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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Bokf, NA27,575$2.36M0.04%––
Price T Rowe Associates Inc27,565$2.36M0.00%––
Abbot Financial Management, Inc.27,224$2.33M1.06%––
Parsons Capital Management Inc27,216$2.33M0.19%––
Berkshire Bank27,155$2.32M0.58%––
Dempze Nancy E26,481$2.26M2.00%––
Taylor, Cottrill, Erickson & Associates, Inc.26,447$2.26M0.34%––
HighPoint Advisor Group LLC25,354$2.22M0.26%––
Hall Laurie J Trustee25,946$2.22M0.85%––
Commerce Bank25,850$2.21M0.02%––
Ipswich Investment Management Co., Inc.25,689$2.20M0.62%––
Brookmont Capital Management25,206$2.15M1.39%––
Vestmark Advisory Solutions, Inc.25,185$2.15M0.19%––
Regions Financial Corp25,151$2.15M0.02%––
Geneos Wealth Management Inc.25,231$2.15M0.06%––
Squarepoint Ops LLC24,567$2.10M0.02%––
Naples Global Advisors, LLC24,234$2.07M0.31%––
Perkins Coie Trust Co24,141$2.06M0.69%––
Advisor Partners LLC24,009$2.05M0.15%––
HRT Financial LP23,848$2.04M0.02%––
South State Corp.23,727$2.03M0.19%––
GWM Advisors LLC23,723$2.03M0.06%––
AE Wealth Management LLC23,722$2.03M0.02%––
Fca Corp23,382$2.00M0.58%––
NBT Bank N A23,296$1.99M0.29%––
Stephens Inc23,191$1.98M0.03%––
Regentatlantic Capital LLC23,107$1.98M0.07%––
Mirador Capital Partners LP22,976$1.96M0.50%––
National Asset Management, Inc.22,587$1.94M0.07%––
Greenleaf Trust22,672$1.94M0.03%––
Trust Co of Toledo NA22,549$1.93M0.35%––
Cox Capital Mgt LLC22,397$1.91M1.33%––
Cubist Systematic Strategies, LLC22,319$1.91M0.02%––
Frontier Wealth Management LLC22,308$1.91M0.15%––
Palisade Asset Management, LLC22,193$1.90M0.24%––
Horizon Kinetics Asset Management LLC22,060$1.89M0.04%––
Court Place Advisors, LLC22,065$1.89M0.58%––
Fairhaven Wealth Management, LLC22,043$1.88M0.79%––
EagleClaw Capital Managment, LLC21,985$1.88M0.54%––
Valley National Advisers Inc21,843$1.87M0.36%––
Cascade Investment Advisors, Inc.21,640$1.85M1.20%––
TD Private Client Wealth LLC21,437$1.83M0.09%––
Bristlecone Advisors, LLC21,393$1.83M0.28%––
Azzad Asset Management Inc21,392$1.83M0.30%––
Creegan & Nassoura Financial Group, LLC21,325$1.82M1.63%––
Bessemer Group Inc21,262$1.82M0.00%––
Logan Capital Management Inc20,699$1.77M0.09%––
Ariel Investments, LLC20,582$1.76M0.02%––
NorthCoast Asset Management LLC20,420$1.75M0.07%––
Kahn Brothers Group Inc20,398$1.74M0.27%––
MACRO Consulting Group20,071$1.72M0.93%––
Caption Management, LLC20,000$1.71M0.22%––
Advisors Management Group Inc19,980$1.71M0.54%––
HC Financial Advisors Inc19,888$1.70M1.04%––
Chelsea Counsel Co19,800$1.69M0.84%––
Greatmark Investment Partners, Inc.19,798$1.69M0.33%––
Toronto Dominion Bank19,768$1.69M0.00%––
Cary Street Partners Asset Management LLC119,438$1.68M0.41%––
McKinley Capital Management LLC /Delaware19,643$1.68M0.13%––
Somerset Trust Co19,591$1.67M0.72%––
Lowe Brockenbrough & Co Inc19,235$1.64M0.16%––
Oarsman Capital, Inc.19,051$1.63M0.70%––
Signaturefd, LLC18,695$1.60M0.07%––
Coastline Trust Co18,360$1.57M0.20%––
Integrated Wealth Concepts LLC18,259$1.56M0.06%––
Boston Family Office LLC17,694$1.55M0.12%––
Laurel Wealth Advisors, Inc.18,072$1.54M0.23%––
Cadence Bank NA17,977$1.54M0.48%––
Baker Tilly Wealth Management, LLC17,974$1.54M0.31%––
Independent Investors Inc17,900$1.53M0.41%––
Baker Ellis Asset Management LLC17,809$1.52M0.33%––
Aevitas Wealth Management, Inc.17,562$1.50M1.05%––
Sit Investment Associates Inc17,500$1.50M0.04%––
Huntington National Bank17,428$1.49M0.02%––
Providence Capital Advisors, LLC17,197$1.47M0.54%––
Mount Yale Investment Advisors, LLC17,122$1.46M0.19%––
West Oak Capital, LLC17,115$1.46M0.63%––
Annex Advisory Services, LLC17,061$1.46M0.14%––
Venture Visionary Partners LLC17,006$1.45M0.12%––
Investment Research & Advisory Group, Inc.16,988$1.45M1.08%––
Roberts Glore & Co Inc16,953$1.45M0.45%––
Cetera Investment Advisers16,916$1.45M0.03%––
Checchi Capital Advisers, LLC16,659$1.42M0.19%––
Lester Murray Antman dba SimplyRich16,603$1.42M0.56%––
Kestra Private Wealth Services, LLC16,503$1.41M0.10%––
MUFG Americas Holdings Corp16,410$1.40M0.03%––
Rothschild Investment Corp16,121$1.38M0.12%––
Hutner Capital Management Inc16,094$1.38M0.90%––
LaFleur & Godfrey LLC15,981$1.37M0.27%––
GQG Partners LLC15,966$1.36M0.00%––
Physicians Financial Services, Inc.15,943$1.36M0.58%––
Semmax Financial Advisors Inc.15,759$1.35M0.48%––
Davy Global Fund Management Ltd15,671$1.34M0.24%––
Rikoon Group, LLC15,660$1.34M0.36%––
Nelson, Van Denburg & Campbell Wealth Management Group, LLC15,671$1.34M0.14%––
Arnhold LLC15,636$1.34M0.16%––
Kayne Anderson Rudnick Investment Management LLC15,625$1.34M0.00%––
Patten Group, Inc.15,597$1.33M0.43%––
Loring Wolcott & Coolidge Fiduciary Advisors LLP15,564$1.33M0.01%––
UBS Asset Management Americas Inc15,507$1.33M0.00%––