Source Bank0$00.00%−3,298−100.0%Sold out
Stokes Family Office, LLC0$00.00%−3,285−100.0%Sold out
Stonnington Group, LLC0$00.00%−3,145−100.0%Sold out
Forte Capital LLC0$00.00%−2,765−100.0%Sold out
Fullerton Fund Management Co Ltd.0$00.00%−2,692−100.0%Sold out
Taurus Asset Management, LLC0$00.00%−2,600−100.0%Sold out
South Street Advisors LLC0$00.00%−2,600−100.0%Sold out
Brooktree Capital Management0$00.00%−2,542−100.0%Sold out
Mairs & Power Inc0$00.00%−2,530−100.0%Sold out
Parsec Financial Management, Inc.0$00.00%−2,518−100.0%Sold out
Cedar Brook Financial Partners, LLC0$00.00%−2,503−100.0%Sold out
Shoker Investment Counsel, Inc.0$00.00%−2,493−100.0%Sold out
Coastal Investment Advisors, Inc.0$00.00%−2,476−100.0%Sold out
Farr Miller & Washington LLC0$00.00%−2,439−100.0%Sold out
Boothbay Fund Management, LLC0$00.00%−2,442−100.0%Sold out
Terry L. Blaker0$00.00%−2,428−100.0%Sold out
Whalerock Point Partners, LLC0$00.00%−2,390−100.0%Sold out
Oder Investment Management, LLC0$00.00%−2,392−100.0%Sold out
Crawford Investment Counsel Inc0$00.00%−2,368−100.0%Sold out
Marietta Investment Partners LLC0$00.00%−2,362−100.0%Sold out
CRA Financial Services, LLC0$00.00%−2,371−100.0%Sold out
Proficio Capital Partners LLC0$00.00%−2,346−100.0%Sold out
Ironwood Investment Counsel, LLC0$00.00%−2,337−100.0%Sold out
Perigon Wealth Management, LLC0$00.00%−2,328−100.0%Sold out
Summit X, LLC0$00.00%−2,307−100.0%Sold out
Epoch Investment Partners, Inc.0$00.00%−2,276−100.0%Sold out
Adams Chetwood Wealth Management LLC0$00.00%−2,260−100.0%Sold out
Opus Capital Group, LLC0$00.00%−2,231−100.0%Sold out
LVW Advisors, LLC0$00.00%−2,234−100.0%Sold out
Mezzasalma Advisors, LLC0$00.00%−2,231−100.0%Sold out
Matrix Private Capital Group LLC0$00.00%−2,233−100.0%Sold out
9258 Wealth Management, LLC0$00.00%−2,224−100.0%Sold out
Founders Financial Securities LLC0$00.00%−2,217−100.0%Sold out
Almanack Investment Partners, LLC.0$00.00%−2,191−100.0%Sold out
Cary Street Partner Investment Advisory LLC0$00.00%−1,877−100.0%Sold out
WealthShield Partners, LLC0$00.00%−1,118−100.0%Sold out
Red Door Wealth Management, LLC0$00.00%−634−100.0%Sold out
KB Financial Partners, LLC0$00.00%−586−100.0%Sold out
Parisi Gray Wealth Management0$00.00%−486−100.0%Sold out
Anfield Capital Management, LLC0$00.00%−460−100.0%Sold out
Barnett & Company, Inc.0$00.00%−402−100.0%Sold out
Ford Financial Group, LLC0$00.00%−161−100.0%Sold out
Schroder Investment Management Group0$00.00%−139−100.0%Sold out
Strategic Blueprint, LLC0$00.00%−132−100.0%Sold out
Northern Oak Wealth Management Inc0$00.00%−78−100.0%Sold out
Arcadia Investment Management Corp0$00.00%−71−100.0%Sold out
Ten Capital Wealth Advisors, LLC0$00.00%−50−100.0%Sold out
Mach-1 Financial Group, Inc.0$00.00%−56−100.0%Sold out
Eubel Brady & Suttman Asset Management Inc0$00.00%−51−100.0%Sold out
NVWM, LLC0$00.00%−49−100.0%Sold out
Carolina Wealth Advisors, LLC0$00.00%−34−100.0%Sold out
Arlington Partners LLC0$00.00%−27−100.0%Sold out
Summit Wealth Group, LLC0$00.00%−26−100.0%Sold out
Personal Wealth Partners0$00.00%−7−100.0%Sold out
Usca Ria LLC––––Not filed
CWM, LLC––––Not filed
Allegiant Private Advisors, LLC––––Not filed
MACRO Consulting Group––––Not filed
First Horizon Corp––––Not filed
Kensington Investment Counsel, LLC––––Not filed
Elmwood Wealth Management, Inc.––––Not filed
Nachman Norwood & Parrott, Inc––––Not filed
GoalVest Advisory LLC––––Not filed
PNC Managed Account Solutions, Inc.––––Not filed
20/20 Capital Management, Inc.––––Not filed
Western Wealth Management, LLC––––Not filed
San Francisco Sentry Investment Group (Ca)––––Not filed
Castleview Partners, LLC––––Not filed
Hoover Financial Advisors, Inc.––––Not filed
Horan Securities, Inc.––––Not filed
Cowen Prime Services LLC––––Not filed
FormulaFolio Investments, LLC––––Not filed