Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2021
Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,138
- No complete 13F data for Q4 2020
- Shares held
- 218.7M
- No complete 13F data for Q4 2020
- Total value
- $18.7B
- No complete 13F data for Q4 2020
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2021
Shares, value and share of portfolio for each institution holding Novartis AG.
Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 922,781 | $78.9M | 0.08% | – | – |
| Parnassus Investments | 931,309 | $79.6M | 0.19% | – | – |
| Envestnet Asset Management Inc | 958,012 | $81.9M | 0.05% | – | – |
| Truist Financial Corp | 968,735 | $82.8M | 0.14% | – | – |
| Earnest Partners LLC | 1,072,381 | $91.7M | 0.55% | – | – |
| Lazard Asset Management LLC | 1,135,941 | $97.1M | 0.12% | – | – |
| FMR LLC | 1,164,072 | $99.5M | 0.01% | – | – |
| Scharf Investments, LLC | 1,204,700 | $103.0M | 3.56% | – | – |
| BlackRock Inc. | 1,250,230 | $106.9M | 0.00% | – | – |
| Neuberger Berman Group LLC | 1,277,439 | $109.1M | 0.10% | – | – |
| Natixis Advisors, L.P. | 1,403,558 | $120.0M | 0.63% | – | – |
| Royal Bank of Canada | 1,504,639 | $128.6M | 0.04% | – | – |
| Principal Financial Group Inc | 1,687,040 | $144.2M | 0.10% | – | – |
| Ameriprise Financial Inc | 1,725,168 | $147.5M | 0.05% | – | – |
| Manning & Napier Group, LLC | 1,730,347 | $147.9M | 1.26% | – | – |
| State Street Corp | 2,006,725 | $171.5M | 0.01% | – | – |
| Capital Research Global Investors | 2,365,745 | $202.2M | 0.05% | – | – |
| Renaissance Technologies LLC | 2,370,339 | $202.6M | 0.25% | – | – |
| Cullen Capital Management LLC | 2,592,668 | $221.6M | 2.39% | – | – |
| Parametric Portfolio Associates LLC | 2,682,505 | $229.3M | 0.13% | – | – |
| Goldman Sachs Group Inc | 2,689,555 | $229.9M | 0.07% | – | – |
| Dimensional Fund Advisors LP | 2,779,961 | $237.6M | 0.08% | – | – |
| Morgan Stanley | 2,840,099 | $242.8M | 0.04% | – | – |
| Northern Trust Corp | 3,826,553 | $327.1M | 0.06% | – | – |
| Wellington Management Group LLP | 3,866,881 | $330.5M | 0.06% | – | – |
| Charles Schwab Investment Management Inc | 4,019,291 | $343.6M | 0.13% | – | – |
| Janus Henderson Group PLC | 4,581,365 | $391.6M | 0.18% | – | – |
| Mawer Investment Management Ltd. | 4,919,280 | $420.5M | 2.28% | – | – |
| UBS Group AG | 5,031,466 | $430.1M | 0.19% | – | – |
| Wells Fargo & Company | 5,812,499 | $496.9M | 0.11% | – | – |
| Boston Partners | 5,860,571 | $501.2M | 0.67% | – | – |
| Aristotle Capital Management, LLC | 7,908,653 | $676.0M | 1.38% | – | – |
| Franklin Resources Inc | 8,444,411 | $721.8M | 0.29% | – | – |
| Bank of America Corp | 9,189,032 | $785.5M | 0.09% | – | – |
| Fisher Asset Management, LLC | 9,657,603 | $825.5M | 0.58% | – | – |
| Loomis Sayles & Co L P | 19,768,777 | $1.69B | 2.19% | – | – |
| Primecap Management Co | 20,543,800 | $1.76B | 1.22% | – | – |
| Dodge & Cox | 21,670,237 | $1.85B | 1.32% | – | – |