DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- 0 vs. Q1 2023
- Shares held
- 3.59M
- +116.8K (+3.4%) vs. Q1 2023
- Total value
- $30.4M
- +$1.02M (+3.5%) vs. Q1 2023
- New holders
- 2
- 8 more added
- Sold out
- 2
- 14 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 134 | $1.14K | 0.00% | −426−76.1% | Reduced |
| Harbour Investments, Inc. | 296 | $2.51K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,106 | $9.39K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.4K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,900 | $16.1K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 10,964 | $93.0K | 0.06% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 11,322 | $96.1K | 0.06% | −796−6.6% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $101.8K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 13,166 | $111.7K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 14,123 | $119.8K | 0.00% | +14,123 | New |
| Susquehanna International Group, LLP | 14,415 | $122.3K | 0.00% | −14,027−49.3% | Reduced |
| Royal Bank of Canada | 15,200 | $129.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 16,145 | $137.0K | 0.12% | −663−3.9% | Reduced |
| Wells Fargo & Company | 19,989 | $169.6K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 20,045 | $170.1K | 0.00% | −4,977−19.9% | Reduced |
| Matisse Capital | 22,808 | $193.5K | 0.12% | 00.0% | Unchanged |
| Morgan Stanley | 23,043 | $195.5K | 0.00% | +71+0.3% | Added |
| Melfa Wealth Management, LLC | 33,466 | $284.0K | 0.29% | +73+0.2% | Added |
| Capital Investment Advisors, LLC | 40,999 | $347.9K | 0.01% | −1,445−3.4% | Reduced |
| Guggenheim Capital LLC | 45,699 | $388.0K | 0.00% | −56,632−55.3% | Reduced |
| Advisor Group Holdings, Inc. | 59,640 | $506.1K | 0.00% | +54+0.1% | Added |
| Riverbridge Partners LLC | 59,831 | $507.7K | 0.01% | −5,123−7.9% | Reduced |
| Ackerman Capital Advisors, LLC | 62,759 | $532.5K | 0.14% | −43,561−41.0% | Reduced |
| LPL Financial LLC | 62,870 | $533.5K | 0.00% | +1,231+2.0% | Added |
| Baird Financial Group, Inc. | 76,663 | $650.5K | 0.00% | −263−0.3% | Reduced |
| Park Avenue Securities LLC | 86,245 | $732.0K | 0.01% | −8,576−9.0% | Reduced |
| Almitas Capital LLC | 92,106 | $783.8K | 0.34% | +60,955+195.7% | Added |
| Woodline Partners LP | 93,420 | $792.7K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 101,342 | $859.9K | 0.00% | −6,271−5.8% | Reduced |
| Bulldog Investors, LLP | 150,403 | $1.28M | 0.42% | +150,403 | New |
| Logan Stone Capital, LLC | 176,501 | $1.50M | 0.51% | +38,423+27.8% | Added |
| Robinson Capital Management, LLC | 238,499 | $2.02M | 0.90% | −50,000−17.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 328,457 | $2.79M | 0.17% | −41,631−11.2% | Reduced |
| Sit Investment Associates Inc | 396,927 | $3.37M | 0.09% | +4,032+1.0% | Added |
| 1607 Capital Partners, LLC | 524,375 | $4.45M | 0.32% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 757,595 | $6.43M | 0.21% | +111,897+17.3% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −19,624−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,410−100.0% | Sold out |