DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in DWS Strategic Municipal Income Trust as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSM is no longer listed, so this page shows Q3 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 36
- +2 vs. Q2 2024
- Shares held
- 5.42M
- +188.9K (+3.6%) vs. Q2 2024
- Total value
- $54.8M
- +$3.22M (+6.2%) vs. Q2 2024
- New holders
- 9
- 4 more added
- Sold out
- 7
- 13 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 296 | $3.02K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 440 | $4.48K | 0.00% | +440 | New |
| Proequities, Inc. | 1,125 | $11.5K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,263 | $12.9K | 0.00% | −4,142−76.6% | Reduced |
| Plante Moran Financial Advisors, LLC | 1,346 | $13.7K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 2,000 | $20.4K | 0.00% | −5,000−71.4% | Reduced |
| Mather Group, LLC. | 2,000 | $20.4K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 6,132 | $62.5K | 0.00% | −8,928−59.3% | Reduced |
| Bank of America Corp | 9,000 | $91.7K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,454 | $106.5K | 0.01% | +10,454 | New |
| Lokken Investment Group LLC | 10,964 | $111.7K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,139 | $114.0K | 0.00% | +11,139 | New |
| Susquehanna International Group, LLP | 11,858 | $120.8K | 0.00% | +11,858 | New |
| Coastal Investment Advisors, Inc. | 12,000 | $122.2K | 0.06% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 13,462 | $137.2K | 0.11% | −398−2.9% | Reduced |
| Wells Fargo & Company | 15,958 | $162.6K | 0.00% | −350−2.1% | Reduced |
| Yakira Capital Management, Inc. | 24,438 | $249.0K | 0.10% | +24,438 | New |
| Capital Investment Advisors, LLC | 24,484 | $249.5K | 0.01% | −200−0.8% | Reduced |
| Melfa Wealth Management, LLC | 33,693 | $343.3K | 0.23% | 00.0% | Unchanged |
| LPL Financial LLC | 39,008 | $397.5K | 0.00% | −1,450−3.6% | Reduced |
| Ackerman Capital Advisors, LLC | 47,533 | $484.4K | 0.13% | +47,533 | New |
| Royal Bank of Canada | 56,000 | $570.0K | 0.00% | −36,500−39.5% | Reduced |
| Morgan Stanley | 57,081 | $581.7K | 0.00% | +3,485+6.5% | Added |
| Park Avenue Securities LLC | 74,277 | $757.0K | 0.01% | −4,092−5.2% | Reduced |
| Quarry LP | 77,473 | $789.5K | 0.24% | +77,473 | New |
| Envestnet Asset Management Inc | 83,681 | $852.7K | 0.00% | −731−0.9% | Reduced |
| Baird Financial Group, Inc. | 89,440 | $911.4K | 0.00% | +1,156+1.3% | Added |
| Absolute Investment Advisers LLC | 103,337 | $1.05M | 0.14% | +103,337 | New |
| Logan Stone Capital, LLC | 143,981 | $1.47M | 0.37% | −67,316−31.9% | Reduced |
| 1607 Capital Partners, LLC | 278,157 | $2.83M | 0.26% | −77,500−21.8% | Reduced |
| Almitas Capital LLC | 311,210 | $3.17M | 1.12% | +34,593+12.5% | Added |
| Bulldog Investors, LLP | 456,607 | $4.65M | 1.60% | −1000.0% | Reduced |
| Rivernorth Capital Management, LLC | 636,785 | $6.49M | 0.31% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 1,134,491 | $11.6M | 0.26% | +148,656+15.1% | Added |
| Saba Capital Management, L.P. | 1,598,145 | $16.3M | 0.36% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 42,961 | – | – | +42,961 | New |
| Whitebox Advisors LLC | 0 | $0 | 0.00% | −34,777−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −29,125−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −22,120−100.0% | Sold out |
| Catalina Capital Group, LLC | 0 | $0 | 0.00% | −13,072−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −11,121−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −10,822−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −863−100.0% | Sold out |