DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSM is no longer listed, so this page shows Q3 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 36
- +2 vs. Q2 2024
- Shares held
- 5.42M
- +188.9K (+3.6%) vs. Q2 2024
- Total value
- $54.8M
- +$3.22M (+6.2%) vs. Q2 2024
- New holders
- 9
- 4 more added
- Sold out
- 7
- 13 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,598,145 | $16.3M | 0.36% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 1,134,491 | $11.6M | 0.26% | +148,656+15.1% | Added |
| Rivernorth Capital Management, LLC | 636,785 | $6.49M | 0.31% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 456,607 | $4.65M | 1.60% | −1000.0% | Reduced |
| Almitas Capital LLC | 311,210 | $3.17M | 1.12% | +34,593+12.5% | Added |
| 1607 Capital Partners, LLC | 278,157 | $2.83M | 0.26% | −77,500−21.8% | Reduced |
| Logan Stone Capital, LLC | 143,981 | $1.47M | 0.37% | −67,316−31.9% | Reduced |
| Absolute Investment Advisers LLC | 103,337 | $1.05M | 0.14% | +103,337 | New |
| Baird Financial Group, Inc. | 89,440 | $911.4K | 0.00% | +1,156+1.3% | Added |
| Envestnet Asset Management Inc | 83,681 | $852.7K | 0.00% | −731−0.9% | Reduced |
| Quarry LP | 77,473 | $789.5K | 0.24% | +77,473 | New |
| Park Avenue Securities LLC | 74,277 | $757.0K | 0.01% | −4,092−5.2% | Reduced |
| Morgan Stanley | 57,081 | $581.7K | 0.00% | +3,485+6.5% | Added |
| Royal Bank of Canada | 56,000 | $570.0K | 0.00% | −36,500−39.5% | Reduced |
| Ackerman Capital Advisors, LLC | 47,533 | $484.4K | 0.13% | +47,533 | New |
| LPL Financial LLC | 39,008 | $397.5K | 0.00% | −1,450−3.6% | Reduced |
| Melfa Wealth Management, LLC | 33,693 | $343.3K | 0.23% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 24,484 | $249.5K | 0.01% | −200−0.8% | Reduced |
| Yakira Capital Management, Inc. | 24,438 | $249.0K | 0.10% | +24,438 | New |
| Wells Fargo & Company | 15,958 | $162.6K | 0.00% | −350−2.1% | Reduced |
| Integrated Capital Management, Inc. | 13,462 | $137.2K | 0.11% | −398−2.9% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $122.2K | 0.06% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,858 | $120.8K | 0.00% | +11,858 | New |
| Cambridge Investment Research Advisors, Inc. | 11,139 | $114.0K | 0.00% | +11,139 | New |
| Lokken Investment Group LLC | 10,964 | $111.7K | 0.05% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,454 | $106.5K | 0.01% | +10,454 | New |
| Bank of America Corp | 9,000 | $91.7K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 6,132 | $62.5K | 0.00% | −8,928−59.3% | Reduced |
| Rothschild Investment LLC | 2,000 | $20.4K | 0.00% | −5,000−71.4% | Reduced |
| Mather Group, LLC. | 2,000 | $20.4K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $13.7K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,263 | $12.9K | 0.00% | −4,142−76.6% | Reduced |
| Proequities, Inc. | 1,125 | $11.5K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 440 | $4.48K | 0.00% | +440 | New |
| Harbour Investments, Inc. | 296 | $3.02K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 42,961 | – | – | +42,961 | New |
| Whitebox Advisors LLC | 0 | $0 | 0.00% | −34,777−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −29,125−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −22,120−100.0% | Sold out |
| Catalina Capital Group, LLC | 0 | $0 | 0.00% | −13,072−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −11,121−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −10,822−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −863−100.0% | Sold out |