DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in DWS Strategic Municipal Income Trust as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −3 vs. Q4 2023
- Shares held
- 4.96M
- +278.8K (+6.0%) vs. Q4 2023
- Total value
- $44.4M
- +$3.85M (+9.5%) vs. Q4 2023
- New holders
- 2
- 9 more added
- Sold out
- 5
- 13 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,598,145 | $14.3M | 0.31% | +47,296+3.0% | Added |
| Sit Investment Associates Inc | 921,930 | $8.24M | 0.19% | +203,614+28.3% | Added |
| Rivernorth Capital Management, LLC | 560,428 | $5.01M | 0.24% | +252,587+82.1% | Added |
| Bulldog Investors, LLP | 497,490 | $4.45M | 1.47% | +66,826+15.5% | Added |
| 1607 Capital Partners, LLC | 356,857 | $3.19M | 0.26% | −164,418−31.5% | Reduced |
| Logan Stone Capital, LLC | 203,182 | $1.82M | 0.39% | −18,748−8.4% | Reduced |
| Almitas Capital LLC | 130,986 | $1.17M | 0.48% | −32,407−19.8% | Reduced |
| Envestnet Asset Management Inc | 93,369 | $834.7K | 0.00% | −773−0.8% | Reduced |
| Baird Financial Group, Inc. | 88,518 | $791.4K | 0.00% | +3,228+3.8% | Added |
| Park Avenue Securities LLC | 82,472 | $737.0K | 0.01% | −922−1.1% | Reduced |
| Riverbridge Partners LLC | 64,081 | $572.9K | 0.01% | −1,256−1.9% | Reduced |
| Advisor Group Holdings, Inc. | 53,572 | $478.9K | 0.00% | −6,138−10.3% | Reduced |
| LPL Financial LLC | 41,958 | $375.1K | 0.00% | −1,000−2.3% | Reduced |
| Whitebox Advisors LLC | 34,777 | $310.9K | 0.01% | +34,777 | New |
| Melfa Wealth Management, LLC | 33,693 | $301.2K | 0.22% | +54+0.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 28,387 | $253.8K | 0.09% | +9,219+48.1% | Added |
| Capital Investment Advisors, LLC | 25,229 | $225.5K | 0.01% | −1,955−7.2% | Reduced |
| Wells Fargo & Company | 20,569 | $183.9K | 0.00% | −350−1.7% | Reduced |
| Morgan Stanley | 17,969 | $160.6K | 0.00% | +9+0.1% | Added |
| Integrated Capital Management, Inc. | 14,843 | $132.7K | 0.11% | −346−2.3% | Reduced |
| UBS Group AG | 12,792 | $114.4K | 0.00% | −264−2.0% | Reduced |
| Catalina Capital Group, LLC | 12,013 | $107.4K | 0.05% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $107.3K | 0.02% | 00.0% | Unchanged |
| Nomura Holdings Inc | 11,121 | $99.4K | 0.00% | +11,121 | New |
| Lokken Investment Group LLC | 10,964 | $98.0K | 0.05% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 10,319 | $92.3K | 0.02% | +5,414+110.4% | Added |
| Bank of America Corp | 9,000 | $80.5K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 7,000 | $62.6K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $17.9K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $12.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,125 | $10.1K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $2.65K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 260 | $2.32K | 0.00% | −19,849−98.7% | Reduced |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −58,600−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −22,808−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −13,432−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −11,394−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −684−100.0% | Sold out |