DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in DWS Strategic Municipal Income Trust as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +1 vs. Q4 2021
- Shares held
- 2.40M
- +315.7K (+15.1%) vs. Q4 2021
- Total value
- $24.8M
- −$532.0K (−2.1%) vs. Q4 2021
- New holders
- 4
- 16 more added
- Sold out
- 3
- 6 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GPS Wealth Strategies Group, LLC | 422 | $4.00K | 0.00% | +422 | New |
| McIlrath & Eck, LLC | 500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,200 | $12.4K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $14.0K | 0.00% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,500 | $15.5K | 0.01% | +1,500 | New |
| Concord Wealth Partners | 2,000 | $21.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 4,806 | $50.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 7,129 | $74.0K | 0.00% | +2,443+52.1% | Added |
| Proequities, Inc. | 8,384 | $87.0K | 0.01% | +252+3.1% | Added |
| Coastal Investment Advisors, Inc. | 12,000 | $124.0K | 0.02% | 00.0% | Unchanged |
| PFG Advisors | 13,899 | $144.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 14,792 | $153.0K | 0.13% | −163−1.1% | Reduced |
| Royal Bank of Canada | 17,200 | $178.0K | 0.00% | −3,000−14.9% | Reduced |
| Logan Stone Capital, LLC | 22,200 | $230.0K | 0.17% | +22,200 | New |
| Ramiah Investment Group | 22,423 | $231.9K | 0.16% | +3,578+19.0% | Added |
| Wells Fargo & Company | 24,678 | $255.0K | 0.00% | −8,034−24.6% | Reduced |
| Camelot Portfolios, LLC | 26,360 | $273.0K | 0.14% | −2,611−9.0% | Reduced |
| Ackerman Capital Advisors, LLC | 36,774 | $380.0K | 0.09% | +36,774 | New |
| Morgan Stanley | 38,316 | $396.0K | 0.00% | +2,111+5.8% | Added |
| Capital Investment Advisors, LLC | 41,094 | $425.0K | 0.01% | +2,975+7.8% | Added |
| Bank of America Corp | 49,803 | $515.0K | 0.00% | +26,437+113.1% | Added |
| Baird Financial Group, Inc. | 52,113 | $539.0K | 0.00% | +6,971+15.4% | Added |
| Wakefield Asset Management LLLP | 56,378 | $583.0K | 0.21% | +3,615+6.9% | Added |
| Advisor Group Holdings, Inc. | 67,350 | $696.0K | 0.00% | +1,543+2.3% | Added |
| Robinson Capital Management, LLC | 77,997 | $806.0K | 0.55% | +63,698+445.5% | Added |
| Park Avenue Securities LLC | 90,526 | $936.0K | 0.02% | +7,463+9.0% | Added |
| Envestnet Asset Management Inc | 130,347 | $1.35M | 0.00% | +5,293+4.2% | Added |
| Invesco Ltd. | 141,948 | $1.47M | 0.00% | +27,076+23.6% | Added |
| Rivernorth Capital Management, LLC | 165,610 | $1.71M | 0.06% | +74,726+82.2% | Added |
| Sit Investment Associates Inc | 178,499 | $1.85M | 0.05% | +20,045+12.7% | Added |
| Guggenheim Capital LLC | 209,125 | $2.16M | 0.01% | −25,890−11.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 419,633 | $4.34M | 0.23% | −1,918−0.5% | Reduced |
| 1607 Capital Partners, LLC | 465,501 | $4.81M | 0.28% | +61,615+15.3% | Added |
| LPL Financial LLC | 0 | $0 | 0.00% | −10,736−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −2,195−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |