Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TCW Group Inc | 72,873 | $5.96M | 0.05% | −176−0.2% | Reduced |
| Zevin Asset Management LLC | 73,525 | $6.01M | 1.15% | +7,614+11.6% | Added |
| Pinnacle Associates Ltd | 73,760 | $6.03M | 0.11% | −1,245−1.7% | Reduced |
| Peapack Gladstone Financial Corp | 75,608 | $6.18M | 0.13% | −107−0.1% | Reduced |
| New York State Common Retirement Fund | 78,447 | $6.42M | 0.01% | 00.0% | Unchanged |
| Osterweis Capital Management Inc | 79,067 | $6.47M | 0.35% | −194,998−71.2% | Reduced |
| Fifth Third Bancorp | 79,385 | $6.49M | 0.03% | −3,499−4.2% | Reduced |
| Investment House LLC | 79,513 | $6.50M | 0.47% | −6,888−8.0% | Reduced |
| Cohen Capital Management, Inc. | 82,016 | $6.71M | 1.17% | 00.0% | Unchanged |
| Mengis Capital Management, Inc. | 82,679 | $6.76M | 1.42% | +250+0.3% | Added |
| Captrust Financial Advisors | 82,899 | $6.78M | 0.06% | +4,505+5.7% | Added |
| ProVise Management Group, LLC | 84,183 | $6.88M | 0.68% | +3,802+4.7% | Added |
| FourThought Financial, LLC | 85,157 | $6.96M | 0.93% | +1,936+2.3% | Added |
| Buckhead Capital Management LLC | 88,201 | $7.21M | 1.61% | −8,089−8.4% | Reduced |
| Comerica Bank | 85,002 | $7.22M | 0.04% | −102,612−54.7% | Reduced |
| Grimes & Company, Inc. | 88,567 | $7.24M | 0.32% | +2,696+3.1% | Added |
| Russell Investments Group, Ltd. | 88,860 | $7.27M | 0.01% | −3,121−3.4% | Reduced |
| Welch & Forbes LLC | 89,296 | $7.30M | 0.12% | −1,590−1.7% | Reduced |
| Private Advisor Group, LLC | 89,678 | $7.33M | 0.05% | +40,356+81.8% | Added |
| Dearborn Partners LLC | 90,546 | $7.41M | 0.30% | +781+0.9% | Added |
| Blair William & Co | 90,745 | $7.42M | 0.03% | −4,756−5.0% | Reduced |
| Moreno Evelyn V | 91,168 | $7.46M | 1.76% | −590−0.6% | Reduced |
| Baird Financial Group, Inc. | 91,544 | $7.49M | 0.02% | +1,343+1.5% | Added |
| Euro Pacific Asset Management, LLC | 90,532 | $7.51M | 1.96% | +4,486+5.2% | Added |
| Puzo Michael J | 93,002 | $7.61M | 2.41% | −1,580−1.7% | Reduced |
| Gabelli Funds LLC | 93,000 | $7.61M | 0.05% | 00.0% | Unchanged |
| American Assets Investment Management, LLC | 93,610 | $7.66M | 0.95% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 93,765 | $7.67M | 1.19% | +6,344+7.3% | Added |
| Rathbone Brothers plc | 94,499 | $7.73M | 0.08% | −213−0.2% | Reduced |
| Atria Investments LLC | 94,556 | $7.73M | 0.14% | +4,157+4.6% | Added |
| Advisors Capital Management, LLC | 95,115 | $7.78M | 0.24% | +5,634+6.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 95,546 | $7.81M | 0.34% | +95,546 | New |
| Ingalls & Snyder LLC | 98,738 | $8.07M | 0.37% | −752−0.8% | Reduced |
| Trust Co of Virginia | 102,635 | $8.39M | 0.93% | +1,405+1.4% | Added |
| Oxbow Advisors, LLC | 102,720 | $8.40M | 0.85% | +4,011+4.1% | Added |
| Qube Research & Technologies Ltd | 103,144 | $8.44M | 0.11% | −1,080−1.0% | Reduced |
| Creative Planning | 105,127 | $8.60M | 0.02% | +33,024+45.8% | Added |
| StoneX Group Inc. | 105,169 | $8.60M | 1.24% | +105,169 | New |
| Barclays PLC | 106,883 | $8.74M | 0.01% | +51,994+94.7% | Added |
| Fort Washington Investment Advisors Inc | 108,323 | $8.86M | 0.06% | −300−0.3% | Reduced |
| Tweedy, Browne Co LLC | 111,180 | $9.09M | 0.30% | −4,223−3.7% | Reduced |
| Kestra Advisory Services, LLC | 113,168 | $9.26M | 0.09% | +47,127+71.4% | Added |
| Clifford Swan Investment Counsel LLC | 111,908 | $9.41M | 0.34% | −1,528−1.3% | Reduced |
| Federated Hermes, Inc. | 117,566 | $9.62M | 0.02% | +8,369+7.7% | Added |
| Edgestream Partners, L.P. | 118,155 | $9.66M | 0.60% | +118,155 | New |
| Advisor Group Holdings, Inc. | 118,256 | $9.67M | 0.02% | −4,017−3.3% | Reduced |
| Allianz Asset Management GmbH | 121,966 | $9.97M | 0.01% | +10,610+9.5% | Added |
| Grandfield & Dodd, LLC | 125,645 | $10.3M | 0.72% | −7,294−5.5% | Reduced |
| Mariner, LLC | 126,850 | $10.4M | 0.05% | +74,123+140.6% | Added |
| Reynders McVeigh Capital Management, LLC | 129,351 | $10.6M | 0.65% | −630−0.5% | Reduced |
| Wilkins Investment Counsel Inc | 130,590 | $10.7M | 2.61% | +2,400+1.9% | Added |
| Tekla Capital Management LLC | 136,225 | $11.1M | 0.36% | 00.0% | Unchanged |
| Richard C. Young & CO., LTD. | 136,918 | $11.2M | 1.54% | −352−0.3% | Reduced |
| Tower Bridge Advisors | 137,094 | $11.2M | 0.75% | −2,547−1.8% | Reduced |
| American Century Companies Inc | 139,093 | $11.4M | 0.01% | +10,152+7.9% | Added |
| Guyasuta Investment Advisors Inc | 139,277 | $11.4M | 0.81% | +601+0.4% | Added |
| Bahl & Gaynor Inc | 139,584 | $11.4M | 0.07% | −1,592−1.1% | Reduced |
| Brown Brothers Harriman & Co | 142,004 | $11.6M | 0.07% | −10,544−6.9% | Reduced |
| Jones Financial Companies LLLP | 143,475 | $11.7M | 0.02% | −2,242−1.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 146,405 | $12.0M | 0.03% | −222−0.2% | Reduced |
| Gamble Jones Investment Counsel | 147,267 | $12.0M | 0.79% | +919+0.6% | Added |
| CIBC World Markets Inc. | 148,420 | $12.1M | 0.04% | −918−0.6% | Reduced |
| Jane Street Group, LLC | 149,905 | $12.3M | 0.03% | −32,175−17.7% | Reduced |
| DDD Partners, LLC | 150,937 | $12.3M | 1.85% | +1,365+0.9% | Added |
| Edgemoor Investment Advisors, Inc. | 152,833 | $12.5M | 1.42% | −36,800−19.4% | Reduced |
| Scout Investments, Inc. | 156,805 | $12.8M | 0.19% | −15,516−9.0% | Reduced |
| Banco Santander, S.A. | 158,125 | $12.9M | 0.07% | −13,340−7.8% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 162,900 | $13.3M | 0.07% | +159,900+5,330.0% | Added |
| Manufacturers Life Insurance Company, The | 167,067 | $13.7M | 0.01% | +67,027+67.0% | Added |
| First Fiduciary Investment Counsel, Inc. | 167,378 | $13.7M | 2.67% | −1,950−1.2% | Reduced |
| Cardinal Capital Management, Inc. | 171,338 | $14.0M | 0.77% | +6,593+4.0% | Added |
| Citadel Advisors LLC | 172,462 | $14.1M | 0.02% | −123,872−41.8% | Reduced |
| CORDA Investment Management, LLC. | 173,926 | $14.2M | 1.24% | +5,812+3.5% | Added |
| John G Ullman & Associates Inc | 174,954 | $14.3M | 1.95% | −180−0.1% | Reduced |
| Boston Common Asset Management, LLC | 175,090 | $14.3M | 0.62% | +9,086+5.5% | Added |
| Somerville Kurt F | 179,886 | $14.7M | 2.23% | −738−0.4% | Reduced |
| Gluskin Sheff & Assoc Inc | 182,047 | $14.9M | 0.62% | +40,000+28.2% | Added |
| Godsey & Gibb Associates | 184,900 | $15.1M | 6.74% | +184,900 | New |
| Scotia Capital Inc. | 188,266 | $15.4M | 0.11% | +12,183+6.9% | Added |
| Van Eck Associates Corp | 189,781 | $15.5M | 0.04% | +61,671+48.1% | Added |
| Citigroup Inc | 195,737 | $16.0M | 0.02% | −90,610−31.6% | Reduced |
| Bank of Montreal | 193,994 | $16.2M | 0.01% | −171,075−46.9% | Reduced |
| Reilly Financial Advisors, LLC | 207,381 | $17.0M | 1.46% | +4,913+2.4% | Added |
| GW Henssler & Associates Ltd | 208,878 | $17.1M | 1.18% | +12,251+6.2% | Added |
| M&T Bank Corp | 209,443 | $17.1M | 0.08% | +4,502+2.2% | Added |
| Rockefeller Capital Management L.P. | 210,040 | $17.2M | 0.09% | +9,174+4.6% | Added |
| McDaniel Terry & Co | 212,475 | $17.4M | 2.03% | +6,455+3.1% | Added |
| Oak Associates, Ltd | 215,078 | $17.6M | 1.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 219,720 | $18.0M | 0.04% | −8,033−3.5% | Reduced |
| Hemenway Trust Co LLC | 220,431 | $18.0M | 1.82% | −5,384−2.4% | Reduced |
| Bartlett & Co. LLC | 220,923 | $18.1M | 0.34% | −1,110−0.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 220,923 | $18.1M | 0.34% | −1,110−0.5% | Reduced |
| Confluence Investment Management LLC | 224,239 | $18.3M | 0.26% | −41,139−15.5% | Reduced |
| Segall Bryant & Hamill, LLC | 227,872 | $18.6M | 0.18% | −36,809−13.9% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 230,275 | $18.8M | 1.56% | −2,529−1.1% | Reduced |
| Everett Harris & Co | 233,023 | $19.1M | 0.30% | −63,085−21.3% | Reduced |
| Eaton Vance Management | 243,598 | $19.4M | 0.03% | −5,393−2.2% | Reduced |
| Commonwealth Equity Services, LLC | 240,315 | $19.7M | 0.05% | −11,947−4.7% | Reduced |
| Brandes Investment Partners, LP | 242,252 | $19.8M | 0.43% | +6,430+2.7% | Added |
| Janney Montgomery Scott LLC | 247,214 | $20.2M | 0.09% | +9,389+3.9% | Added |