DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +1 vs. Q2 2023
- Shares held
- 4.24M
- +651.0K (+18.1%) vs. Q2 2023
- Total value
- $31.9M
- +$1.49M (+4.9%) vs. Q2 2023
- New holders
- 3
- 12 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,195,188 | $9.00M | 0.29% | +437,593+57.8% | Added |
| 1607 Capital Partners, LLC | 524,375 | $3.95M | 0.30% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 333,527 | $2.51M | 0.07% | −63,400−16.0% | Reduced |
| Rivernorth Capital Management, LLC | 328,027 | $2.48M | 0.13% | +328,027 | New |
| Bulldog Investors, LLP | 293,979 | $2.21M | 0.77% | +143,576+95.5% | Added |
| Robinson Capital Management, LLC | 239,580 | $1.80M | 0.80% | +1,081+0.5% | Added |
| Logan Stone Capital, LLC | 207,730 | $1.56M | 0.43% | +31,229+17.7% | Added |
| Almitas Capital LLC | 148,543 | $1.12M | 0.54% | +56,437+61.3% | Added |
| Woodline Partners LP | 116,564 | $877.7K | 0.01% | +23,144+24.8% | Added |
| Envestnet Asset Management Inc | 97,609 | $735.0K | 0.00% | −3,733−3.7% | Reduced |
| Park Avenue Securities LLC | 85,601 | $645.0K | 0.01% | −644−0.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 72,422 | $545.3K | 0.03% | −256,035−78.0% | Reduced |
| Baird Financial Group, Inc. | 70,965 | $534.4K | 0.00% | −5,698−7.4% | Reduced |
| Advisor Group Holdings, Inc. | 66,921 | $503.9K | 0.00% | +7,281+12.2% | Added |
| Riverbridge Partners LLC | 64,738 | $487.5K | 0.01% | +4,907+8.2% | Added |
| LPL Financial LLC | 57,543 | $433.3K | 0.00% | −5,327−8.5% | Reduced |
| Guggenheim Capital LLC | 40,501 | $305.0K | 0.00% | −5,198−11.4% | Reduced |
| Capital Investment Advisors, LLC | 37,021 | $278.8K | 0.01% | −3,978−9.7% | Reduced |
| Melfa Wealth Management, LLC | 33,570 | $252.8K | 0.27% | +104+0.3% | Added |
| Captrust Financial Advisors | 30,674 | $231.0K | 0.00% | +16,551+117.2% | Added |
| Morgan Stanley | 22,812 | $171.8K | 0.00% | −231−1.0% | Reduced |
| Matisse Capital | 22,808 | $171.7K | 0.12% | 00.0% | Unchanged |
| Wells Fargo & Company | 22,717 | $171.1K | 0.00% | +2,728+13.6% | Added |
| Fort Point Capital Partners LLC | 15,861 | $119.4K | 0.02% | +15,861 | New |
| Integrated Capital Management, Inc. | 15,649 | $117.8K | 0.10% | −496−3.1% | Reduced |
| Royal Bank of Canada | 15,200 | $114.0K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $101.8K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 13,166 | $99.1K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,056 | $98.3K | 0.00% | −1,359−9.4% | Reduced |
| UBS Group AG | 12,035 | $90.6K | 0.00% | −8,010−40.0% | Reduced |
| Lokken Investment Group LLC | 10,964 | $82.6K | 0.05% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 9,438 | $71.1K | 0.00% | +9,438 | New |
| Concord Wealth Partners | 2,000 | $15.1K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,900 | $14.3K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,390 | $10.5K | 0.00% | +1,256+937.3% | Added |
| Plante Moran Financial Advisors, LLC | 1,346 | $10.1K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,106 | $8.33K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $2.23K | 0.00% | 00.0% | Unchanged |
| Ackerman Capital Advisors, LLC | 0 | $0 | 0.00% | −62,759−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −11,322−100.0% | Sold out |