Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- −5 vs. Q2 2021
- Shares held
- 3.18M
- −351.3K (−10.0%) vs. Q2 2021
- Total value
- $47.9M
- −$4.91M (−9.3%) vs. Q2 2021
- New holders
- 3
- 12 more added
- Sold out
- 8
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,050,513 | $15.9M | 0.51% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 698,453 | $10.5M | 0.27% | +49,286+7.6% | Added |
| Guggenheim Capital LLC | 266,954 | $4.03M | 0.02% | −25,924−8.9% | Reduced |
| Next Capital Management LLC | 129,538 | $1.96M | 1.42% | −11,627−8.2% | Reduced |
| Morgan Stanley | 114,117 | $1.72M | 0.00% | +72,400+173.6% | Added |
| Thrivent Financial for Lutherans | 108,021 | $1.63M | 0.00% | +28,406+35.7% | Added |
| Advisors Asset Management, Inc. | 99,902 | $1.51M | 0.02% | +45,565+83.9% | Added |
| Bulldog Investors, LLP | 94,855 | $1.43M | 0.41% | −178,004−65.2% | Reduced |
| Baird Financial Group, Inc. | 84,455 | $1.27M | 0.00% | +1,280+1.5% | Added |
| Mid Atlantic Financial Management Inc | 76,500 | $1.16M | 0.08% | +1,300+1.7% | Added |
| Wells Fargo & Company | 71,972 | $1.09M | 0.00% | −2,310−3.1% | Reduced |
| LPL Financial LLC | 71,843 | $1.08M | 0.00% | −12,240−14.6% | Reduced |
| Matisse Capital | 58,000 | $876.0K | 0.32% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 40,089 | $605.0K | 0.24% | −15,125−27.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 39,384 | $595.0K | 0.00% | +1,564+4.1% | Added |
| Harbour Investments, Inc. | 37,740 | $570.0K | 0.02% | +1,220+3.3% | Added |
| Invesco Ltd. | 35,164 | $531.0K | 0.00% | +35,164 | New |
| Clough Capital Partners L P | 24,540 | $371.0K | 0.02% | −3,260−11.7% | Reduced |
| Advisor Group Holdings, Inc. | 18,594 | $281.0K | 0.00% | +1,850+11.0% | Added |
| UBS Group AG | 12,374 | $187.0K | 0.00% | +1,624+15.1% | Added |
| Citadel Advisors LLC | 10,204 | $154.0K | 0.00% | +10,204 | New |
| Stifel Financial Corp | 10,110 | $153.0K | 0.00% | −490−4.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,100 | $107.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,700 | $101.0K | 0.00% | +1,000+17.5% | Added |
| Zazove Associates LLC | 3,007 | $45.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,000 | $30.0K | 0.01% | −1,000−33.3% | Reduced |
| Bank of America Corp | 1,512 | $23.0K | 0.00% | −5,134−77.2% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 636 | $10.0K | 0.00% | +11+1.8% | Added |
| JPMorgan Chase & Co | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 235 | $3.00K | 0.00% | −90−27.7% | Reduced |
| Joseph P. Lucia & Associates, LLC | 200 | $3.00K | 0.00% | +200 | New |
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −117,905−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −65,917−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −65,052−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −42,360−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −24,395−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −20,527−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −10,919−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −49−100.0% | Sold out |