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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Advisor Group Holdings, Inc.120,045$10.3M0.02%––
Scout Investments, Inc.125,323$10.7M0.16%––
Wilkins Investment Counsel Inc126,115$10.8M2.79%––
Gluskin Sheff & Assoc Inc127,251$10.9M0.49%––
Tweedy, Browne Co LLC127,704$10.9M0.32%––
Grandfield & Dodd, LLC129,115$11.0M0.83%––
Blair William & Co129,969$11.1M0.04%––
Rockefeller Capital Management L.P.133,313$11.4M0.08%––
Richard C. Young & CO., LTD.134,116$11.5M1.53%––
Tekla Capital Management LLC136,225$11.6M0.40%––
Advisors Capital Management, LLC137,101$11.7M0.41%––
Van Eck Associates Corp137,608$11.8M0.03%––
Bradley Foster & Sargent Inc138,621$11.8M0.30%––
Guyasuta Investment Advisors Inc138,968$11.9M0.93%––
Jones Financial Companies LLLP140,584$12.0M0.02%––
Tower Bridge Advisors142,185$12.2M0.91%––
Chilton Capital Management LLC142,486$12.2M0.82%––
CIBC World Markets Inc.144,363$12.3M0.04%––
DDD Partners, LLC145,395$12.4M2.12%––
Gamble Jones Investment Counsel146,428$12.5M0.84%––
Mirae Asset Global Investments Co., Ltd.146,832$12.6M0.04%––
Cardinal Capital Management, Inc.148,200$12.7M0.74%––
Schafer Cullen Capital Management Inc150,035$12.8M2.61%––
Banco Santander, S.A.155,275$13.3M0.09%––
Boston Common Asset Management, LLC157,331$13.4M0.85%––
Bahl & Gaynor Inc160,410$13.7M0.09%––
Reynders McVeigh Capital Management, LLC162,347$13.9M0.92%––
CORDA Investment Management, LLC.163,670$14.0M1.27%––
Voloridge Investment Management, LLC164,097$14.0M0.10%––
Bank of Montreal170,532$14.8M0.01%––
First Fiduciary Investment Counsel, Inc.173,631$14.8M2.83%––
Godsey & Gibb Associates176,123$15.1M1.85%––
John G Ullman & Associates Inc177,464$15.2M2.04%––
Somerville Kurt F181,254$15.5M2.45%––
GW Henssler & Associates Ltd188,963$16.2M1.16%––
Edgemoor Investment Advisors, Inc.190,185$16.3M1.63%––
Comerica Bank186,888$16.5M0.10%––
Brown Brothers Harriman & Co197,894$16.9M0.11%––
Norris Perne & French LLP199,637$17.1M1.58%––
Arrowstreet Capital, Limited Partnership201,654$17.2M0.02%––
McDaniel Terry & Co203,159$17.4M2.13%––
Reilly Financial Advisors, LLC204,179$17.5M1.54%––
First Republic Investment Management, Inc.204,304$17.5M0.06%––
Scotia Capital Inc.212,774$18.2M0.15%––
M&T Bank Corp213,511$18.3M0.08%––
Oak Associates, Ltd216,328$18.5M1.09%––
Exencial Wealth Advisors, LLC221,696$19.0M1.12%––
Brandes Investment Partners, LP218,770$19.0M0.45%––
Hemenway Trust Co LLC229,249$19.6M2.14%––
Bartlett & Co. LLC229,870$19.6M0.40%––
Bartlett & Co. Wealth Management LLC229,870$19.7M0.40%––
Janney Montgomery Scott LLC230,675$19.7M0.10%––
Financial Counselors Inc245,638$21.0M0.49%––
Professional Advisory Services Inc245,856$21.0M3.22%––
Commonwealth Equity Services, LLC250,136$21.4M0.06%––
Confluence Investment Management LLC250,831$21.4M0.30%––
Raymond James Financial Services Advisors, Inc.257,453$22.0M0.05%––
Martin Investment Management, LLC261,009$22.3M6.30%––
Eaton Vance Management263,074$22.5M0.03%––
Gofen & Glossberg LLC267,363$22.9M0.59%––
LPL Financial LLC267,547$22.9M0.03%––
Citigroup Inc275,517$23.6M0.02%––
Saturna Capital CORP280,973$24.0M0.54%––
Clark Capital Management Group, Inc.283,743$24.3M0.37%––
Osterweis Capital Management Inc283,995$24.3M1.32%––
JPMorgan Chase & Co286,150$24.5M0.00%––
Segall Bryant & Hamill, LLC290,467$24.8M0.25%––
Everett Harris & Co292,146$25.0M0.43%––
Brown Advisory Inc297,153$25.4M0.04%––
Tocqueville Asset Management L.P.297,667$25.4M0.39%––
HighTower Advisors, LLC299,131$25.5M0.08%––
First Manhattan Co300,121$25.7M0.11%––
Oppenheimer Asset Management Inc.301,980$25.8M0.40%––
US Bancorp304,177$26.0M0.05%––
Nichols & Pratt Advisers LLP315,801$27.0M2.11%––
Woodley Farra Manion Portfolio Management Inc318,576$27.2M2.28%––
Stifel Financial Corp334,108$28.6M0.05%––
The PNC Financial Services Group, Inc.347,109$29.7M0.03%––
Managed Asset Portfolios, LLC347,960$29.7M4.78%––
CIBC Private Wealth Group, LLC350,299$29.9M0.08%––
Welch Group, LLC363,764$31.1M2.24%––
Causeway Capital Management LLC397,358$34.0M0.67%––
TCTC Holdings, LLC404,303$34.6M1.64%––
D.A. Davidson & Co.412,476$35.3M0.45%––
Fayez Sarofim & Co427,225$36.5M0.13%––
Jarislowsky, Fraser Ltd438,936$37.5M0.19%––
Morningstar Investment Services LLC440,523$38.3M0.50%––
Optiver Holding B.V.480,612$41.1M4.80%––
Capital World Investors482,288$41.3M0.01%––
Bank of New York Mellon Corp623,676$53.3M0.01%––
Mondrian Investment Partners LTD633,510$54.0M1.16%––
First Trust Advisors LP670,758$57.3M0.07%––
Douglas Lane & Associates, LLC692,978$59.2M0.92%––
Macquarie Group Ltd717,236$61.3M0.09%––
Invesco Ltd.743,178$63.5M0.02%––
Bristol John W & Co Inc751,044$64.2M1.31%––
Madison Asset Management, LLC757,265$64.7M0.90%––
Manufacturers Life Insurance Company, The763,079$65.2M0.06%––
SEI Investments Co808,391$70.3M0.18%––
Chevy Chase Trust Holdings, Inc.867,094$74.1M0.26%––