DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in DWS Strategic Municipal Income Trust as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- 0 vs. Q1 2024
- Shares held
- 5.23M
- +272.1K (+5.5%) vs. Q1 2024
- Total value
- $51.6M
- +$7.24M (+16.3%) vs. Q1 2024
- New holders
- 5
- 7 more added
- Sold out
- 5
- 11 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 296 | $2.92K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 863 | $8.51K | 0.00% | +863 | New |
| Proequities, Inc. | 1,125 | $11.1K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,346 | $13.3K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 2,000 | $17.9K | 0.00% | +2,000 | New |
| UBS Group AG | 5,405 | $53.3K | 0.00% | −7,387−57.7% | Reduced |
| Rothschild Investment LLC | 7,000 | $69.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 9,000 | $88.7K | 0.00% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 10,822 | $106.7K | 0.06% | +10,822 | New |
| Lokken Investment Group LLC | 10,964 | $108.1K | 0.05% | 00.0% | Unchanged |
| Nomura Holdings Inc | 11,121 | $109.7K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $118.3K | 0.02% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 13,072 | $128.9K | 0.05% | +1,059+8.8% | Added |
| Integrated Capital Management, Inc. | 13,860 | $136.7K | 0.11% | −983−6.6% | Reduced |
| Advisor Group Holdings, Inc. | 15,060 | $148.5K | 0.00% | −38,512−71.9% | Reduced |
| Wells Fargo & Company | 16,308 | $160.8K | 0.00% | −4,261−20.7% | Reduced |
| Sanctuary Advisors, LLC | 22,120 | $210.8K | 0.00% | +22,120 | New |
| Capital Investment Advisors, LLC | 24,684 | $243.4K | 0.01% | −545−2.2% | Reduced |
| Atlas Wealth LLC | 29,125 | $287.8K | 0.04% | +29,125 | New |
| Melfa Wealth Management, LLC | 33,693 | $332.2K | 0.23% | 00.0% | Unchanged |
| Whitebox Advisors LLC | 34,777 | $342.9K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 40,458 | $398.9K | 0.00% | −1,500−3.6% | Reduced |
| Morgan Stanley | 53,596 | $528.5K | 0.00% | +35,627+198.3% | Added |
| Park Avenue Securities LLC | 78,369 | $773.0K | 0.01% | −4,103−5.0% | Reduced |
| Envestnet Asset Management Inc | 84,412 | $832.3K | 0.00% | −8,957−9.6% | Reduced |
| Baird Financial Group, Inc. | 88,284 | $870.5K | 0.00% | −234−0.3% | Reduced |
| Royal Bank of Canada | 92,500 | $912.0K | 0.00% | +90,000+3,600.0% | Added |
| Logan Stone Capital, LLC | 211,297 | $2.08M | 0.54% | +8,115+4.0% | Added |
| Almitas Capital LLC | 276,617 | $2.73M | 1.13% | +145,631+111.2% | Added |
| 1607 Capital Partners, LLC | 355,657 | $3.51M | 0.31% | −1,200−0.3% | Reduced |
| Bulldog Investors, LLP | 456,707 | $4.50M | 1.68% | −40,783−8.2% | Reduced |
| Rivernorth Capital Management, LLC | 636,785 | $6.28M | 0.30% | +76,357+13.6% | Added |
| Sit Investment Associates Inc | 985,835 | $9.72M | 0.22% | +63,905+6.9% | Added |
| Saba Capital Management, L.P. | 1,598,145 | $15.8M | 0.35% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 0 | $0 | 0.00% | −64,081−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −28,387−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −10,319−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −260−100.0% | Sold out |