DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +1 vs. Q2 2023
- Shares held
- 4.24M
- +651.0K (+18.1%) vs. Q2 2023
- Total value
- $31.9M
- +$1.49M (+4.9%) vs. Q2 2023
- New holders
- 3
- 12 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 296 | $2.23K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,106 | $8.33K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $10.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,390 | $10.5K | 0.00% | +1,256+937.3% | Added |
| Proequities, Inc. | 1,900 | $14.3K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $15.1K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 9,438 | $71.1K | 0.00% | +9,438 | New |
| Lokken Investment Group LLC | 10,964 | $82.6K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 12,035 | $90.6K | 0.00% | −8,010−40.0% | Reduced |
| Susquehanna International Group, LLP | 13,056 | $98.3K | 0.00% | −1,359−9.4% | Reduced |
| Bank of America Corp | 13,166 | $99.1K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $101.8K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 15,200 | $114.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 15,649 | $117.8K | 0.10% | −496−3.1% | Reduced |
| Fort Point Capital Partners LLC | 15,861 | $119.4K | 0.02% | +15,861 | New |
| Wells Fargo & Company | 22,717 | $171.1K | 0.00% | +2,728+13.6% | Added |
| Matisse Capital | 22,808 | $171.7K | 0.12% | 00.0% | Unchanged |
| Morgan Stanley | 22,812 | $171.8K | 0.00% | −231−1.0% | Reduced |
| Captrust Financial Advisors | 30,674 | $231.0K | 0.00% | +16,551+117.2% | Added |
| Melfa Wealth Management, LLC | 33,570 | $252.8K | 0.27% | +104+0.3% | Added |
| Capital Investment Advisors, LLC | 37,021 | $278.8K | 0.01% | −3,978−9.7% | Reduced |
| Guggenheim Capital LLC | 40,501 | $305.0K | 0.00% | −5,198−11.4% | Reduced |
| LPL Financial LLC | 57,543 | $433.3K | 0.00% | −5,327−8.5% | Reduced |
| Riverbridge Partners LLC | 64,738 | $487.5K | 0.01% | +4,907+8.2% | Added |
| Advisor Group Holdings, Inc. | 66,921 | $503.9K | 0.00% | +7,281+12.2% | Added |
| Baird Financial Group, Inc. | 70,965 | $534.4K | 0.00% | −5,698−7.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 72,422 | $545.3K | 0.03% | −256,035−78.0% | Reduced |
| Park Avenue Securities LLC | 85,601 | $645.0K | 0.01% | −644−0.7% | Reduced |
| Envestnet Asset Management Inc | 97,609 | $735.0K | 0.00% | −3,733−3.7% | Reduced |
| Woodline Partners LP | 116,564 | $877.7K | 0.01% | +23,144+24.8% | Added |
| Almitas Capital LLC | 148,543 | $1.12M | 0.54% | +56,437+61.3% | Added |
| Logan Stone Capital, LLC | 207,730 | $1.56M | 0.43% | +31,229+17.7% | Added |
| Robinson Capital Management, LLC | 239,580 | $1.80M | 0.80% | +1,081+0.5% | Added |
| Bulldog Investors, LLP | 293,979 | $2.21M | 0.77% | +143,576+95.5% | Added |
| Rivernorth Capital Management, LLC | 328,027 | $2.48M | 0.13% | +328,027 | New |
| Sit Investment Associates Inc | 333,527 | $2.51M | 0.07% | −63,400−16.0% | Reduced |
| 1607 Capital Partners, LLC | 524,375 | $3.95M | 0.30% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 1,195,188 | $9.00M | 0.29% | +437,593+57.8% | Added |
| Ackerman Capital Advisors, LLC | 0 | $0 | 0.00% | −62,759−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −11,322−100.0% | Sold out |