DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in DWS Strategic Municipal Income Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −2 vs. Q3 2021
- Shares held
- 2.09M
- +54.9K (+2.7%) vs. Q3 2021
- Total value
- $25.4M
- +$407.5K (+1.6%) vs. Q3 2021
- New holders
- 4
- 14 more added
- Sold out
- 6
- 6 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NEXT Financial Group, Inc | 104 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $4.00K | 0.00% | −873−74.7% | Reduced |
| McIlrath & Eck, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 500 | $6.00K | 0.00% | +500 | New |
| Koshinski Asset Management, Inc. | 1,200 | $14.6K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $16.0K | 0.00% | +1,346 | New |
| Concord Wealth Partners | 2,000 | $24.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,195 | $27.0K | 0.00% | +2,195 | New |
| UBS Group AG | 4,686 | $57.0K | 0.00% | +202+4.5% | Added |
| US Bancorp | 4,806 | $58.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 8,132 | $99.0K | 0.01% | +1,909+30.7% | Added |
| LPL Financial LLC | 10,736 | $131.0K | 0.00% | +10,736 | New |
| Coastal Investment Advisors, Inc. | 12,000 | $146.0K | 0.03% | 00.0% | Unchanged |
| PFG Advisors | 13,899 | $169.0K | 0.02% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 14,299 | $174.0K | 0.11% | −110,967−88.6% | Reduced |
| Integrated Capital Management, Inc. | 14,955 | $181.0K | 0.14% | +1,013+7.3% | Added |
| Ramiah Investment Group | 18,845 | $229.2K | 0.15% | +335+1.8% | Added |
| Royal Bank of Canada | 20,200 | $246.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 23,366 | $284.0K | 0.00% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 28,971 | $352.0K | 0.14% | +4,822+20.0% | Added |
| Wells Fargo & Company | 32,712 | $398.0K | 0.00% | +1,439+4.6% | Added |
| Morgan Stanley | 36,205 | $440.0K | 0.00% | +11,518+46.7% | Added |
| Capital Investment Advisors, LLC | 38,119 | $464.0K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 45,142 | $549.0K | 0.00% | +3,834+9.3% | Added |
| Wakefield Asset Management LLLP | 52,763 | $642.0K | 0.22% | +4,729+9.8% | Added |
| Advisor Group Holdings, Inc. | 65,807 | $800.0K | 0.00% | −4,598−6.5% | Reduced |
| Park Avenue Securities LLC | 83,063 | $1.01M | 0.02% | +6,950+9.1% | Added |
| Rivernorth Capital Management, LLC | 90,884 | $1.10M | 0.04% | −5,480−5.7% | Reduced |
| Invesco Ltd. | 114,872 | $1.40M | 0.00% | +46,978+69.2% | Added |
| Envestnet Asset Management Inc | 125,054 | $1.52M | 0.00% | +11,343+10.0% | Added |
| Sit Investment Associates Inc | 158,454 | $1.93M | 0.05% | −6,902−4.2% | Reduced |
| Guggenheim Capital LLC | 235,015 | $2.86M | 0.01% | +43,462+22.7% | Added |
| 1607 Capital Partners, LLC | 403,886 | $4.91M | 0.26% | −39,015−8.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 421,551 | $5.13M | 0.25% | +164,273+63.9% | Added |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −25,265−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,281−100.0% | Sold out |
| Ackerman Capital Advisors, LLC | 0 | $0 | 0.00% | −19,526−100.0% | Sold out |
| Montag A & Associates Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −12,278−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |