Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +2 vs. Q4 2022
- Shares held
- 3.72M
- +241.6K (+6.9%) vs. Q4 2022
- Total value
- $43.6M
- +$2.39M (+5.8%) vs. Q4 2022
- New holders
- 6
- 12 more added
- Sold out
- 4
- 16 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 509,049 | $5.97M | 0.07% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 313,062 | $3.67M | 1.18% | +116,080+58.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 299,870 | $3.52M | 1.42% | +6,811+2.3% | Added |
| Saba Capital Management, L.P. | 263,676 | $3.09M | 0.08% | −53,163−16.8% | Reduced |
| Next Capital Management LLC | 215,984 | $2.54M | 1.22% | −15,810−6.8% | Reduced |
| Morgan Stanley | 216,069 | $2.53M | 0.00% | −11,056−4.9% | Reduced |
| Invesco Ltd. | 215,414 | $2.53M | 0.00% | −36,545−14.5% | Reduced |
| Sit Investment Associates Inc | 213,659 | $2.51M | 0.07% | −19,547−8.4% | Reduced |
| Advisors Asset Management, Inc. | 211,364 | $2.48M | 0.05% | −3,326−1.5% | Reduced |
| Guggenheim Capital LLC | 185,001 | $2.17M | 0.02% | +49,367+36.4% | Added |
| Woodline Partners LP | 179,182 | $2.10M | 0.03% | +179,182 | New |
| Baird Financial Group, Inc. | 134,641 | $1.58M | 0.00% | +2,177+1.6% | Added |
| Envestnet Asset Management Inc | 103,926 | $1.22M | 0.00% | −6,069−5.5% | Reduced |
| Thrivent Financial for Lutherans | 97,555 | $1.14M | 0.00% | −4,000−3.9% | Reduced |
| Shaker Financial Services, LLC | 81,747 | $968.0K | 0.42% | −273−0.3% | Reduced |
| LPL Financial LLC | 67,958 | $797.1K | 0.00% | +2,711+4.2% | Added |
| Wolverine Asset Management LLC | 62,709 | $735.6K | 0.01% | +62,709 | New |
| GWM Advisors LLC | 61,200 | $712.4K | 0.01% | −3,000−4.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 42,356 | $497.0K | 0.00% | +3,070+7.8% | Added |
| Wells Fargo & Company | 35,789 | $419.8K | 0.00% | −1,001−2.7% | Reduced |
| Janney Montgomery Scott LLC | 32,645 | $383.0K | 0.00% | −4,930−13.1% | Reduced |
| Harbour Investments, Inc. | 20,426 | $239.6K | 0.01% | +156+0.8% | Added |
| RVW Wealth, LLC | 19,900 | $233.4K | 0.03% | +19,900 | New |
| CNH Partners LLC | 18,582 | $218.0K | 0.01% | +4,348+30.5% | Added |
| Captrust Financial Advisors | 18,053 | $211.8K | 0.00% | +6,411+55.1% | Added |
| UBS Group AG | 16,375 | $192.1K | 0.00% | −421−2.5% | Reduced |
| Advisor Group Holdings, Inc. | 15,778 | $185.1K | 0.00% | −345−2.1% | Reduced |
| Royal Bank of Canada | 15,051 | $177.0K | 0.00% | +1,151+8.3% | Added |
| Matisse Capital | 12,135 | $142.3K | 0.09% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 11,487 | $134.7K | 0.01% | +19+0.2% | Added |
| Stifel Financial Corp | 11,346 | $133.1K | 0.00% | +11,346 | New |
| Steward Partners Investment Advisory, LLC | 8,400 | $98.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,770 | $68.0K | 0.00% | +1,590+38.0% | Added |
| Northwestern Mutual Wealth Management Co | 1,067 | $12.5K | 0.00% | +1,067 | New |
| Advisory Services Network, LLC | 603 | $7.07K | 0.00% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 447 | $5.00K | 0.00% | −75−14.4% | Reduced |
| Bank of America Corp | 403 | $4.73K | 0.00% | −667−62.3% | Reduced |
| FNY Investment Advisers, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Montag A & Associates Inc | 72 | $853 | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −33,915−100.0% | Sold out |
| Melfa Wealth Management, LLC | 0 | $0 | 0.00% | −12,665−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −11,778−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −8,038−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |