DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −3 vs. Q2 2022
- Shares held
- 2.76M
- +165.8K (+6.4%) vs. Q2 2022
- Total value
- $21.9M
- −$1.82M (−7.7%) vs. Q2 2022
- New holders
- 1
- 15 more added
- Sold out
- 4
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 552,255 | $4.37M | 0.34% | +10,100+1.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 400,800 | $3.17M | 0.21% | −6,461−1.6% | Reduced |
| Sit Investment Associates Inc | 232,533 | $1.84M | 0.05% | +40,716+21.2% | Added |
| Guggenheim Capital LLC | 166,279 | $1.32M | 0.01% | −31,817−16.1% | Reduced |
| Robinson Capital Management, LLC | 156,695 | $1.25M | 1.00% | +72,380+85.8% | Added |
| Rivernorth Capital Management, LLC | 151,443 | $1.20M | 0.05% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 135,219 | $1.07M | 0.00% | −1,599−1.2% | Reduced |
| Invesco Ltd. | 98,952 | $783.0K | 0.00% | −34,139−25.7% | Reduced |
| Park Avenue Securities LLC | 95,864 | $758.0K | 0.02% | −1,747−1.8% | Reduced |
| Ackerman Capital Advisors, LLC | 90,092 | $713.0K | 0.20% | +9,526+11.8% | Added |
| LPL Financial LLC | 64,724 | $512.0K | 0.00% | +31,821+96.7% | Added |
| Wakefield Asset Management LLLP | 62,306 | $493.0K | 0.23% | +3,869+6.6% | Added |
| Riverbridge Partners LLC | 60,898 | $482.0K | 0.01% | +535+0.9% | Added |
| Advisor Group Holdings, Inc. | 59,223 | $468.0K | 0.00% | −757−1.3% | Reduced |
| Capital Investment Advisors, LLC | 56,644 | $448.0K | 0.02% | +14,320+33.8% | Added |
| Morgan Stanley | 53,847 | $426.0K | 0.00% | +2,231+4.3% | Added |
| Baird Financial Group, Inc. | 49,439 | $391.0K | 0.00% | −1,018−2.0% | Reduced |
| Logan Stone Capital, LLC | 48,596 | $384.0K | 0.25% | +48,596 | New |
| Wolverine Asset Management LLC | 40,199 | $317.0K | 0.00% | +39,388+4,856.7% | Added |
| Wells Fargo & Company | 28,675 | $227.0K | 0.00% | +4,147+16.9% | Added |
| Camelot Portfolios, LLC | 20,682 | $164.0K | 0.15% | −5,027−19.6% | Reduced |
| Ramiah Investment Group | 19,671 | $155.6K | 0.33% | +4,711+31.5% | Added |
| Royal Bank of Canada | 17,200 | $136.0K | 0.00% | −445−2.5% | Reduced |
| Rothschild Investment Corp | 17,000 | $134.0K | 0.01% | +7,000+70.0% | Added |
| Integrated Capital Management, Inc. | 16,364 | $129.0K | 0.13% | +104+0.6% | Added |
| Bank of America Corp | 15,166 | $120.0K | 0.00% | −19,001−55.6% | Reduced |
| UBS Group AG | 14,017 | $111.0K | 0.00% | +1,524+12.2% | Added |
| Coastal Investment Advisors, Inc. | 12,000 | $95.0K | 0.02% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 10,964 | $87.0K | 0.08% | 00.0% | Unchanged |
| Proequities, Inc. | 6,640 | $53.0K | 0.01% | −1,765−21.0% | Reduced |
| US Bancorp | 4,806 | $38.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 422 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $3.00K | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 0 | $0 | 0.00% | −13,899−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |