DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −4 vs. Q1 2021
- Shares held
- 2.11M
- +35.6K (+1.7%) vs. Q1 2021
- Total value
- $26.3M
- +$1.83M (+7.5%) vs. Q1 2021
- New holders
- 2
- 15 more added
- Sold out
- 6
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 542,284 | $6.83M | 0.33% | +5,812+1.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 313,594 | $3.95M | 0.21% | −86,377−21.6% | Reduced |
| Guggenheim Capital LLC | 175,365 | $2.21M | 0.01% | +50,507+40.5% | Added |
| Sit Investment Associates Inc | 143,768 | $1.81M | 0.04% | +16,995+13.4% | Added |
| Envestnet Asset Management Inc | 108,224 | $1.36M | 0.00% | +9,521+9.6% | Added |
| Robinson Capital Management, LLC | 84,984 | $1.07M | 0.58% | +84,984 | New |
| Rivernorth Capital Management, LLC | 76,809 | $967.0K | 0.06% | +26,379+52.3% | Added |
| Park Avenue Securities LLC | 71,839 | $904.0K | 0.02% | +3,551+5.2% | Added |
| Advisor Group Holdings, Inc. | 67,362 | $848.0K | 0.00% | −14,164−17.4% | Reduced |
| Wakefield Asset Management LLLP | 48,005 | $604.0K | 0.23% | +3,660+8.3% | Added |
| Bank of America Corp | 42,217 | $532.0K | 0.00% | −3,817−8.3% | Reduced |
| Ackerman Capital Advisors, LLC | 40,811 | $514.0K | 0.12% | −2,122−4.9% | Reduced |
| Capital Investment Advisors, LLC | 35,124 | $442.0K | 0.02% | +1,505+4.5% | Added |
| Wells Fargo & Company | 34,418 | $434.0K | 0.00% | −31,539−47.8% | Reduced |
| Baird Financial Group, Inc. | 33,932 | $427.0K | 0.00% | +20,032+144.1% | Added |
| Camelot Portfolios, LLC | 32,528 | $410.0K | 0.17% | −954−2.8% | Reduced |
| Invesco Ltd. | 31,240 | $393.0K | 0.00% | +10,293+49.1% | Added |
| Kestra Advisory Services, LLC | 30,059 | $378.0K | 0.00% | +130+0.4% | Added |
| Parametric Portfolio Associates LLC | 26,233 | $330.0K | 0.00% | −989−3.6% | Reduced |
| Morgan Stanley | 22,962 | $289.0K | 0.00% | +5,982+35.2% | Added |
| Royal Bank of Canada | 20,224 | $254.0K | 0.00% | −6,045−23.0% | Reduced |
| Montag A & Associates Inc | 15,000 | $189.0K | 0.01% | 00.0% | Unchanged |
| PFG Advisors | 13,899 | $175.0K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 12,774 | $160.0K | 0.13% | +1,230+10.7% | Added |
| Stifel Financial Corp | 12,357 | $156.0K | 0.00% | −3,934−24.1% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $151.0K | 0.04% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,586 | $146.0K | 0.00% | −21−0.2% | Reduced |
| Karpus Management, Inc. | 11,450 | $144.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 6,411 | $81.0K | 0.01% | +30.0% | Added |
| UBS Group AG | 5,728 | $72.0K | 0.00% | +337+6.3% | Added |
| US Bancorp | 4,806 | $61.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,348 | $17.0K | 0.00% | −28−2.0% | Reduced |
| McIlrath & Eck, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 140 | $2.00K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 15,449 | $2.00K | 0.00% | +15,449 | New |
| Matisse Capital | 0 | $0 | 0.00% | −40,029−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −21,473−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Manchester Financial Inc | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −764−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |