DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- 0 vs. Q2 2021
- Shares held
- 2.03M
- −75.8K (−3.6%) vs. Q2 2021
- Total value
- $25.0M
- −$1.37M (−5.2%) vs. Q2 2021
- New holders
- 4
- 13 more added
- Sold out
- 4
- 13 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NEXT Financial Group, Inc | 104 | $1.00K | 0.00% | −36−25.7% | Reduced |
| McIlrath & Eck, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,169 | $14.0K | 0.00% | −179−13.3% | Reduced |
| Koshinski Asset Management, Inc. | 1,200 | $14.7K | 0.00% | +1,200 | New |
| Herold Advisors, Inc. | 1,500 | $18.0K | 0.01% | +1,500 | New |
| Concord Wealth Partners | 2,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 4,484 | $55.0K | 0.00% | −1,244−21.7% | Reduced |
| US Bancorp | 4,806 | $59.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 6,223 | $76.0K | 0.00% | −188−2.9% | Reduced |
| Coastal Investment Advisors, Inc. | 12,000 | $147.0K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,278 | $151.0K | 0.00% | −79−0.6% | Reduced |
| PFG Advisors | 13,899 | $171.0K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 13,942 | $171.0K | 0.14% | +1,168+9.1% | Added |
| Montag A & Associates Inc | 15,000 | $184.0K | 0.01% | 00.0% | Unchanged |
| Ramiah Investment Group | 18,510 | $227.5K | 0.16% | +18,510 | New |
| Ackerman Capital Advisors, LLC | 19,526 | $240.0K | 0.06% | −21,285−52.2% | Reduced |
| Royal Bank of Canada | 20,200 | $248.0K | 0.00% | −24−0.1% | Reduced |
| Citadel Advisors LLC | 21,281 | $262.0K | 0.00% | +21,281 | New |
| Bank of America Corp | 23,366 | $287.0K | 0.00% | −18,851−44.7% | Reduced |
| Camelot Portfolios, LLC | 24,149 | $297.0K | 0.15% | −8,379−25.8% | Reduced |
| Morgan Stanley | 24,687 | $303.0K | 0.00% | +1,725+7.5% | Added |
| Kestra Advisory Services, LLC | 25,265 | $311.0K | 0.00% | −4,794−15.9% | Reduced |
| Wells Fargo & Company | 31,273 | $384.0K | 0.00% | −3,145−9.1% | Reduced |
| Capital Investment Advisors, LLC | 38,119 | $468.0K | 0.02% | +2,995+8.5% | Added |
| Baird Financial Group, Inc. | 41,308 | $508.0K | 0.00% | +7,376+21.7% | Added |
| Wakefield Asset Management LLLP | 48,034 | $590.0K | 0.22% | +29+0.1% | Added |
| Invesco Ltd. | 67,894 | $834.0K | 0.00% | +36,654+117.3% | Added |
| Advisor Group Holdings, Inc. | 70,405 | $865.0K | 0.00% | +3,043+4.5% | Added |
| Park Avenue Securities LLC | 76,113 | $935.0K | 0.02% | +4,274+5.9% | Added |
| Rivernorth Capital Management, LLC | 96,364 | $1.18M | 0.06% | +19,555+25.5% | Added |
| Envestnet Asset Management Inc | 113,711 | $1.40M | 0.00% | +5,487+5.1% | Added |
| Robinson Capital Management, LLC | 125,266 | $1.54M | 1.38% | +40,282+47.4% | Added |
| Sit Investment Associates Inc | 165,356 | $2.03M | 0.05% | +21,588+15.0% | Added |
| Guggenheim Capital LLC | 191,553 | $2.35M | 0.01% | +16,188+9.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 257,278 | $3.16M | 0.17% | −56,316−18.0% | Reduced |
| 1607 Capital Partners, LLC | 442,901 | $5.44M | 0.27% | −99,383−18.3% | Reduced |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −26,233−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,586−100.0% | Sold out |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −11,450−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −15,449−100.0% | Sold out |