DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in DWS Strategic Municipal Income Trust as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +4 vs. Q3 2022
- Shares held
- 3.29M
- +533.0K (+19.3%) vs. Q3 2022
- Total value
- $26.9M
- +$5.06M (+23.1%) vs. Q3 2022
- New holders
- 8
- 10 more added
- Sold out
- 4
- 14 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 296 | $2.42K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $16.3K | 0.00% | +2,000 | New |
| US Bancorp | 4,806 | $39.3K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 5,640 | $46.1K | 0.00% | −1,000−15.1% | Reduced |
| Lokken Investment Group LLC | 10,964 | $89.6K | 0.07% | 00.0% | Unchanged |
| Cetera Investment Advisers | 11,267 | $92.0K | 0.00% | +11,267 | New |
| Camelot Portfolios, LLC | 11,505 | $94.0K | 0.07% | −9,177−44.4% | Reduced |
| UBS Group AG | 11,789 | $96.3K | 0.00% | −2,228−15.9% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $98.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 13,166 | $107.6K | 0.00% | −2,000−13.2% | Reduced |
| Royal Bank of Canada | 15,200 | $124.0K | 0.00% | −2,000−11.6% | Reduced |
| Integrated Capital Management, Inc. | 15,819 | $129.3K | 0.12% | −545−3.3% | Reduced |
| International Assets Investment Management, LLC | 20,826 | $170.1K | 0.02% | +20,826 | New |
| Matisse Capital | 22,808 | $186.3K | 0.17% | +22,808 | New |
| Morgan Stanley | 24,584 | $200.9K | 0.00% | −29,263−54.3% | Reduced |
| Wells Fargo & Company | 24,990 | $204.2K | 0.00% | −3,685−12.9% | Reduced |
| Melfa Wealth Management, LLC | 33,336 | $272.4K | 0.28% | +33,336 | New |
| Wolverine Asset Management LLC | 35,791 | $292.4K | 0.00% | −4,408−11.0% | Reduced |
| Capital Investment Advisors, LLC | 43,119 | $352.0K | 0.01% | −13,525−23.9% | Reduced |
| Almitas Capital LLC | 43,696 | $357.0K | 0.16% | +43,696 | New |
| Advisor Group Holdings, Inc. | 59,990 | $490.0K | 0.00% | +767+1.3% | Added |
| Invesco Ltd. | 62,227 | $508.4K | 0.00% | −36,725−37.1% | Reduced |
| Riverbridge Partners LLC | 65,399 | $534.0K | 0.01% | +4,501+7.4% | Added |
| Wakefield Asset Management LLLP | 67,578 | $552.1K | 0.23% | +5,272+8.5% | Added |
| LPL Financial LLC | 71,234 | $582.0K | 0.00% | +6,510+10.1% | Added |
| Baird Financial Group, Inc. | 74,301 | $607.0K | 0.00% | +24,862+50.3% | Added |
| Woodline Partners LP | 93,420 | $763.2K | 0.01% | +93,420 | New |
| Park Avenue Securities LLC | 102,516 | $838.0K | 0.01% | +6,652+6.9% | Added |
| Guggenheim Capital LLC | 106,557 | $870.6K | 0.01% | −59,722−35.9% | Reduced |
| Envestnet Asset Management Inc | 120,650 | $985.7K | 0.00% | −14,569−10.8% | Reduced |
| Ackerman Capital Advisors, LLC | 123,045 | $1.01M | 0.27% | +32,953+36.6% | Added |
| Logan Stone Capital, LLC | 128,840 | $1.05M | 0.39% | +80,244+165.1% | Added |
| Sit Investment Associates Inc | 243,333 | $1.99M | 0.06% | +10,800+4.6% | Added |
| Robinson Capital Management, LLC | 281,899 | $2.31M | 1.18% | +125,204+79.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 381,456 | $3.12M | 0.19% | −19,344−4.8% | Reduced |
| Saba Capital Management, L.P. | 394,593 | $3.22M | 0.05% | +394,593 | New |
| 1607 Capital Partners, LLC | 552,255 | $4.51M | 0.31% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −151,443−100.0% | Sold out |
| Ramiah Investment Group | 0 | $0 | 0.00% | −19,671−100.0% | Sold out |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −422−100.0% | Sold out |