DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in DWS Strategic Municipal Income Trust as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −3 vs. Q4 2023
- Shares held
- 4.96M
- +278.8K (+6.0%) vs. Q4 2023
- Total value
- $44.4M
- +$3.85M (+9.5%) vs. Q4 2023
- New holders
- 2
- 9 more added
- Sold out
- 5
- 13 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolverine Asset Management LLC | 260 | $2.32K | 0.00% | −19,849−98.7% | Reduced |
| Harbour Investments, Inc. | 296 | $2.65K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,125 | $10.1K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $12.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $17.9K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 7,000 | $62.6K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 9,000 | $80.5K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 10,319 | $92.3K | 0.02% | +5,414+110.4% | Added |
| Lokken Investment Group LLC | 10,964 | $98.0K | 0.05% | 00.0% | Unchanged |
| Nomura Holdings Inc | 11,121 | $99.4K | 0.00% | +11,121 | New |
| Coastal Investment Advisors, Inc. | 12,000 | $107.3K | 0.02% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 12,013 | $107.4K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 12,792 | $114.4K | 0.00% | −264−2.0% | Reduced |
| Integrated Capital Management, Inc. | 14,843 | $132.7K | 0.11% | −346−2.3% | Reduced |
| Morgan Stanley | 17,969 | $160.6K | 0.00% | +9+0.1% | Added |
| Wells Fargo & Company | 20,569 | $183.9K | 0.00% | −350−1.7% | Reduced |
| Capital Investment Advisors, LLC | 25,229 | $225.5K | 0.01% | −1,955−7.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 28,387 | $253.8K | 0.09% | +9,219+48.1% | Added |
| Melfa Wealth Management, LLC | 33,693 | $301.2K | 0.22% | +54+0.2% | Added |
| Whitebox Advisors LLC | 34,777 | $310.9K | 0.01% | +34,777 | New |
| LPL Financial LLC | 41,958 | $375.1K | 0.00% | −1,000−2.3% | Reduced |
| Advisor Group Holdings, Inc. | 53,572 | $478.9K | 0.00% | −6,138−10.3% | Reduced |
| Riverbridge Partners LLC | 64,081 | $572.9K | 0.01% | −1,256−1.9% | Reduced |
| Park Avenue Securities LLC | 82,472 | $737.0K | 0.01% | −922−1.1% | Reduced |
| Baird Financial Group, Inc. | 88,518 | $791.4K | 0.00% | +3,228+3.8% | Added |
| Envestnet Asset Management Inc | 93,369 | $834.7K | 0.00% | −773−0.8% | Reduced |
| Almitas Capital LLC | 130,986 | $1.17M | 0.48% | −32,407−19.8% | Reduced |
| Logan Stone Capital, LLC | 203,182 | $1.82M | 0.39% | −18,748−8.4% | Reduced |
| 1607 Capital Partners, LLC | 356,857 | $3.19M | 0.26% | −164,418−31.5% | Reduced |
| Bulldog Investors, LLP | 497,490 | $4.45M | 1.47% | +66,826+15.5% | Added |
| Rivernorth Capital Management, LLC | 560,428 | $5.01M | 0.24% | +252,587+82.1% | Added |
| Sit Investment Associates Inc | 921,930 | $8.24M | 0.19% | +203,614+28.3% | Added |
| Saba Capital Management, L.P. | 1,598,145 | $14.3M | 0.31% | +47,296+3.0% | Added |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −58,600−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −22,808−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −13,432−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −11,394−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −684−100.0% | Sold out |