Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cullinan Associates Inc | 5,800 | $529.0K | 0.03% | −112−1.9% | Reduced |
| Sage Rhino Capital LLC | 5,794 | $529.0K | 0.16% | +564+10.8% | Added |
| Security Asset Management | 5,814 | $530.0K | 0.21% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 5,785 | $530.0K | 0.02% | +2,769+91.8% | Added |
| Venturi Wealth Management, LLC | 5,818 | $531.0K | 0.05% | −1,964−25.2% | Reduced |
| CFO4Life Group, LLC | 5,828 | $532.0K | 0.12% | −24−0.4% | Reduced |
| Plancorp, LLC | 5,830 | $532.0K | 0.04% | 00.0% | Unchanged |
| Rossmore Private Capital | 5,835 | $532.0K | 0.09% | +663+12.8% | Added |
| Ropes Wealth Advisors LLC | 5,869 | $535.0K | 0.08% | 00.0% | Unchanged |
| Ellevest, Inc. | 5,880 | $536.0K | 0.05% | +861+17.2% | Added |
| Fort Sheridan Advisors LLC | 5,885 | $537.0K | 0.18% | +2,689+84.1% | Added |
| LeJeune Puetz Investment Counsel LLC | 5,960 | $544.0K | 0.20% | 00.0% | Unchanged |
| Hartford Investment Management Co | 5,965 | $544.0K | 0.01% | +1,720+40.5% | Added |
| Paloma Partners Management Co | 5,962 | $544.0K | 0.01% | +5,962 | New |
| Canandaigua National Corp | 5,983 | $546.0K | 0.09% | −137−2.2% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $547.0K | 0.02% | 00.0% | Unchanged |
| Foster & Motley Inc | 6,041 | $551.0K | 0.05% | −318−5.0% | Reduced |
| Schulhoff & Co Inc | 6,042 | $551.0K | 0.24% | +4+0.1% | Added |
| Argyle Capital Management Inc. | 6,050 | $552.0K | 0.18% | 00.0% | Unchanged |
| Clarius Group, LLC | 6,050 | $552.0K | 0.05% | +543+9.9% | Added |
| Intellectus Partners, LLC | 6,073 | $554.0K | 0.13% | −7−0.1% | Reduced |
| Clear Perspective Advisors, LLC | 6,092 | $556.0K | 0.19% | −238−3.8% | Reduced |
| Intrust Bank NA | 6,182 | $564.0K | 0.08% | +1,017+19.7% | Added |
| Caldwell Trust Co | 6,192 | $565.0K | 0.07% | −230−3.6% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,245 | $570.0K | 0.15% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 6,272 | $572.0K | 0.02% | +101+1.6% | Added |
| CAPROCK Group, Inc. | 6,291 | $574.0K | 0.05% | +2,183+53.1% | Added |
| E&G Advisors, LP | 0 | $575.0K | 0.16% | −6,298−100.0% | Reduced |
| Essex Financial Services, Inc. | 6,744 | $576.0K | 0.08% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 6,377 | $577.0K | 0.38% | +431+7.2% | Added |
| Montag A & Associates Inc | 6,364 | $581.0K | 0.03% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 6,365 | $581.0K | 0.07% | +26+0.4% | Added |
| Tower Research Capital LLC (TRC) | 6,446 | $588.0K | 0.02% | −1,564−19.5% | Reduced |
| Penbrook Management LLC | 6,460 | $589.0K | 0.37% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 6,469 | $590.0K | 0.17% | +154+2.4% | Added |
| Bard Financial Services, Inc. | 6,500 | $593.0K | 0.05% | 00.0% | Unchanged |
| Lido Advisors, LLC | 6,591 | $601.0K | 0.01% | −880−11.8% | Reduced |
| IHT Wealth Management, LLC | 6,595 | $602.0K | 0.04% | +297+4.7% | Added |
| American Portfolios Advisors | 6,615 | $603.6K | 0.02% | −377−5.4% | Reduced |
| Griffin Asset Management, Inc. | 6,619 | $604.0K | 0.07% | −2,897−30.4% | Reduced |
| Weather Gauge Advisory, LLC | 6,616 | $604.0K | 0.70% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 6,627 | $605.0K | 0.16% | +3,809+135.2% | Added |
| Altfest L J & Co Inc | 6,647 | $606.0K | 0.13% | +570+9.4% | Added |
| Brandywine Oak Private Wealth LLC | 6,654 | $607.0K | 0.07% | +1,708+34.5% | Added |
| Foresight Wealth Management, LLC | 6,712 | $612.0K | 0.26% | +889+15.3% | Added |
| Williams Jones Wealth Management, LLC. | 6,790 | $620.0K | 0.01% | +478+7.6% | Added |
| Wesbanco Bank Inc | 6,797 | $620.0K | 0.02% | +871+14.7% | Added |
| Principle Wealth Partners LLC | 6,806 | $621.0K | 0.07% | −1,200−15.0% | Reduced |
| Inscription Capital, LLC | 6,806 | $621.0K | 0.07% | +6,806 | New |
| TrinityPoint Wealth, LLC | 6,881 | $628.0K | 0.13% | −179−2.5% | Reduced |
| Gibraltar Capital Management, Inc. | 6,810 | $629.0K | 0.31% | +57+0.8% | Added |
| Chilton Capital Management LLC | 6,922 | $632.0K | 0.04% | −135,564−95.1% | Reduced |
| Wealth Alliance | 6,922 | $632.0K | 0.15% | +670+10.7% | Added |
| Gradient Investments LLC | 6,943 | $633.0K | 0.02% | +84+1.2% | Added |
| First City Capital Management, Inc. | 6,812 | $633.0K | 0.35% | +705+11.5% | Added |
| NTV Asset Management LLC | 7,083 | $646.0K | 0.11% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 7,100 | $648.0K | 0.04% | −434−5.8% | Reduced |
| Moloney Securities Asset Management, LLC | 7,113 | $649.0K | 0.12% | −730−9.3% | Reduced |
| Redwood Investment Management, LLC | 7,117 | $649.0K | 0.11% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 7,192 | $655.0K | 0.04% | −6,923−49.0% | Reduced |
| BDO Wealth Advisors, LLC | 7,225 | $659.0K | 0.07% | +3,061+73.5% | Added |
| EP Wealth Advisors, LLC | 7,288 | $665.0K | 0.02% | +826+12.8% | Added |
| Archford Capital Strategies, LLC | 7,322 | $668.0K | 0.17% | +412+6.0% | Added |
| KCM Investment Advisors LLC | 7,368 | $672.0K | 0.03% | −6,010−44.9% | Reduced |
| Walter & Keenan Financial Consulting Co | 7,474 | $682.0K | 0.24% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 7,473 | $682.0K | 0.22% | +1,490+24.9% | Added |
| Alexandria Capital, LLC | 7,509 | $685.0K | 0.06% | −734−8.9% | Reduced |
| Woodstock Corp | 7,515 | $686.0K | 0.08% | −25−0.3% | Reduced |
| Lincoln National Corp | 7,665 | $699.0K | 0.01% | +725+10.4% | Added |
| Means Investment Co., Inc. | 7,724 | $705.0K | 0.14% | 00.0% | Unchanged |
| Cape Cod Five Cents Savings Bank | 7,796 | $711.0K | 0.07% | −365−4.5% | Reduced |
| Kingsview Wealth Management, LLC | 7,759 | $711.0K | 0.04% | +840+12.1% | Added |
| Mission Wealth Management, LP | 7,803 | $712.0K | 0.04% | −595−7.1% | Reduced |
| Total Clarity Wealth Management, Inc. | 7,810 | $713.0K | 0.40% | −200−2.5% | Reduced |
| Marotta Asset Management | 7,780 | $713.0K | 0.17% | +1,142+17.2% | Added |
| Avantax Advisory Services, Inc. | 7,864 | $716.0K | 0.01% | +1,078+15.9% | Added |
| Wealthsource Partners, LLC | 7,857 | $717.0K | 0.06% | −1,515−16.2% | Reduced |
| Cetera Advisors LLC | 7,982 | $728.0K | 0.02% | −51−0.6% | Reduced |
| Community Bank, N.A. | 8,006 | $730.0K | 0.09% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 8,000 | $730.0K | 0.11% | +310+4.0% | Added |
| Ar Asset Management Inc | 8,050 | $734.0K | 0.21% | 00.0% | Unchanged |
| Veriti Management LLC | 8,052 | $735.0K | 0.11% | +8,052 | New |
| Lantz Financial LLC | 8,087 | $738.0K | 0.38% | −86−1.1% | Reduced |
| Ballentine Partners, LLC | 8,106 | $740.0K | 0.03% | −10−0.1% | Reduced |
| Gladstone Institutional Advisory LLC | 8,109 | $740.0K | 0.09% | +3,713+84.5% | Added |
| Ashton Thomas Private Wealth, LLC | 8,195 | $747.7K | 0.11% | +8,195 | New |
| Covington Capital Management | 8,238 | $752.0K | 0.03% | +75+0.9% | Added |
| Valmark Advisers, Inc. | 8,244 | $752.0K | 0.01% | +158+2.0% | Added |
| Colony Group LLC | 8,358 | $763.0K | 0.02% | −2,226−21.0% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 8,411 | $767.0K | 0.59% | +41+0.5% | Added |
| Dillon & Associates Inc | 8,449 | $769.0K | 0.15% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 8,477 | $773.0K | 0.02% | −390−4.4% | Reduced |
| Rosenbaum Jay D. | 8,462 | $773.0K | 1.28% | +590+7.5% | Added |
| Cannell Peter B & Co Inc | 8,627 | $787.0K | 0.02% | −1,200−12.2% | Reduced |
| Central Trust Co | 8,683 | $792.0K | 0.03% | +200+2.4% | Added |
| Diamond Hill Capital Management Inc | 8,691 | $793.0K | 0.00% | +1,135+15.0% | Added |
| Lee Danner & Bass Inc | 8,714 | $795.0K | 0.07% | −75−0.9% | Reduced |
| Oarsman Capital, Inc. | 8,732 | $797.0K | 0.32% | −10,319−54.2% | Reduced |
| Salem Capital Management Inc | 8,744 | $798.0K | 0.44% | +300+3.6% | Added |
| Proequities, Inc. | 8,748 | $798.0K | 0.05% | +1,417+19.3% | Added |