DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- 0 vs. Q2 2021
- Shares held
- 2.03M
- −75.8K (−3.6%) vs. Q2 2021
- Total value
- $25.0M
- −$1.37M (−5.2%) vs. Q2 2021
- New holders
- 4
- 13 more added
- Sold out
- 4
- 13 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 442,901 | $5.44M | 0.27% | −99,383−18.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 257,278 | $3.16M | 0.17% | −56,316−18.0% | Reduced |
| Guggenheim Capital LLC | 191,553 | $2.35M | 0.01% | +16,188+9.2% | Added |
| Sit Investment Associates Inc | 165,356 | $2.03M | 0.05% | +21,588+15.0% | Added |
| Robinson Capital Management, LLC | 125,266 | $1.54M | 1.38% | +40,282+47.4% | Added |
| Envestnet Asset Management Inc | 113,711 | $1.40M | 0.00% | +5,487+5.1% | Added |
| Rivernorth Capital Management, LLC | 96,364 | $1.18M | 0.06% | +19,555+25.5% | Added |
| Park Avenue Securities LLC | 76,113 | $935.0K | 0.02% | +4,274+5.9% | Added |
| Advisor Group Holdings, Inc. | 70,405 | $865.0K | 0.00% | +3,043+4.5% | Added |
| Invesco Ltd. | 67,894 | $834.0K | 0.00% | +36,654+117.3% | Added |
| Wakefield Asset Management LLLP | 48,034 | $590.0K | 0.22% | +29+0.1% | Added |
| Baird Financial Group, Inc. | 41,308 | $508.0K | 0.00% | +7,376+21.7% | Added |
| Capital Investment Advisors, LLC | 38,119 | $468.0K | 0.02% | +2,995+8.5% | Added |
| Wells Fargo & Company | 31,273 | $384.0K | 0.00% | −3,145−9.1% | Reduced |
| Kestra Advisory Services, LLC | 25,265 | $311.0K | 0.00% | −4,794−15.9% | Reduced |
| Morgan Stanley | 24,687 | $303.0K | 0.00% | +1,725+7.5% | Added |
| Camelot Portfolios, LLC | 24,149 | $297.0K | 0.15% | −8,379−25.8% | Reduced |
| Bank of America Corp | 23,366 | $287.0K | 0.00% | −18,851−44.7% | Reduced |
| Citadel Advisors LLC | 21,281 | $262.0K | 0.00% | +21,281 | New |
| Royal Bank of Canada | 20,200 | $248.0K | 0.00% | −24−0.1% | Reduced |
| Ackerman Capital Advisors, LLC | 19,526 | $240.0K | 0.06% | −21,285−52.2% | Reduced |
| Ramiah Investment Group | 18,510 | $227.5K | 0.16% | +18,510 | New |
| Montag A & Associates Inc | 15,000 | $184.0K | 0.01% | 00.0% | Unchanged |
| PFG Advisors | 13,899 | $171.0K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 13,942 | $171.0K | 0.14% | +1,168+9.1% | Added |
| Stifel Financial Corp | 12,278 | $151.0K | 0.00% | −79−0.6% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $147.0K | 0.03% | 00.0% | Unchanged |
| Proequities, Inc. | 6,223 | $76.0K | 0.00% | −188−2.9% | Reduced |
| US Bancorp | 4,806 | $59.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 4,484 | $55.0K | 0.00% | −1,244−21.7% | Reduced |
| Concord Wealth Partners | 2,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,500 | $18.0K | 0.01% | +1,500 | New |
| Koshinski Asset Management, Inc. | 1,200 | $14.7K | 0.00% | +1,200 | New |
| Harbour Investments, Inc. | 1,169 | $14.0K | 0.00% | −179−13.3% | Reduced |
| McIlrath & Eck, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 104 | $1.00K | 0.00% | −36−25.7% | Reduced |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −26,233−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,586−100.0% | Sold out |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −11,450−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −15,449−100.0% | Sold out |