DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- 0 vs. Q1 2024
- Shares held
- 5.23M
- +272.1K (+5.5%) vs. Q1 2024
- Total value
- $51.6M
- +$7.24M (+16.3%) vs. Q1 2024
- New holders
- 5
- 7 more added
- Sold out
- 5
- 11 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,598,145 | $15.8M | 0.35% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 985,835 | $9.72M | 0.22% | +63,905+6.9% | Added |
| Rivernorth Capital Management, LLC | 636,785 | $6.28M | 0.30% | +76,357+13.6% | Added |
| Bulldog Investors, LLP | 456,707 | $4.50M | 1.68% | −40,783−8.2% | Reduced |
| 1607 Capital Partners, LLC | 355,657 | $3.51M | 0.31% | −1,200−0.3% | Reduced |
| Almitas Capital LLC | 276,617 | $2.73M | 1.13% | +145,631+111.2% | Added |
| Logan Stone Capital, LLC | 211,297 | $2.08M | 0.54% | +8,115+4.0% | Added |
| Royal Bank of Canada | 92,500 | $912.0K | 0.00% | +90,000+3,600.0% | Added |
| Baird Financial Group, Inc. | 88,284 | $870.5K | 0.00% | −234−0.3% | Reduced |
| Envestnet Asset Management Inc | 84,412 | $832.3K | 0.00% | −8,957−9.6% | Reduced |
| Park Avenue Securities LLC | 78,369 | $773.0K | 0.01% | −4,103−5.0% | Reduced |
| Morgan Stanley | 53,596 | $528.5K | 0.00% | +35,627+198.3% | Added |
| LPL Financial LLC | 40,458 | $398.9K | 0.00% | −1,500−3.6% | Reduced |
| Whitebox Advisors LLC | 34,777 | $342.9K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 33,693 | $332.2K | 0.23% | 00.0% | Unchanged |
| Atlas Wealth LLC | 29,125 | $287.8K | 0.04% | +29,125 | New |
| Capital Investment Advisors, LLC | 24,684 | $243.4K | 0.01% | −545−2.2% | Reduced |
| Sanctuary Advisors, LLC | 22,120 | $210.8K | 0.00% | +22,120 | New |
| Wells Fargo & Company | 16,308 | $160.8K | 0.00% | −4,261−20.7% | Reduced |
| Advisor Group Holdings, Inc. | 15,060 | $148.5K | 0.00% | −38,512−71.9% | Reduced |
| Integrated Capital Management, Inc. | 13,860 | $136.7K | 0.11% | −983−6.6% | Reduced |
| Catalina Capital Group, LLC | 13,072 | $128.9K | 0.05% | +1,059+8.8% | Added |
| Coastal Investment Advisors, Inc. | 12,000 | $118.3K | 0.02% | 00.0% | Unchanged |
| Nomura Holdings Inc | 11,121 | $109.7K | 0.00% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 10,964 | $108.1K | 0.05% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 10,822 | $106.7K | 0.06% | +10,822 | New |
| Bank of America Corp | 9,000 | $88.7K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 7,000 | $69.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,405 | $53.3K | 0.00% | −7,387−57.7% | Reduced |
| Mather Group, LLC. | 2,000 | $17.9K | 0.00% | +2,000 | New |
| Plante Moran Financial Advisors, LLC | 1,346 | $13.3K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,125 | $11.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 863 | $8.51K | 0.00% | +863 | New |
| Harbour Investments, Inc. | 296 | $2.92K | 0.00% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 0 | $0 | 0.00% | −64,081−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −28,387−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −10,319−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −260−100.0% | Sold out |