Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −4 vs. Q2 2022
- Shares held
- 3.53M
- −17.2K (−0.5%) vs. Q2 2022
- Total value
- $41.8M
- −$912.0K (−2.1%) vs. Q2 2022
- New holders
- 3
- 14 more added
- Sold out
- 7
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 188 | $2.00K | 0.00% | −48−20.3% | Reduced |
| JPMorgan Chase & Co | 424 | $5.00K | 0.00% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 1,153 | $14.0K | 0.00% | +1,153 | New |
| CWM, LLC | 4,180 | $49.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 8,038 | $95.0K | 0.00% | −105−1.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,100 | $96.0K | 0.00% | +500+6.6% | Added |
| Hightower 6M Holding, LLC | 10,304 | $122.0K | 0.01% | −3,078−23.0% | Reduced |
| Captrust Financial Advisors | 10,656 | $126.0K | 0.00% | +10,656 | New |
| Quantedge Capital Pte Ltd | 11,500 | $136.0K | 0.04% | −6,000−34.3% | Reduced |
| Royal Bank of Canada | 11,825 | $140.0K | 0.00% | +5,926+100.5% | Added |
| Landscape Capital Management, L.L.C. | 14,076 | $167.0K | 0.02% | −16,622−54.1% | Reduced |
| Rivernorth Capital Management, LLC | 14,600 | $173.0K | 0.01% | +14,600 | New |
| UBS Group AG | 15,396 | $182.0K | 0.00% | −1,416−8.4% | Reduced |
| Matisse Capital | 15,706 | $186.0K | 0.24% | +600+4.0% | Added |
| Advisor Group Holdings, Inc. | 16,103 | $190.0K | 0.00% | +972+6.4% | Added |
| Harbour Investments, Inc. | 17,612 | $212.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 21,070 | $249.0K | 0.00% | −718−3.3% | Reduced |
| Janney Montgomery Scott LLC | 38,750 | $458.0K | 0.00% | +2,100+5.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 40,886 | $484.0K | 0.00% | +2,000+5.1% | Added |
| Wells Fargo & Company | 57,728 | $683.0K | 0.00% | −8,772−13.2% | Reduced |
| Envestnet Asset Management Inc | 64,046 | $758.0K | 0.00% | +5,763+9.9% | Added |
| GWM Advisors LLC | 65,300 | $772.0K | 0.01% | −100−0.2% | Reduced |
| LPL Financial LLC | 69,154 | $818.0K | 0.00% | −803−1.1% | Reduced |
| Thrivent Financial for Lutherans | 101,555 | $1.20M | 0.00% | −8,000−7.3% | Reduced |
| Shaker Financial Services, LLC | 117,028 | $1.38M | 0.68% | −6,224−5.0% | Reduced |
| Baird Financial Group, Inc. | 133,415 | $1.58M | 0.00% | +5,672+4.4% | Added |
| Guggenheim Capital LLC | 134,789 | $1.59M | 0.01% | −34,284−20.3% | Reduced |
| Bulldog Investors, LLP | 200,196 | $2.37M | 0.69% | 00.0% | Unchanged |
| Morgan Stanley | 205,826 | $2.44M | 0.00% | +34,761+20.3% | Added |
| Next Capital Management LLC | 214,567 | $2.54M | 1.92% | +18,215+9.3% | Added |
| Advisors Asset Management, Inc. | 222,577 | $2.63M | 0.05% | −7,048−3.1% | Reduced |
| Invesco Ltd. | 248,565 | $2.94M | 0.00% | +38,671+18.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 254,008 | $3.00M | 1.28% | +72,501+39.9% | Added |
| Sit Investment Associates Inc | 284,403 | $3.36M | 0.10% | +32,220+12.8% | Added |
| Saba Capital Management, L.P. | 385,343 | $4.56M | 0.06% | −13,687−3.4% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 509,049 | $6.02M | 0.07% | +28,611+6.0% | Added |
| Almitas Capital LLC | 0 | $0 | 0.00% | −78,785−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −60,739−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −38,525−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −3,007−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −671−100.0% | Sold out |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |