DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in DWS Strategic Municipal Income Trust as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +4 vs. Q3 2022
- Shares held
- 3.29M
- +533.0K (+19.3%) vs. Q3 2022
- Total value
- $26.9M
- +$5.06M (+23.1%) vs. Q3 2022
- New holders
- 8
- 10 more added
- Sold out
- 4
- 14 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 552,255 | $4.51M | 0.31% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 394,593 | $3.22M | 0.05% | +394,593 | New |
| Hennion & Walsh Asset Management, Inc. | 381,456 | $3.12M | 0.19% | −19,344−4.8% | Reduced |
| Robinson Capital Management, LLC | 281,899 | $2.31M | 1.18% | +125,204+79.9% | Added |
| Sit Investment Associates Inc | 243,333 | $1.99M | 0.06% | +10,800+4.6% | Added |
| Logan Stone Capital, LLC | 128,840 | $1.05M | 0.39% | +80,244+165.1% | Added |
| Ackerman Capital Advisors, LLC | 123,045 | $1.01M | 0.27% | +32,953+36.6% | Added |
| Envestnet Asset Management Inc | 120,650 | $985.7K | 0.00% | −14,569−10.8% | Reduced |
| Guggenheim Capital LLC | 106,557 | $870.6K | 0.01% | −59,722−35.9% | Reduced |
| Park Avenue Securities LLC | 102,516 | $838.0K | 0.01% | +6,652+6.9% | Added |
| Woodline Partners LP | 93,420 | $763.2K | 0.01% | +93,420 | New |
| Baird Financial Group, Inc. | 74,301 | $607.0K | 0.00% | +24,862+50.3% | Added |
| LPL Financial LLC | 71,234 | $582.0K | 0.00% | +6,510+10.1% | Added |
| Wakefield Asset Management LLLP | 67,578 | $552.1K | 0.23% | +5,272+8.5% | Added |
| Riverbridge Partners LLC | 65,399 | $534.0K | 0.01% | +4,501+7.4% | Added |
| Invesco Ltd. | 62,227 | $508.4K | 0.00% | −36,725−37.1% | Reduced |
| Advisor Group Holdings, Inc. | 59,990 | $490.0K | 0.00% | +767+1.3% | Added |
| Almitas Capital LLC | 43,696 | $357.0K | 0.16% | +43,696 | New |
| Capital Investment Advisors, LLC | 43,119 | $352.0K | 0.01% | −13,525−23.9% | Reduced |
| Wolverine Asset Management LLC | 35,791 | $292.4K | 0.00% | −4,408−11.0% | Reduced |
| Melfa Wealth Management, LLC | 33,336 | $272.4K | 0.28% | +33,336 | New |
| Wells Fargo & Company | 24,990 | $204.2K | 0.00% | −3,685−12.9% | Reduced |
| Morgan Stanley | 24,584 | $200.9K | 0.00% | −29,263−54.3% | Reduced |
| Matisse Capital | 22,808 | $186.3K | 0.17% | +22,808 | New |
| International Assets Investment Management, LLC | 20,826 | $170.1K | 0.02% | +20,826 | New |
| Integrated Capital Management, Inc. | 15,819 | $129.3K | 0.12% | −545−3.3% | Reduced |
| Royal Bank of Canada | 15,200 | $124.0K | 0.00% | −2,000−11.6% | Reduced |
| Bank of America Corp | 13,166 | $107.6K | 0.00% | −2,000−13.2% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $98.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 11,789 | $96.3K | 0.00% | −2,228−15.9% | Reduced |
| Camelot Portfolios, LLC | 11,505 | $94.0K | 0.07% | −9,177−44.4% | Reduced |
| Cetera Investment Advisers | 11,267 | $92.0K | 0.00% | +11,267 | New |
| Lokken Investment Group LLC | 10,964 | $89.6K | 0.07% | 00.0% | Unchanged |
| Proequities, Inc. | 5,640 | $46.1K | 0.00% | −1,000−15.1% | Reduced |
| US Bancorp | 4,806 | $39.3K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $16.3K | 0.00% | +2,000 | New |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 296 | $2.42K | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −151,443−100.0% | Sold out |
| Ramiah Investment Group | 0 | $0 | 0.00% | −19,671−100.0% | Sold out |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −422−100.0% | Sold out |