Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Haverford Trust Co | 50,080 | $4.57M | 0.05% | +2,300+4.8% | Added |
| Farmers & Merchants Investments Inc | 50,567 | $4.61M | 0.21% | +408+0.8% | Added |
| Pacer Advisors, Inc. | 50,684 | $4.62M | 0.07% | +5,434+12.0% | Added |
| Garland Capital Management Inc | 50,855 | $4.64M | 3.27% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 51,889 | $4.73M | 0.66% | −2,730−5.0% | Reduced |
| Whittier Trust Co | 52,050 | $4.75M | 0.08% | −2,435−4.5% | Reduced |
| Mariner, LLC | 52,727 | $4.81M | 0.03% | +3,038+6.1% | Added |
| Parcion Private Wealth LLC | 53,206 | $4.86M | 0.49% | −157−0.3% | Reduced |
| Crossmark Global Holdings, Inc. | 53,830 | $4.91M | 0.12% | −12,850−19.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,219 | $4.95M | 0.02% | −4,071−7.0% | Reduced |
| Barclays PLC | 54,889 | $5.01M | 0.00% | −13,283−19.5% | Reduced |
| American Research & Management Co. | 55,685 | $5.08M | 1.16% | +216+0.4% | Added |
| Motco | 55,727 | $5.08M | 0.33% | +1,701+3.1% | Added |
| Beach Investment Counsel Inc | 56,034 | $5.11M | 0.46% | −4,258−7.1% | Reduced |
| Prentiss Smith & Co Inc | 56,885 | $5.19M | 2.50% | −1,101−1.9% | Reduced |
| Matthew Goff Investment Advisor, LLC | 57,606 | $5.26M | 1.33% | +3,764+7.0% | Added |
| Sepio Capital, LP | 58,182 | $5.31M | 0.44% | −1,463−2.5% | Reduced |
| Patten & Patten Inc | 59,088 | $5.39M | 0.41% | −2,909−4.7% | Reduced |
| Brinker Capital Investments, LLC | 59,831 | $5.46M | 0.07% | +14,207+31.1% | Added |
| Atlantic Union Bankshares Corp | 60,173 | $5.49M | 0.53% | −9,927−14.2% | Reduced |
| Foster Victor Wealth Advisors, LLC | 60,460 | $5.52M | 0.92% | +8,266+15.8% | Added |
| Live Oak Private Wealth LLC | 61,425 | $5.60M | 1.24% | +3,564+6.2% | Added |
| Bradley Foster & Sargent Inc | 61,644 | $5.62M | 0.13% | −76,977−55.5% | Reduced |
| Fairfield, Bush & Co. | 61,894 | $5.65M | 1.53% | −3,109−4.8% | Reduced |
| Kidder Stephen W | 63,205 | $5.77M | 1.78% | −6,586−9.4% | Reduced |
| Lowell Blake & Associates Inc. | 65,037 | $5.93M | 2.73% | −514−0.8% | Reduced |
| Camden National Bank | 65,175 | $5.95M | 1.12% | −614−0.9% | Reduced |
| Timber Creek Capital Management LLC | 65,182 | $5.95M | 1.93% | +9,522+17.1% | Added |
| NewEdge Wealth, LLC | 65,658 | $5.99M | 0.46% | +6,338+10.7% | Added |
| Northwestern Mutual Wealth Management Co | 65,738 | $6.00M | 0.01% | −8,525−11.5% | Reduced |
| MML Investors Services, LLC | 65,803 | $6.00M | 0.05% | −1,254−1.9% | Reduced |
| Zevin Asset Management LLC | 65,911 | $6.01M | 1.20% | +3,232+5.2% | Added |
| Kestra Advisory Services, LLC | 66,041 | $6.03M | 0.07% | −2,337−3.4% | Reduced |
| AMG National Trust Bank | 66,329 | $6.05M | 0.19% | +17,468+35.8% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 68,363 | $6.24M | 1.93% | +2,678+4.1% | Added |
| Geode Capital Management, LLC | 70,039 | $6.39M | 0.00% | +4,528+6.9% | Added |
| Squarepoint Ops LLC | 70,836 | $6.46M | 0.05% | +46,269+188.3% | Added |
| Creative Planning | 72,103 | $6.58M | 0.01% | −14,140−16.4% | Reduced |
| TCW Group Inc | 73,049 | $6.66M | 0.06% | −9,670−11.7% | Reduced |
| Avalon Investment & Advisory | 73,709 | $6.72M | 0.15% | +7,209+10.8% | Added |
| Trust Co of Vermont | 74,060 | $6.76M | 0.47% | −381−0.5% | Reduced |
| Pinnacle Associates Ltd | 75,005 | $6.84M | 0.12% | −725−1.0% | Reduced |
| Peapack Gladstone Financial Corp | 75,715 | $6.91M | 0.17% | −1,539−2.0% | Reduced |
| BBVA USA | 75,810 | $6.92M | 0.39% | +75,810 | New |
| Advisors Asset Management, Inc. | 76,055 | $6.94M | 0.10% | −28,175−27.0% | Reduced |
| Fiduciary Trust Co | 76,644 | $6.99M | 0.14% | −14,884−16.3% | Reduced |
| Allegiant Private Advisors, LLC | 76,675 | $7.00M | 1.13% | −5,511−6.7% | Reduced |
| Guardian Capital LP | 77,116 | $7.04M | 0.14% | −5,568−6.7% | Reduced |
| Captrust Financial Advisors | 78,394 | $7.15M | 0.07% | −2,691−3.3% | Reduced |
| New York State Common Retirement Fund | 78,447 | $7.16M | 0.01% | −1,836−2.3% | Reduced |
| Freestone Capital Holdings, LLC | 80,031 | $7.30M | 0.37% | −2,548−3.1% | Reduced |
| ProVise Management Group, LLC | 80,381 | $7.33M | 0.75% | −528−0.7% | Reduced |
| Broderick Brian C | 80,504 | $7.34M | 1.95% | −4,869−5.7% | Reduced |
| Cohen Capital Management, Inc. | 82,016 | $7.48M | 1.28% | −100.0% | Reduced |
| Mengis Capital Management, Inc. | 82,429 | $7.52M | 1.56% | +1,687+2.1% | Added |
| Fifth Third Bancorp | 82,884 | $7.56M | 0.03% | −4,089−4.7% | Reduced |
| FourThought Financial, LLC | 83,221 | $7.59M | 1.02% | +9,386+12.7% | Added |
| Grimes & Company, Inc. | 85,871 | $7.83M | 0.34% | +1,787+2.1% | Added |
| Euro Pacific Asset Management, LLC | 86,046 | $7.85M | 1.91% | +2,912+3.5% | Added |
| Narwhal Capital Management | 86,097 | $7.86M | 0.99% | −14,712−14.6% | Reduced |
| Investment House LLC | 86,401 | $7.88M | 0.55% | +1,455+1.7% | Added |
| Greenwood Gearhart Inc | 87,421 | $7.98M | 1.29% | +4,155+5.0% | Added |
| CWM, LLC | 88,552 | $8.08M | 0.06% | 00.0% | Unchanged |
| Advisors Capital Management, LLC | 89,481 | $8.16M | 0.26% | −47,620−34.7% | Reduced |
| Dearborn Partners LLC | 89,765 | $8.19M | 0.33% | +997+1.1% | Added |
| Baird Financial Group, Inc. | 90,201 | $8.23M | 0.02% | +162+0.2% | Added |
| Atria Investments LLC | 90,399 | $8.25M | 0.16% | +6,772+8.1% | Added |
| Usca Ria LLC | 90,427 | $8.25M | 0.50% | +1,716+1.9% | Added |
| Welch & Forbes LLC | 90,886 | $8.29M | 0.14% | +340.0% | Added |
| Moreno Evelyn V | 91,758 | $8.37M | 1.97% | +12,729+16.1% | Added |
| Russell Investments Group, Ltd. | 91,981 | $8.39M | 0.01% | +91,981 | New |
| Gabelli Funds LLC | 93,000 | $8.48M | 0.05% | −2,000−2.1% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $8.54M | 1.12% | 00.0% | Unchanged |
| Puzo Michael J | 94,582 | $8.63M | 2.68% | −3,405−3.5% | Reduced |
| Rathbone Brothers plc | 94,712 | $8.64M | 0.10% | −1,746−1.8% | Reduced |
| Blair William & Co | 95,501 | $8.71M | 0.03% | −34,468−26.5% | Reduced |
| Buckhead Capital Management LLC | 96,290 | $8.79M | 1.95% | +110.0% | Added |
| Oxbow Advisors, LLC | 98,709 | $9.01M | 0.94% | +3,570+3.8% | Added |
| Ingalls & Snyder LLC | 99,490 | $9.08M | 0.41% | +433+0.4% | Added |
| Manufacturers Life Insurance Company, The | 100,040 | $9.13M | 0.01% | −663,039−86.9% | Reduced |
| Trust Co of Virginia | 101,230 | $9.30M | 1.02% | +3,159+3.2% | Added |
| Dixon Mitchell Investment Counsel Inc. | 103,207 | $9.42M | 0.70% | −107−0.1% | Reduced |
| Qube Research & Technologies Ltd | 104,224 | $9.51M | 0.12% | +101,518+3,751.6% | Added |
| Fort Washington Investment Advisors Inc | 108,623 | $9.91M | 0.09% | −2,120−1.9% | Reduced |
| Federated Hermes, Inc. | 109,197 | $9.96M | 0.02% | +18,736+20.7% | Added |
| Cambridge Trust Co | 110,893 | $10.1M | 0.38% | +2,992+2.8% | Added |
| Allianz Asset Management GmbH | 111,356 | $10.2M | 0.01% | −2,615−2.3% | Reduced |
| Clifford Swan Investment Counsel LLC | 113,436 | $10.4M | 0.39% | +6,106+5.7% | Added |
| Tweedy, Browne Co LLC | 115,403 | $10.5M | 0.30% | −12,301−9.6% | Reduced |
| Millennium Management LLC | 118,348 | $10.8M | 0.01% | +63,675+116.5% | Added |
| Advisor Group Holdings, Inc. | 122,273 | $11.2M | 0.02% | +2,228+1.9% | Added |
| Van Eck Associates Corp | 128,110 | $11.7M | 0.03% | −9,498−6.9% | Reduced |
| Wilkins Investment Counsel Inc | 128,190 | $11.7M | 2.88% | +2,075+1.6% | Added |
| American Century Companies Inc | 128,941 | $11.8M | 0.01% | +12,390+10.6% | Added |
| Reynders McVeigh Capital Management, LLC | 129,981 | $11.9M | 0.73% | −32,366−19.9% | Reduced |
| Grandfield & Dodd, LLC | 132,939 | $12.1M | 0.84% | +3,824+3.0% | Added |
| Tekla Capital Management LLC | 136,225 | $12.4M | 0.40% | 00.0% | Unchanged |
| Richard C. Young & CO., LTD. | 137,270 | $12.5M | 1.59% | +3,154+2.4% | Added |
| Guyasuta Investment Advisors Inc | 138,676 | $12.7M | 0.91% | −292−0.2% | Reduced |
| Tower Bridge Advisors | 139,641 | $12.7M | 0.85% | −2,544−1.8% | Reduced |