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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Veritable, L.P.4,061$347.0K0.01%––
Aaron Wealth Advisors4,086$349.0K0.13%––
Altshuler Shaham Ltd4,109$351.0K0.00%––
CAPROCK Group, Inc.4,108$351.0K0.04%––
UMA Financial Services, Inc.4,050$353.0K0.11%––
Choate Investment Advisors4,152$355.0K0.02%––
Eqis Capital Management, Inc.4,153$355.0K0.03%––
Carroll Financial Associates, Inc.4,156$355.0K0.02%––
Financial & Tax Architects, LLC4,156$355.2K0.20%––
BDO Wealth Advisors, LLC4,164$356.0K0.04%––
Ameritas Investment Company, LLC4,165$356.0K0.03%––
Atlas Capital Advisors LLC4,200$359.0K0.07%––
Edge Capital Group, LLC4,218$361.0K0.03%––
Fullerton Fund Management Co Ltd.4,240$362.0K0.03%––
Hartford Investment Management Co4,245$363.0K0.01%––
First Personal Financial Services4,243$363.0K0.10%––
Resources Investment Advisors, LLC.4,260$364.0K0.02%––
Davis R M Inc4,289$367.0K0.01%––
Aull & Monroe Investment Management Corp4,325$370.0K0.18%––
Evergreen Capital Management LLC4,349$372.0K0.02%––
Cozad Asset Management Inc4,361$373.0K0.06%––
First American Trust, FSB4,391$375.0K0.06%––
Prio Wealth Limited Partnership4,387$375.0K0.01%––
Gladstone Institutional Advisory LLC4,396$376.0K0.06%––
qPULA Trading Management LP4,400$376.0K0.80%––
Aveo Capital Partners, LLC4,412$377.0K0.09%––
Quilter Plc4,432$379.0K0.01%––
Pallas Capital Advisors LLC4,319$380.0K0.08%––
Capital Analysts, LLC4,462$381.0K0.03%––
North Star Asset Management Inc4,472$382.0K0.02%––
Curated Wealth Partners LLC4,490$384.0K0.24%––
Oakworth Capital, Inc.4,521$386.0K0.04%––
Robertson Stephens Wealth Management, LLC4,536$387.0K0.06%––
Capital Investment Advisory Services, LLC4,539$388.0K0.05%––
GSB Wealth Management, LLC4,564$390.0K0.13%––
Sound View Wealth Advisors Group, LLC4,594$393.0K0.09%––
Dakota Wealth Management4,611$394.0K0.05%––
Lindbrook Capital, LLC4,605$394.0K0.09%––
Jacobi Capital Management LLC4,637$396.0K0.06%––
Shufro Rose & Co LLC4,640$397.0K0.03%––
Cohen Investment Advisors LLC4,679$400.0K0.32%––
Mid Atlantic Financial Management Inc4,702$402.0K0.03%––
Harbour Investments, Inc.4,706$402.0K0.01%––
Icon Wealth Partners, LLC4,703$402.0K0.05%––
Jacobs & Co4,725$403.0K0.05%––
Balentine LLC4,725$404.0K0.02%––
Independent Advisor Alliance4,727$404.0K0.02%––
Violich Capital Management, Inc.4,740$405.0K0.07%––
Bowen Hanes & Co Inc4,745$406.0K0.01%––
Old Dominion Capital Management Inc4,788$409.0K0.10%––
Appleton Partners Inc4,793$410.0K0.04%––
Montecito Bank & Trust4,803$410.0K0.09%––
Biltmore Family Office, LLC4,797$410.0K0.13%––
Hanson & Doremus Investment Management4,803$411.0K0.10%––
Busey Wealth Management4,803$411.0K0.02%––
Murphy Capital Management Inc4,838$413.0K0.05%––
1st Source Bank4,845$414.0K0.03%––
Salem Investment Counselors Inc4,844$414.0K0.03%––
Mercer Capital Advisers, Inc.4,850$416.0K0.22%––
RiverGlades Family Offices LLC4,875$417.0K0.34%––
Patriot Investment Management Inc.4,889$417.0K0.04%––
Blue Fin Capital, Inc.4,896$418.0K0.14%––
NorthRock Partners, LLC4,889$418.0K0.04%––
jvl associates llc4,895$418.0K0.31%––
Marino, Stram & Associates LLC4,904$419.0K0.16%––
Cypress Capital Group4,917$420.0K0.06%––
Assetmark, Inc4,912$420.0K0.00%––
Dynamic Advisor Solutions LLC4,918$420.0K0.04%––
BFSG, LLC4,930$421.0K0.07%––
Hoylecohen, LLC4,937$422.0K0.04%––
Brandywine Oak Private Wealth LLC4,946$422.0K0.06%––
Cable Hill Partners, LLC4,954$423.0K0.12%––
Henry James International Management, Inc.4,959$424.0K0.13%––
High Pointe Capital Management LLC4,980$426.0K0.37%––
Wealthspire Advisors, LLC4,982$426.0K0.01%––
Ellevest, Inc.5,019$429.0K0.05%––
Ategra Capital Management, LLC5,027$429.7K0.25%––
Alhambra Investment Partners LLC5,034$430.0K0.35%––
Spinnaker Trust5,061$432.0K0.03%––
Institute for Wealth Management, LLC.5,100$436.0K0.08%––
Mitchell McLeod Pugh & Williams Inc5,144$440.0K0.18%––
Fieldpoint Private Securities, LLC5,152$440.0K0.10%––
Northwest Capital Management Inc5,150$440.0K0.32%––
Valley Brook Capital Group5,151$440.0K0.40%––
YHB Investment Advisors, Inc.5,012$441.0K0.04%––
Avidian Wealth Solutions, LLC5,156$441.0K0.04%––
Intrust Bank NA5,165$442.0K0.06%––
Rossmore Private Capital5,172$442.0K0.08%––
Clarkston Capital Partners, LLC5,180$443.0K0.01%––
Moody Lynn & Lieberson, LLC5,208$445.0K0.04%––
Tdam USA Inc.5,228$447.0K0.03%––
Sage Rhino Capital LLC5,230$447.0K0.15%––
Juncture Wealth Strategies, LLC5,200$453.0K0.29%––
Essex Investment Management Co LLC5,326$455.0K0.06%––
Trustmark National Bank Trust Department5,334$456.0K0.04%––
Flagship Harbor Advisors, LLC5,389$461.0K0.05%––
Sequoia Financial Advisors, LLC5,439$465.0K0.02%––
DF Dent & Co Inc5,475$468.0K0.01%––
Boenning & Scattergood, Inc.5,496$470.0K0.09%––
St Germain D J Co Inc5,514$471.0K0.03%––