DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- +4 vs. Q1 2022
- Shares held
- 2.60M
- +193.6K (+8.1%) vs. Q1 2022
- Total value
- $23.7M
- −$1.16M (−4.7%) vs. Q1 2022
- New holders
- 7
- 13 more added
- Sold out
- 3
- 10 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 542,155 | $4.94M | 0.34% | +76,654+16.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 407,261 | $3.71M | 0.23% | −12,372−2.9% | Reduced |
| Guggenheim Capital LLC | 198,096 | $1.81M | 0.01% | −11,029−5.3% | Reduced |
| Sit Investment Associates Inc | 191,817 | $1.75M | 0.05% | +13,318+7.5% | Added |
| Rivernorth Capital Management, LLC | 151,443 | $1.38M | 0.06% | −14,167−8.6% | Reduced |
| Envestnet Asset Management Inc | 136,818 | $1.25M | 0.00% | +6,471+5.0% | Added |
| Invesco Ltd. | 133,091 | $1.21M | 0.00% | −8,857−6.2% | Reduced |
| Park Avenue Securities LLC | 97,611 | $890.0K | 0.02% | +7,085+7.8% | Added |
| Robinson Capital Management, LLC | 84,315 | $777.0K | 0.58% | +6,318+8.1% | Added |
| Ackerman Capital Advisors, LLC | 80,566 | $735.0K | 0.20% | +43,792+119.1% | Added |
| Riverbridge Partners LLC | 60,363 | $551.0K | 0.01% | +60,363 | New |
| Advisor Group Holdings, Inc. | 59,980 | $548.0K | 0.00% | −7,370−10.9% | Reduced |
| Wakefield Asset Management LLLP | 58,437 | $533.0K | 0.23% | +2,059+3.7% | Added |
| Morgan Stanley | 51,616 | $471.0K | 0.00% | +13,300+34.7% | Added |
| Baird Financial Group, Inc. | 50,457 | $460.0K | 0.00% | −1,656−3.2% | Reduced |
| Capital Investment Advisors, LLC | 42,324 | $386.0K | 0.01% | +1,230+3.0% | Added |
| Bank of America Corp | 34,167 | $312.0K | 0.00% | −15,636−31.4% | Reduced |
| LPL Financial LLC | 32,903 | $300.0K | 0.00% | +32,903 | New |
| Camelot Portfolios, LLC | 25,709 | $234.0K | 0.14% | −651−2.5% | Reduced |
| Wells Fargo & Company | 24,528 | $224.0K | 0.00% | −150−0.6% | Reduced |
| Royal Bank of Canada | 17,645 | $161.0K | 0.00% | +445+2.6% | Added |
| Integrated Capital Management, Inc. | 16,260 | $148.0K | 0.14% | +1,468+9.9% | Added |
| Ramiah Investment Group | 14,960 | $136.4K | 0.11% | −7,463−33.3% | Reduced |
| PFG Advisors | 13,899 | $127.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 12,493 | $114.0K | 0.00% | +5,364+75.2% | Added |
| Coastal Investment Advisors, Inc. | 12,000 | $110.0K | 0.03% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 10,964 | $100.0K | 0.08% | +10,964 | New |
| Rothschild Investment Corp | 10,000 | $91.0K | 0.01% | +10,000 | New |
| Proequities, Inc. | 8,405 | $77.0K | 0.01% | +21+0.3% | Added |
| SeaCrest Wealth Management, LLC | 5,000 | $46.0K | 0.01% | +5,000 | New |
| US Bancorp | 4,806 | $44.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $12.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 811 | $7.00K | 0.00% | +811 | New |
| McIlrath & Eck, LLC | 500 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 422 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $3.00K | 0.00% | +296 | New |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −22,200−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |