DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −4 vs. Q1 2021
- Shares held
- 2.11M
- +35.6K (+1.7%) vs. Q1 2021
- Total value
- $26.3M
- +$1.83M (+7.5%) vs. Q1 2021
- New holders
- 2
- 15 more added
- Sold out
- 6
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NEXT Financial Group, Inc | 140 | $2.00K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 15,449 | $2.00K | 0.00% | +15,449 | New |
| McIlrath & Eck, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,348 | $17.0K | 0.00% | −28−2.0% | Reduced |
| Concord Wealth Partners | 2,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 4,806 | $61.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,728 | $72.0K | 0.00% | +337+6.3% | Added |
| Proequities, Inc. | 6,411 | $81.0K | 0.01% | +30.0% | Added |
| Karpus Management, Inc. | 11,450 | $144.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,586 | $146.0K | 0.00% | −21−0.2% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $151.0K | 0.04% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,357 | $156.0K | 0.00% | −3,934−24.1% | Reduced |
| Integrated Capital Management, Inc. | 12,774 | $160.0K | 0.13% | +1,230+10.7% | Added |
| PFG Advisors | 13,899 | $175.0K | 0.02% | 00.0% | Unchanged |
| Montag A & Associates Inc | 15,000 | $189.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 20,224 | $254.0K | 0.00% | −6,045−23.0% | Reduced |
| Morgan Stanley | 22,962 | $289.0K | 0.00% | +5,982+35.2% | Added |
| Parametric Portfolio Associates LLC | 26,233 | $330.0K | 0.00% | −989−3.6% | Reduced |
| Kestra Advisory Services, LLC | 30,059 | $378.0K | 0.00% | +130+0.4% | Added |
| Invesco Ltd. | 31,240 | $393.0K | 0.00% | +10,293+49.1% | Added |
| Camelot Portfolios, LLC | 32,528 | $410.0K | 0.17% | −954−2.8% | Reduced |
| Baird Financial Group, Inc. | 33,932 | $427.0K | 0.00% | +20,032+144.1% | Added |
| Wells Fargo & Company | 34,418 | $434.0K | 0.00% | −31,539−47.8% | Reduced |
| Capital Investment Advisors, LLC | 35,124 | $442.0K | 0.02% | +1,505+4.5% | Added |
| Ackerman Capital Advisors, LLC | 40,811 | $514.0K | 0.12% | −2,122−4.9% | Reduced |
| Bank of America Corp | 42,217 | $532.0K | 0.00% | −3,817−8.3% | Reduced |
| Wakefield Asset Management LLLP | 48,005 | $604.0K | 0.23% | +3,660+8.3% | Added |
| Advisor Group Holdings, Inc. | 67,362 | $848.0K | 0.00% | −14,164−17.4% | Reduced |
| Park Avenue Securities LLC | 71,839 | $904.0K | 0.02% | +3,551+5.2% | Added |
| Rivernorth Capital Management, LLC | 76,809 | $967.0K | 0.06% | +26,379+52.3% | Added |
| Robinson Capital Management, LLC | 84,984 | $1.07M | 0.58% | +84,984 | New |
| Envestnet Asset Management Inc | 108,224 | $1.36M | 0.00% | +9,521+9.6% | Added |
| Sit Investment Associates Inc | 143,768 | $1.81M | 0.04% | +16,995+13.4% | Added |
| Guggenheim Capital LLC | 175,365 | $2.21M | 0.01% | +50,507+40.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 313,594 | $3.95M | 0.21% | −86,377−21.6% | Reduced |
| 1607 Capital Partners, LLC | 542,284 | $6.83M | 0.33% | +5,812+1.1% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −40,029−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −21,473−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Manchester Financial Inc | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −764−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |