Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Foundation Advisors | 8,752 | $799.0K | 0.03% | +71+0.8% | Added |
| Klingenstein Fields & Co LP | 8,782 | $801.0K | 0.03% | −120−1.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 8,781 | $801.0K | 0.20% | +454+5.5% | Added |
| Thomasville National Bank | 8,789 | $802.0K | 0.08% | +314+3.7% | Added |
| Centiva Capital, LP | 8,815 | $804.0K | 0.06% | +8,815 | New |
| Anchor Investment Management, LLC | 8,815 | $804.3K | 0.11% | −300−3.3% | Reduced |
| Cutter & CO Brokerage, Inc. | 8,829 | $806.0K | 0.19% | +35+0.4% | Added |
| Dorsey & Whitney Trust CO LLC | 8,959 | $817.0K | 0.08% | −3,948−30.6% | Reduced |
| Guggenheim Capital LLC | 8,989 | $820.0K | 0.00% | −2,920−24.5% | Reduced |
| Arvest Bank Trust Division | 8,983 | $820.0K | 0.05% | +707+8.5% | Added |
| Lake Street Advisors Group, LLC | 9,003 | $836.0K | 0.06% | −293−3.2% | Reduced |
| Sittner & Nelson, LLC | 9,215 | $841.0K | 0.59% | +250+2.8% | Added |
| Moser Wealth Advisors, LLC | 9,315 | $850.0K | 0.55% | −1,525−14.1% | Reduced |
| Thornburg Investment Management Inc | 9,370 | $855.0K | 0.01% | 00.0% | Unchanged |
| Beaton Management Co. Inc. | 9,447 | $862.0K | 0.55% | 00.0% | Unchanged |
| Prudential Financial Inc | 9,487 | $866.0K | 0.00% | +387+4.3% | Added |
| Radnor Capital Management, LLC | 9,525 | $869.0K | 0.29% | 00.0% | Unchanged |
| Diversified Trust Co | 9,589 | $875.0K | 0.03% | −175−1.8% | Reduced |
| Hall Capital Management Co Inc | 9,603 | $876.0K | 0.57% | +9,603 | New |
| Highland Capital Management, LLC | 9,629 | $879.0K | 0.05% | −50−0.5% | Reduced |
| Holderness Investments Co | 9,656 | $881.0K | 0.29% | +1,330+16.0% | Added |
| Verdence Capital Advisors LLC | 9,674 | $883.0K | 0.12% | +427+4.6% | Added |
| Drexel Morgan & Co. | 9,720 | $887.0K | 0.26% | 00.0% | Unchanged |
| JustInvest LLC | 9,862 | $900.0K | 0.09% | −2,761−21.9% | Reduced |
| Roundview Capital LLC | 9,879 | $901.0K | 0.10% | 00.0% | Unchanged |
| Graypoint LLC | 9,923 | $905.0K | 0.12% | −617−5.9% | Reduced |
| BTC Capital Management, Inc. | 9,910 | $906.0K | 0.10% | −1,832−15.6% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $906.0K | 0.07% | 00.0% | Unchanged |
| Delta Financial Advisors LLC | 9,936 | $907.0K | 0.40% | 00.0% | Unchanged |
| Arjuna Capital | 9,952 | $908.0K | 0.39% | +222+2.3% | Added |
| Voya Financial Advisors, Inc. | 9,951 | $914.0K | 0.12% | −34,792−77.8% | Reduced |
| Norway Savings Bank | 10,033 | $915.0K | 0.45% | −2,215−18.1% | Reduced |
| Ritholtz Wealth Management | 10,028 | $915.0K | 0.07% | +1,861+22.8% | Added |
| Bluestein R H & Co | 10,100 | $922.0K | 0.04% | 00.0% | Unchanged |
| D.B. Root & Company, LLC | 10,142 | $925.0K | 0.35% | +553+5.8% | Added |
| Wade G W & Inc | 10,173 | $928.0K | 0.04% | +353+3.6% | Added |
| CX Institutional | 10,202 | $931.0K | 0.08% | 00.0% | Unchanged |
| Credential Qtrade Securities Inc. | 10,216 | $932.1K | 0.07% | −40,614−79.9% | Reduced |
| Nicholas Hoffman & Company, LLC. | 10,309 | $941.0K | 0.17% | +53+0.5% | Added |
| Brookstone Capital Management | 10,174 | $943.0K | 0.02% | +2,091+25.9% | Added |
| Pathstone Family Office, LLC | 10,332 | $943.0K | 0.03% | +3,241+45.7% | Added |
| Mayflower Financial Advisors, LLC | 10,352 | $945.0K | 0.13% | +1,726+20.0% | Added |
| Blume Capital Management, Inc. | 10,363 | $946.0K | 0.35% | +7,645+281.3% | Added |
| GFS Advisors, LLC | 10,475 | $956.0K | 0.22% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 10,596 | $967.0K | 0.07% | +1,344+14.5% | Added |
| Financial Advocates Investment Management | 10,611 | $968.0K | 0.07% | −3,195−23.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 10,612 | $968.2K | 0.01% | −3,681−25.8% | Reduced |
| D. E. Shaw & Co., Inc. | 10,641 | $971.0K | 0.00% | +10,641 | New |
| Associated Banc-Corp | 10,699 | $977.0K | 0.04% | −1,703−13.7% | Reduced |
| Princeton Global Asset Management LLC | 10,710 | $977.0K | 0.30% | −472−4.2% | Reduced |
| Liberty One Investment Management, LLC | 10,704 | $977.0K | 0.17% | +923+9.4% | Added |
| 17 Capital Partners, LLC | 10,768 | $982.0K | 0.91% | +10,768 | New |
| FRG Family Wealth Advisors LLC | 10,772 | $983.0K | 0.19% | 00.0% | Unchanged |
| First Hawaiian Bank | 10,808 | $986.0K | 0.04% | +149+1.4% | Added |
| Mutual Advisors, LLC | 10,869 | $992.0K | 0.06% | +688+6.8% | Added |
| Cypress Asset Management Inc | 10,984 | $1.00M | 0.26% | −1,481−11.9% | Reduced |
| Elmwood Wealth Management, Inc. | 11,042 | $1.01M | 0.53% | +25+0.2% | Added |
| Covenant Partners, LLC | 11,106 | $1.01M | 0.38% | −3,282−22.8% | Reduced |
| Carnegie Capital Asset Management, LLC | 11,116 | $1.01M | 0.04% | +252+2.3% | Added |
| Accretive Wealth Partners, LLC | 11,133 | $1.02M | 0.73% | +1,609+16.9% | Added |
| Greenwich Wealth Management LLC | 11,291 | $1.03M | 0.09% | 00.0% | Unchanged |
| Hutner Capital Management Inc | 11,333 | $1.03M | 0.66% | −4,761−29.6% | Reduced |
| Sigma Planning Corp | 11,532 | $1.05M | 0.03% | −331−2.8% | Reduced |
| JNBA Financial Advisors | 11,537 | $1.05M | 0.14% | 00.0% | Unchanged |
| Richard P Slaughter Associates Inc | 11,643 | $1.06M | 0.41% | −10.0% | Reduced |
| Stratos Wealth Partners, LTD. | 11,716 | $1.07M | 0.03% | −994−7.8% | Reduced |
| Parallel Advisors, LLC | 11,774 | $1.07M | 0.05% | +3,484+42.0% | Added |
| Tiaa, FSB | 11,813 | $1.08M | 0.00% | −356−2.9% | Reduced |
| Abbrea Capital, LLC | 11,831 | $1.08M | 0.16% | 00.0% | Unchanged |
| Fortem Financial Group, LLC | 12,047 | $1.10M | 0.56% | +1,690+16.3% | Added |
| West Family Investments, Inc. | 12,045 | $1.10M | 0.31% | +12,045 | New |
| LCNB Corp | 12,073 | $1.10M | 0.55% | −114−0.9% | Reduced |
| Old Port Advisors | 11,989 | $1.11M | 0.40% | +6,231+108.2% | Added |
| Comerica Securities,inc. | 12,166 | $1.11M | 0.08% | −298−2.4% | Reduced |
| Knowledge Leaders Capital, LLC | 12,236 | $1.12M | 0.75% | +2,724+28.6% | Added |
| Optiver Holding B.V. | 12,292 | $1.12M | 0.15% | −468,320−97.4% | Reduced |
| Simmons Bank | 12,347 | $1.13M | 0.08% | −709−5.4% | Reduced |
| Financial Architects, Inc | 12,372 | $1.13M | 0.16% | −474−3.7% | Reduced |
| Becker Capital Management Inc | 12,502 | $1.14M | 0.05% | −115−0.9% | Reduced |
| Fred Alger Management, LLC | 12,591 | $1.15M | 0.00% | 00.0% | Unchanged |
| Silvercrest Asset Management Group LLC | 12,632 | $1.15M | 0.01% | −126−1.0% | Reduced |
| Beacon Investment Advisory Services, Inc. | 12,664 | $1.16M | 0.05% | −34,722−73.3% | Reduced |
| Trust Co of Oklahoma | 12,686 | $1.16M | 0.39% | −457−3.5% | Reduced |
| Patton Albertson Miller Group, LLC | 12,740 | $1.16M | 0.26% | −1,062−7.7% | Reduced |
| Buckingham Strategic Wealth, LLC | 12,751 | $1.16M | 0.03% | +175+1.4% | Added |
| Norris Perne & French LLP | 12,778 | $1.17M | 0.10% | −186,859−93.6% | Reduced |
| Boit C F David | 12,800 | $1.17M | 0.89% | +12,800 | New |
| Summit Global Investments | 12,862 | $1.17M | 0.07% | −651−4.8% | Reduced |
| Eagle Asset Management Inc | 12,886 | $1.18M | 0.01% | +746+6.1% | Added |
| Burns J W & Co Inc | 12,959 | $1.18M | 0.19% | +251+2.0% | Added |
| Kensington Investment Counsel, LLC | 12,994 | $1.19M | 0.81% | +495+4.0% | Added |
| Wambolt & Associates, LLC | 12,951 | $1.19M | 0.50% | −370−2.8% | Reduced |
| Albert D Mason Inc | 13,160 | $1.20M | 0.74% | −430−3.2% | Reduced |
| Ativo Capital Management LLC | 13,239 | $1.21M | 0.51% | −893−6.3% | Reduced |
| Delphi Management Inc | 13,305 | $1.21M | 1.16% | +431+3.3% | Added |
| 1832 Asset Management L.P. | 13,391 | $1.22M | 0.00% | −2,702−16.8% | Reduced |
| First Horizon Corp | 13,455 | $1.23M | 0.11% | 00.0% | Unchanged |
| Cerity Partners LLC | 13,566 | $1.24M | 0.03% | −1,303−8.8% | Reduced |
| Bryn Mawr Trust Co | 13,595 | $1.24M | 0.05% | −613−4.3% | Reduced |
| Sawtooth Solutions, LLC | 13,602 | $1.24M | 0.25% | +1,769+14.9% | Added |