Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Curated Wealth Partners LLC | 4,511 | $412.0K | 0.22% | +21+0.5% | Added |
| High Pointe Capital Management LLC | 4,480 | $409.0K | 0.32% | −500−10.0% | Reduced |
| Resources Investment Advisors, LLC. | 4,467 | $408.0K | 0.02% | +207+4.9% | Added |
| Simplex Trading, LLC | 4,475 | $408.0K | 0.01% | +4,475 | New |
| North Star Asset Management Inc | 4,426 | $404.0K | 0.02% | −46−1.0% | Reduced |
| Acadian Asset Management LLC | 4,430 | $404.0K | 0.00% | +841+23.4% | Added |
| Blue Fin Capital, Inc. | 4,421 | $403.0K | 0.12% | −475−9.7% | Reduced |
| Capital Investment Advisory Services, LLC | 4,414 | $403.0K | 0.05% | −125−2.8% | Reduced |
| Aveo Capital Partners, LLC | 4,384 | $400.0K | 0.09% | −28−0.6% | Reduced |
| First American Trust, FSB | 4,384 | $400.0K | 0.06% | −7−0.2% | Reduced |
| Aull & Monroe Investment Management Corp | 4,325 | $395.0K | 0.19% | 00.0% | Unchanged |
| Qtron Investments LLC | 4,302 | $393.0K | 0.10% | −4,186−49.3% | Reduced |
| Ledyard National Bank | 4,287 | $391.0K | 0.04% | −1,953−31.3% | Reduced |
| American Trust Investment Advisors, LLC | 4,282 | $391.0K | 0.21% | +589+15.9% | Added |
| GoalVest Advisory LLC | 4,239 | $387.0K | 0.24% | +4,239 | New |
| Quilter Plc | 4,222 | $385.0K | 0.01% | −210−4.7% | Reduced |
| Atlas Capital Advisors LLC | 4,200 | $383.2K | 0.06% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 4,193 | $383.0K | 0.10% | +1,016+32.0% | Added |
| Symphony Financial, Ltd. Co. | 4,198 | $383.0K | 0.13% | +4,198 | New |
| Heck Capital Advisors, LLC | 4,192 | $382.5K | 0.08% | +382+10.0% | Added |
| Choate Investment Advisors | 4,167 | $380.0K | 0.02% | +15+0.4% | Added |
| First Personal Financial Services | 4,143 | $378.0K | 0.10% | −100−2.4% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 4,110 | $375.0K | 0.04% | −2,350−36.4% | Reduced |
| Altshuler Shaham Ltd | 4,109 | $375.0K | 0.00% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 4,101 | $374.0K | 0.04% | −1,225−23.0% | Reduced |
| Appleton Partners Inc | 4,084 | $373.0K | 0.03% | −709−14.8% | Reduced |
| Prio Wealth Limited Partnership | 4,088 | $373.0K | 0.01% | −299−6.8% | Reduced |
| Brighton Jones LLC | 4,085 | $373.0K | 0.02% | +269+7.0% | Added |
| NEXT Financial Group, Inc | 4,057 | $370.0K | 0.03% | +290+7.7% | Added |
| UMA Financial Services, Inc. | 4,041 | $368.0K | 0.11% | −9−0.2% | Reduced |
| Carroll Financial Associates, Inc. | 4,018 | $366.0K | 0.02% | −138−3.3% | Reduced |
| PNC Managed Account Solutions, Inc. | 4,010 | $366.0K | 0.07% | +4,010 | New |
| Violich Capital Management, Inc. | 3,940 | $359.0K | 0.06% | −800−16.9% | Reduced |
| Merrion Investment Management Co, LLC | 3,938 | $359.0K | 0.27% | −110−2.7% | Reduced |
| Aspiriant, LLC | 3,931 | $359.0K | 0.02% | +1,200+43.9% | Added |
| Fox Run Management, L.L.C. | 3,920 | $358.0K | 0.33% | +3,920 | New |
| Veritable, L.P. | 3,917 | $357.0K | 0.01% | −144−3.5% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,877 | $354.0K | 0.07% | −717−15.6% | Reduced |
| Texas Yale Capital Corp. | 3,845 | $351.0K | 0.02% | 00.0% | Unchanged |
| Hancock Whitney Corp | 3,841 | $351.0K | 0.01% | +1,347+54.0% | Added |
| Circle Wealth Management, LLC | 3,831 | $350.0K | 0.05% | +640+20.1% | Added |
| Carmichael Hill & Associates, Inc. | 3,808 | $347.0K | 0.20% | −100−2.6% | Reduced |
| Murphy Capital Management Inc | 3,788 | $345.0K | 0.04% | −1,050−21.7% | Reduced |
| Summit Financial Group Inc | 3,769 | $344.0K | 0.13% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 3,766 | $344.0K | 0.16% | +13+0.3% | Added |
| Riverview Trust Co | 3,763 | $343.0K | 0.36% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 3,747 | $342.0K | 0.16% | −185−4.7% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,739 | $341.0K | 0.12% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 3,738 | $341.0K | 0.19% | +13+0.3% | Added |
| Stock Yards Bank & Trust Co | 3,728 | $340.0K | 0.02% | +777+26.3% | Added |
| Parkside Financial Bank & Trust | 3,709 | $339.0K | 0.10% | +138+3.9% | Added |
| S.A. Mason LLC | 3,686 | $336.0K | 0.23% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 3,679 | $336.0K | 0.18% | +179+5.1% | Added |
| Spotlight Asset Group, Inc. | 3,665 | $334.0K | 0.13% | −94−2.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 3,652 | $333.0K | 0.03% | +3,652 | New |
| Round Hill Asset Management | 3,642 | $332.0K | 0.16% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,643 | $332.0K | 0.01% | +30+0.8% | Added |
| Minot Wealth Management LLC | 3,576 | $331.0K | 0.07% | −2,895−44.7% | Reduced |
| Hotaling Investment Management, LLC | 3,630 | $331.0K | 0.13% | +3,630 | New |
| Latitude Advisors, LLC | 3,618 | $330.0K | 0.24% | +41+1.1% | Added |
| Pointe Capital Management LLC | 3,608 | $329.0K | 0.23% | +125+3.6% | Added |
| KMG Fiduciary Partners, LLC | 3,608 | $329.0K | 0.06% | +703+24.2% | Added |
| Intersect Capital LLC | 3,596 | $328.0K | 0.06% | +708+24.5% | Added |
| Axiom Investment Management LLC | 3,577 | $326.0K | 0.25% | −4,319−54.7% | Reduced |
| Inlet Private Wealth, LLC | 3,576 | $326.0K | 0.09% | −46−1.3% | Reduced |
| Teamwork Financial Advisors, LLC | 3,572 | $326.0K | 0.07% | +166+4.9% | Added |
| Henry James International Management, Inc. | 3,559 | $325.0K | 0.09% | −1,400−28.2% | Reduced |
| Koss-Olinger Consulting, LLC | 3,555 | $324.0K | 0.05% | +302+9.3% | Added |
| Formidable Asset Management, LLC | 3,503 | $321.0K | 0.07% | −178−4.8% | Reduced |
| Intrua Financial, LLC | 3,459 | $320.0K | 0.08% | +9+0.3% | Added |
| Occidental Asset Management, LLC | 3,485 | $318.0K | 0.08% | 00.0% | Unchanged |
| Change Path, LLC | 3,481 | $317.0K | 0.02% | −126−3.5% | Reduced |
| Keel Point, LLC | 3,462 | $316.0K | 0.04% | −306−8.1% | Reduced |
| Trustmark National Bank Trust Department | 3,449 | $314.0K | 0.02% | −1,885−35.3% | Reduced |
| Stratos Wealth Advisors, LLC | 3,441 | $314.0K | 0.03% | +3,441 | New |
| Veracity Capital LLC | 3,427 | $313.0K | 0.07% | −169−4.7% | Reduced |
| Global Retirement Partners, LLC | 3,433 | $313.0K | 0.03% | +123+3.7% | Added |
| West Coast Financial LLC | 3,424 | $312.0K | 0.05% | −104−2.9% | Reduced |
| Kendall Capital Management | 3,418 | $312.0K | 0.18% | −100−2.8% | Reduced |
| Peoples Financial Services Corp. | 3,426 | $312.0K | 0.13% | 00.0% | Unchanged |
| Shelton Capital Management | 3,400 | $310.0K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 3,399 | $310.0K | 0.02% | +286+9.2% | Added |
| Concord Wealth Partners | 3,403 | $310.0K | 0.09% | +694+25.6% | Added |
| Weatherly Asset Management L. P. | 3,372 | $308.0K | 0.04% | 00.0% | Unchanged |
| Hyman Charles D | 3,374 | $308.0K | 0.02% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 3,363 | $307.0K | 0.05% | −998−22.9% | Reduced |
| BSW Wealth Partners | 3,351 | $306.0K | 0.08% | +3,351 | New |
| Port Capital LLC | 3,333 | $304.0K | 0.02% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 3,321 | $303.0K | 0.01% | +69+2.1% | Added |
| Summit Financial, LLC | 3,311 | $302.1K | 0.03% | +3,311 | New |
| Kanawha Capital Management LLC | 3,310 | $302.0K | 0.03% | −43−1.3% | Reduced |
| Plimoth Trust Co LLC | 3,309 | $302.0K | 0.08% | −20−0.6% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 3,309 | $302.0K | 0.07% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 3,303 | $302.0K | 0.06% | 00.0% | Unchanged |
| 1st Source Bank | 3,298 | $301.0K | 0.02% | −1,547−31.9% | Reduced |
| Private Trust Co NA | 3,295 | $301.0K | 0.05% | −148−4.3% | Reduced |
| Charter Trust Co | 3,278 | $300.0K | 0.03% | −167−4.8% | Reduced |
| Stokes Family Office, LLC | 3,285 | $300.0K | 0.04% | +156+5.0% | Added |
| Meridian Wealth Management, LLC | 3,284 | $300.0K | 0.04% | +450+15.9% | Added |
| Heritage Wealth Management, LLC | 3,280 | $299.0K | 0.11% | +1,189+56.9% | Added |