Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Altshuler Shaham Ltd | 4,109 | $375.0K | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 4,143 | $378.0K | 0.10% | −100−2.4% | Reduced |
| Choate Investment Advisors | 4,167 | $380.0K | 0.02% | +15+0.4% | Added |
| Heck Capital Advisors, LLC | 4,192 | $382.5K | 0.08% | +382+10.0% | Added |
| Legacy Financial Advisors, Inc. | 4,193 | $383.0K | 0.10% | +1,016+32.0% | Added |
| Symphony Financial, Ltd. Co. | 4,198 | $383.0K | 0.13% | +4,198 | New |
| Atlas Capital Advisors LLC | 4,200 | $383.2K | 0.06% | 00.0% | Unchanged |
| Quilter Plc | 4,222 | $385.0K | 0.01% | −210−4.7% | Reduced |
| GoalVest Advisory LLC | 4,239 | $387.0K | 0.24% | +4,239 | New |
| Ledyard National Bank | 4,287 | $391.0K | 0.04% | −1,953−31.3% | Reduced |
| American Trust Investment Advisors, LLC | 4,282 | $391.0K | 0.21% | +589+15.9% | Added |
| Qtron Investments LLC | 4,302 | $393.0K | 0.10% | −4,186−49.3% | Reduced |
| Aull & Monroe Investment Management Corp | 4,325 | $395.0K | 0.19% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 4,384 | $400.0K | 0.09% | −28−0.6% | Reduced |
| First American Trust, FSB | 4,384 | $400.0K | 0.06% | −7−0.2% | Reduced |
| Blue Fin Capital, Inc. | 4,421 | $403.0K | 0.12% | −475−9.7% | Reduced |
| Capital Investment Advisory Services, LLC | 4,414 | $403.0K | 0.05% | −125−2.8% | Reduced |
| North Star Asset Management Inc | 4,426 | $404.0K | 0.02% | −46−1.0% | Reduced |
| Acadian Asset Management LLC | 4,430 | $404.0K | 0.00% | +841+23.4% | Added |
| Resources Investment Advisors, LLC. | 4,467 | $408.0K | 0.02% | +207+4.9% | Added |
| Simplex Trading, LLC | 4,475 | $408.0K | 0.01% | +4,475 | New |
| High Pointe Capital Management LLC | 4,480 | $409.0K | 0.32% | −500−10.0% | Reduced |
| Oakworth Capital, Inc. | 4,521 | $412.0K | 0.04% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 4,511 | $412.0K | 0.22% | +21+0.5% | Added |
| Capital Analysts, LLC | 4,529 | $413.0K | 0.03% | +67+1.5% | Added |
| GSB Wealth Management, LLC | 4,564 | $416.0K | 0.13% | 00.0% | Unchanged |
| Bank of Hawaii | 4,595 | $419.0K | 0.02% | −994−17.8% | Reduced |
| Lindbrook Capital, LLC | 4,614 | $421.0K | 0.09% | +9+0.2% | Added |
| Davis R M Inc | 4,614 | $421.0K | 0.01% | +325+7.6% | Added |
| Shufro Rose & Co LLC | 4,640 | $423.0K | 0.03% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 2,657 | $424.0K | 0.14% | +26+1.0% | Added |
| Montecito Bank & Trust | 4,653 | $425.0K | 0.08% | −150−3.1% | Reduced |
| Mid Atlantic Financial Management Inc | 4,674 | $426.0K | 0.03% | −28−0.6% | Reduced |
| Jacobi Capital Management LLC | 4,667 | $426.0K | 0.06% | +30+0.6% | Added |
| BNP Paribas Arbitrage, SA | 4,672 | $426.3K | 0.00% | +4,211+913.4% | Added |
| Ameritas Investment Company, LLC | 3,410 | $428.0K | 0.02% | −755−18.1% | Reduced |
| Cable Hill Partners, LLC | 4,699 | $429.0K | 0.10% | −255−5.1% | Reduced |
| Harbour Investments, Inc. | 4,736 | $432.0K | 0.01% | +30+0.6% | Added |
| Cohen Investment Advisors LLC | 4,736 | $432.0K | 0.34% | +57+1.2% | Added |
| Busey Wealth Management | 4,756 | $433.0K | 0.02% | −47−1.0% | Reduced |
| Bowen Hanes & Co Inc | 4,745 | $433.0K | 0.01% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 4,761 | $434.4K | 0.21% | −402,209−98.8% | Reduced |
| Andesa Financial Management Inc. | 4,775 | $435.0K | 0.13% | −809−14.5% | Reduced |
| Salem Investment Counselors Inc | 4,771 | $435.0K | 0.02% | −73−1.5% | Reduced |
| Robertson Stephens Wealth Management, LLC | 4,775 | $435.0K | 0.05% | +239+5.3% | Added |
| Biltmore Family Office, LLC | 4,797 | $438.0K | 0.12% | 00.0% | Unchanged |
| Spinnaker Trust | 4,861 | $443.0K | 0.03% | −200−4.0% | Reduced |
| Mercer Capital Advisers, Inc. | 4,850 | $443.0K | 0.22% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 4,875 | $445.0K | 0.34% | 00.0% | Unchanged |
| jvl associates llc | 4,895 | $447.0K | 0.31% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 4,909 | $447.0K | 0.04% | +20+0.4% | Added |
| Cypress Capital Group | 4,917 | $448.0K | 0.06% | 00.0% | Unchanged |
| Hoylecohen, LLC | 4,922 | $449.0K | 0.04% | −15−0.3% | Reduced |
| Icon Wealth Partners, LLC | 4,927 | $450.0K | 0.05% | +224+4.8% | Added |
| Dakota Wealth Management | 4,943 | $451.0K | 0.05% | +332+7.2% | Added |
| Juncture Wealth Strategies, LLC | 4,900 | $452.0K | 0.26% | −300−5.8% | Reduced |
| Assetmark, Inc | 4,957 | $452.0K | 0.00% | +45+0.9% | Added |
| Dynamic Advisor Solutions LLC | 4,956 | $452.0K | 0.04% | +38+0.8% | Added |
| Old Dominion Capital Management Inc | 4,966 | $453.0K | 0.10% | +178+3.7% | Added |
| Pallas Capital Advisors LLC | 4,969 | $455.0K | 0.06% | +650+15.0% | Added |
| YHB Investment Advisors, Inc. | 5,012 | $457.0K | 0.04% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 5,027 | $459.0K | 0.04% | −129−2.5% | Reduced |
| Alhambra Investment Partners LLC | 5,034 | $459.0K | 0.34% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 5,039 | $460.0K | 0.08% | −61−1.2% | Reduced |
| Aaron Wealth Advisors | 5,060 | $461.0K | 0.15% | +974+23.8% | Added |
| Penobscot Investment Management Company, Inc. | 5,070 | $463.0K | 0.07% | −2,750−35.2% | Reduced |
| Nachman Norwood & Parrott, Inc | 5,093 | $465.0K | 0.05% | −429−7.8% | Reduced |
| NorthRock Partners, LLC | 5,111 | $466.0K | 0.04% | +222+4.5% | Added |
| Mattern Wealth Management LLC | 5,095 | $467.0K | 0.15% | −759−13.0% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,144 | $469.0K | 0.18% | 00.0% | Unchanged |
| Valley Brook Capital Group | 5,151 | $469.0K | 0.45% | 00.0% | Unchanged |
| Balentine LLC | 5,139 | $469.0K | 0.02% | +414+8.8% | Added |
| Ategra Capital Management, LLC | 5,184 | $473.0K | 0.24% | +157+3.1% | Added |
| Beck Mack & Oliver LLC | 5,200 | $474.0K | 0.01% | −500−8.8% | Reduced |
| Ashfield Capital Partners, LLC | 5,208 | $475.0K | 0.03% | −1,491−22.3% | Reduced |
| Northwest Capital Management Inc | 5,150 | $476.0K | 0.27% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 5,251 | $479.0K | 0.04% | +43+0.8% | Added |
| Jacobs & Co | 5,325 | $485.0K | 0.06% | +600+12.7% | Added |
| Tdam USA Inc. | 5,262 | $486.0K | 0.03% | +34+0.7% | Added |
| Cerro Pacific Wealth Advisors LLC | 5,424 | $495.0K | 0.37% | +5,424 | New |
| Fieldpoint Private Securities, LLC | 5,397 | $498.0K | 0.11% | +245+4.8% | Added |
| Spire Wealth Management | 5,468 | $499.0K | 0.01% | −3,412−38.4% | Reduced |
| Smithfield Trust Co | 5,485 | $500.0K | 0.03% | −80−1.4% | Reduced |
| DF Dent & Co Inc | 5,475 | $500.0K | 0.01% | 00.0% | Unchanged |
| Armor Investment Advisors, LLC | 5,492 | $501.0K | 0.30% | −42−0.8% | Reduced |
| Mather Group, LLC. | 5,489 | $501.0K | 0.01% | −18−0.3% | Reduced |
| Boenning & Scattergood, Inc. | 5,496 | $501.0K | 0.09% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,514 | $503.0K | 0.03% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 5,523 | $504.0K | 0.02% | +84+1.5% | Added |
| HBK Sorce Advisory LLC | 5,546 | $506.0K | 0.03% | −189−3.3% | Reduced |
| Bellecapital International Ltd. | 5,561 | $507.0K | 0.15% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 5,558 | $507.0K | 0.05% | +169+3.1% | Added |
| O'Brien Greene & Co. Inc | 5,574 | $508.0K | 0.18% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 5,612 | $512.0K | 0.04% | +2,114+60.4% | Added |
| Davidson Trust Co | 5,641 | $515.0K | 0.40% | −312−5.2% | Reduced |
| Independent Advisor Alliance | 5,686 | $519.0K | 0.03% | +959+20.3% | Added |
| Evergreen Capital Management LLC | 5,722 | $522.0K | 0.02% | +1,373+31.6% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,766 | $526.0K | 0.28% | −80−1.4% | Reduced |
| V Wealth Advisors LLC | 5,808 | $528.0K | 0.08% | +2,808+93.6% | Added |
| Ascent Wealth Partners, LLC | 5,792 | $528.0K | 0.10% | +5,792 | New |