DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in DWS Strategic Municipal Income Trust as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +1 vs. Q4 2021
- Shares held
- 2.40M
- +315.7K (+15.1%) vs. Q4 2021
- Total value
- $24.8M
- −$532.0K (−2.1%) vs. Q4 2021
- New holders
- 4
- 16 more added
- Sold out
- 3
- 6 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 465,501 | $4.81M | 0.28% | +61,615+15.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 419,633 | $4.34M | 0.23% | −1,918−0.5% | Reduced |
| Guggenheim Capital LLC | 209,125 | $2.16M | 0.01% | −25,890−11.0% | Reduced |
| Sit Investment Associates Inc | 178,499 | $1.85M | 0.05% | +20,045+12.7% | Added |
| Rivernorth Capital Management, LLC | 165,610 | $1.71M | 0.06% | +74,726+82.2% | Added |
| Invesco Ltd. | 141,948 | $1.47M | 0.00% | +27,076+23.6% | Added |
| Envestnet Asset Management Inc | 130,347 | $1.35M | 0.00% | +5,293+4.2% | Added |
| Park Avenue Securities LLC | 90,526 | $936.0K | 0.02% | +7,463+9.0% | Added |
| Robinson Capital Management, LLC | 77,997 | $806.0K | 0.55% | +63,698+445.5% | Added |
| Advisor Group Holdings, Inc. | 67,350 | $696.0K | 0.00% | +1,543+2.3% | Added |
| Wakefield Asset Management LLLP | 56,378 | $583.0K | 0.21% | +3,615+6.9% | Added |
| Baird Financial Group, Inc. | 52,113 | $539.0K | 0.00% | +6,971+15.4% | Added |
| Bank of America Corp | 49,803 | $515.0K | 0.00% | +26,437+113.1% | Added |
| Capital Investment Advisors, LLC | 41,094 | $425.0K | 0.01% | +2,975+7.8% | Added |
| Morgan Stanley | 38,316 | $396.0K | 0.00% | +2,111+5.8% | Added |
| Ackerman Capital Advisors, LLC | 36,774 | $380.0K | 0.09% | +36,774 | New |
| Camelot Portfolios, LLC | 26,360 | $273.0K | 0.14% | −2,611−9.0% | Reduced |
| Wells Fargo & Company | 24,678 | $255.0K | 0.00% | −8,034−24.6% | Reduced |
| Ramiah Investment Group | 22,423 | $231.9K | 0.16% | +3,578+19.0% | Added |
| Logan Stone Capital, LLC | 22,200 | $230.0K | 0.17% | +22,200 | New |
| Royal Bank of Canada | 17,200 | $178.0K | 0.00% | −3,000−14.9% | Reduced |
| Integrated Capital Management, Inc. | 14,792 | $153.0K | 0.13% | −163−1.1% | Reduced |
| PFG Advisors | 13,899 | $144.0K | 0.01% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $124.0K | 0.02% | 00.0% | Unchanged |
| Proequities, Inc. | 8,384 | $87.0K | 0.01% | +252+3.1% | Added |
| UBS Group AG | 7,129 | $74.0K | 0.00% | +2,443+52.1% | Added |
| US Bancorp | 4,806 | $50.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $21.0K | 0.01% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,500 | $15.5K | 0.01% | +1,500 | New |
| Plante Moran Financial Advisors, LLC | 1,346 | $14.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,200 | $12.4K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 500 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 422 | $4.00K | 0.00% | +422 | New |
| LPL Financial LLC | 0 | $0 | 0.00% | −10,736−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −2,195−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |