DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- 0 vs. Q1 2023
- Shares held
- 3.59M
- +116.8K (+3.4%) vs. Q1 2023
- Total value
- $30.4M
- +$1.02M (+3.5%) vs. Q1 2023
- New holders
- 2
- 8 more added
- Sold out
- 2
- 14 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 757,595 | $6.43M | 0.21% | +111,897+17.3% | Added |
| 1607 Capital Partners, LLC | 524,375 | $4.45M | 0.32% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 396,927 | $3.37M | 0.09% | +4,032+1.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 328,457 | $2.79M | 0.17% | −41,631−11.2% | Reduced |
| Robinson Capital Management, LLC | 238,499 | $2.02M | 0.90% | −50,000−17.3% | Reduced |
| Logan Stone Capital, LLC | 176,501 | $1.50M | 0.51% | +38,423+27.8% | Added |
| Bulldog Investors, LLP | 150,403 | $1.28M | 0.42% | +150,403 | New |
| Envestnet Asset Management Inc | 101,342 | $859.9K | 0.00% | −6,271−5.8% | Reduced |
| Woodline Partners LP | 93,420 | $792.7K | 0.01% | 00.0% | Unchanged |
| Almitas Capital LLC | 92,106 | $783.8K | 0.34% | +60,955+195.7% | Added |
| Park Avenue Securities LLC | 86,245 | $732.0K | 0.01% | −8,576−9.0% | Reduced |
| Baird Financial Group, Inc. | 76,663 | $650.5K | 0.00% | −263−0.3% | Reduced |
| LPL Financial LLC | 62,870 | $533.5K | 0.00% | +1,231+2.0% | Added |
| Ackerman Capital Advisors, LLC | 62,759 | $532.5K | 0.14% | −43,561−41.0% | Reduced |
| Riverbridge Partners LLC | 59,831 | $507.7K | 0.01% | −5,123−7.9% | Reduced |
| Advisor Group Holdings, Inc. | 59,640 | $506.1K | 0.00% | +54+0.1% | Added |
| Guggenheim Capital LLC | 45,699 | $388.0K | 0.00% | −56,632−55.3% | Reduced |
| Capital Investment Advisors, LLC | 40,999 | $347.9K | 0.01% | −1,445−3.4% | Reduced |
| Melfa Wealth Management, LLC | 33,466 | $284.0K | 0.29% | +73+0.2% | Added |
| Morgan Stanley | 23,043 | $195.5K | 0.00% | +71+0.3% | Added |
| Matisse Capital | 22,808 | $193.5K | 0.12% | 00.0% | Unchanged |
| UBS Group AG | 20,045 | $170.1K | 0.00% | −4,977−19.9% | Reduced |
| Wells Fargo & Company | 19,989 | $169.6K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 16,145 | $137.0K | 0.12% | −663−3.9% | Reduced |
| Royal Bank of Canada | 15,200 | $129.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 14,415 | $122.3K | 0.00% | −14,027−49.3% | Reduced |
| Captrust Financial Advisors | 14,123 | $119.8K | 0.00% | +14,123 | New |
| Bank of America Corp | 13,166 | $111.7K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $101.8K | 0.02% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 11,322 | $96.1K | 0.06% | −796−6.6% | Reduced |
| Lokken Investment Group LLC | 10,964 | $93.0K | 0.06% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,900 | $16.1K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.4K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,106 | $9.39K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $2.51K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 134 | $1.14K | 0.00% | −426−76.1% | Reduced |
| Invesco Ltd. | 0 | $0 | 0.00% | −19,624−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,410−100.0% | Sold out |