DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in DWS Strategic Municipal Income Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −2 vs. Q3 2021
- Shares held
- 2.09M
- +54.9K (+2.7%) vs. Q3 2021
- Total value
- $25.4M
- +$407.5K (+1.6%) vs. Q3 2021
- New holders
- 4
- 14 more added
- Sold out
- 6
- 6 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 421,551 | $5.13M | 0.25% | +164,273+63.9% | Added |
| 1607 Capital Partners, LLC | 403,886 | $4.91M | 0.26% | −39,015−8.8% | Reduced |
| Guggenheim Capital LLC | 235,015 | $2.86M | 0.01% | +43,462+22.7% | Added |
| Sit Investment Associates Inc | 158,454 | $1.93M | 0.05% | −6,902−4.2% | Reduced |
| Envestnet Asset Management Inc | 125,054 | $1.52M | 0.00% | +11,343+10.0% | Added |
| Invesco Ltd. | 114,872 | $1.40M | 0.00% | +46,978+69.2% | Added |
| Rivernorth Capital Management, LLC | 90,884 | $1.10M | 0.04% | −5,480−5.7% | Reduced |
| Park Avenue Securities LLC | 83,063 | $1.01M | 0.02% | +6,950+9.1% | Added |
| Advisor Group Holdings, Inc. | 65,807 | $800.0K | 0.00% | −4,598−6.5% | Reduced |
| Wakefield Asset Management LLLP | 52,763 | $642.0K | 0.22% | +4,729+9.8% | Added |
| Baird Financial Group, Inc. | 45,142 | $549.0K | 0.00% | +3,834+9.3% | Added |
| Capital Investment Advisors, LLC | 38,119 | $464.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 36,205 | $440.0K | 0.00% | +11,518+46.7% | Added |
| Wells Fargo & Company | 32,712 | $398.0K | 0.00% | +1,439+4.6% | Added |
| Camelot Portfolios, LLC | 28,971 | $352.0K | 0.14% | +4,822+20.0% | Added |
| Bank of America Corp | 23,366 | $284.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 20,200 | $246.0K | 0.00% | 00.0% | Unchanged |
| Ramiah Investment Group | 18,845 | $229.2K | 0.15% | +335+1.8% | Added |
| Integrated Capital Management, Inc. | 14,955 | $181.0K | 0.14% | +1,013+7.3% | Added |
| Robinson Capital Management, LLC | 14,299 | $174.0K | 0.11% | −110,967−88.6% | Reduced |
| PFG Advisors | 13,899 | $169.0K | 0.02% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $146.0K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 10,736 | $131.0K | 0.00% | +10,736 | New |
| Proequities, Inc. | 8,132 | $99.0K | 0.01% | +1,909+30.7% | Added |
| US Bancorp | 4,806 | $58.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 4,686 | $57.0K | 0.00% | +202+4.5% | Added |
| TCI Wealth Advisors, Inc. | 2,195 | $27.0K | 0.00% | +2,195 | New |
| Concord Wealth Partners | 2,000 | $24.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $16.0K | 0.00% | +1,346 | New |
| Koshinski Asset Management, Inc. | 1,200 | $14.6K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 500 | $6.00K | 0.00% | +500 | New |
| Harbour Investments, Inc. | 296 | $4.00K | 0.00% | −873−74.7% | Reduced |
| NEXT Financial Group, Inc | 104 | $1.00K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −25,265−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,281−100.0% | Sold out |
| Ackerman Capital Advisors, LLC | 0 | $0 | 0.00% | −19,526−100.0% | Sold out |
| Montag A & Associates Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −12,278−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |