Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −4 vs. Q2 2022
- Shares held
- 3.53M
- −17.2K (−0.5%) vs. Q2 2022
- Total value
- $41.8M
- −$912.0K (−2.1%) vs. Q2 2022
- New holders
- 3
- 14 more added
- Sold out
- 7
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 509,049 | $6.02M | 0.07% | +28,611+6.0% | Added |
| Saba Capital Management, L.P. | 385,343 | $4.56M | 0.06% | −13,687−3.4% | Reduced |
| Sit Investment Associates Inc | 284,403 | $3.36M | 0.10% | +32,220+12.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 254,008 | $3.00M | 1.28% | +72,501+39.9% | Added |
| Invesco Ltd. | 248,565 | $2.94M | 0.00% | +38,671+18.4% | Added |
| Advisors Asset Management, Inc. | 222,577 | $2.63M | 0.05% | −7,048−3.1% | Reduced |
| Next Capital Management LLC | 214,567 | $2.54M | 1.92% | +18,215+9.3% | Added |
| Morgan Stanley | 205,826 | $2.44M | 0.00% | +34,761+20.3% | Added |
| Bulldog Investors, LLP | 200,196 | $2.37M | 0.69% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 134,789 | $1.59M | 0.01% | −34,284−20.3% | Reduced |
| Baird Financial Group, Inc. | 133,415 | $1.58M | 0.00% | +5,672+4.4% | Added |
| Shaker Financial Services, LLC | 117,028 | $1.38M | 0.68% | −6,224−5.0% | Reduced |
| Thrivent Financial for Lutherans | 101,555 | $1.20M | 0.00% | −8,000−7.3% | Reduced |
| LPL Financial LLC | 69,154 | $818.0K | 0.00% | −803−1.1% | Reduced |
| GWM Advisors LLC | 65,300 | $772.0K | 0.01% | −100−0.2% | Reduced |
| Envestnet Asset Management Inc | 64,046 | $758.0K | 0.00% | +5,763+9.9% | Added |
| Wells Fargo & Company | 57,728 | $683.0K | 0.00% | −8,772−13.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 40,886 | $484.0K | 0.00% | +2,000+5.1% | Added |
| Janney Montgomery Scott LLC | 38,750 | $458.0K | 0.00% | +2,100+5.7% | Added |
| Bank of America Corp | 21,070 | $249.0K | 0.00% | −718−3.3% | Reduced |
| Harbour Investments, Inc. | 17,612 | $212.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 16,103 | $190.0K | 0.00% | +972+6.4% | Added |
| Matisse Capital | 15,706 | $186.0K | 0.24% | +600+4.0% | Added |
| UBS Group AG | 15,396 | $182.0K | 0.00% | −1,416−8.4% | Reduced |
| Rivernorth Capital Management, LLC | 14,600 | $173.0K | 0.01% | +14,600 | New |
| Landscape Capital Management, L.L.C. | 14,076 | $167.0K | 0.02% | −16,622−54.1% | Reduced |
| Royal Bank of Canada | 11,825 | $140.0K | 0.00% | +5,926+100.5% | Added |
| Quantedge Capital Pte Ltd | 11,500 | $136.0K | 0.04% | −6,000−34.3% | Reduced |
| Captrust Financial Advisors | 10,656 | $126.0K | 0.00% | +10,656 | New |
| Hightower 6M Holding, LLC | 10,304 | $122.0K | 0.01% | −3,078−23.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,100 | $96.0K | 0.00% | +500+6.6% | Added |
| Rockefeller Capital Management L.P. | 8,038 | $95.0K | 0.00% | −105−1.3% | Reduced |
| CWM, LLC | 4,180 | $49.0K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 1,153 | $14.0K | 0.00% | +1,153 | New |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 424 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 188 | $2.00K | 0.00% | −48−20.3% | Reduced |
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 0 | $0 | 0.00% | −78,785−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −60,739−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −38,525−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −3,007−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −671−100.0% | Sold out |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |