Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q1 2021
- Shares held
- 3.53M
- −344.3K (−8.9%) vs. Q1 2021
- Total value
- $52.9M
- −$1.80M (−3.3%) vs. Q1 2021
- New holders
- 4
- 14 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,050,513 | $15.7M | 0.58% | −160,690−13.3% | Reduced |
| Sit Investment Associates Inc | 649,167 | $9.73M | 0.24% | −10,957−1.7% | Reduced |
| Guggenheim Capital LLC | 292,878 | $4.39M | 0.03% | −44,280−13.1% | Reduced |
| Bulldog Investors, LLP | 272,859 | $4.09M | 1.09% | −14,300−5.0% | Reduced |
| Next Capital Management LLC | 141,165 | $2.12M | 1.35% | +27,713+24.4% | Added |
| Cohen & Steers, Inc. | 117,905 | $1.77M | 0.00% | −90,000−43.3% | Reduced |
| LPL Financial LLC | 84,083 | $1.26M | 0.00% | −10,957−11.5% | Reduced |
| Baird Financial Group, Inc. | 83,175 | $1.25M | 0.00% | +4,275+5.4% | Added |
| Thrivent Financial for Lutherans | 79,615 | $1.19M | 0.00% | +9,283+13.2% | Added |
| Mid Atlantic Financial Management Inc | 75,200 | $1.13M | 0.08% | −7,500−9.1% | Reduced |
| Wells Fargo & Company | 74,282 | $1.11M | 0.00% | −8,390−10.1% | Reduced |
| Envestnet Asset Management Inc | 65,917 | $988.0K | 0.00% | +2,812+4.5% | Added |
| Park Avenue Securities LLC | 65,052 | $975.0K | 0.02% | +2,633+4.2% | Added |
| Matisse Capital | 58,000 | $869.0K | 0.27% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 55,214 | $828.0K | 0.31% | +14,033+34.1% | Added |
| Advisors Asset Management, Inc. | 54,337 | $815.0K | 0.01% | +1,088+2.0% | Added |
| Raymond James & Associates | 42,360 | $635.0K | 0.00% | −19,470−31.5% | Reduced |
| Morgan Stanley | 41,717 | $625.0K | 0.00% | +1,458+3.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 37,820 | $567.0K | 0.00% | +5,982+18.8% | Added |
| Harbour Investments, Inc. | 36,520 | $547.0K | 0.02% | +618+1.7% | Added |
| Clough Capital Partners L P | 27,800 | $417.0K | 0.02% | +500+1.8% | Added |
| Mariner Investment Group LLC | 24,395 | $366.0K | 0.80% | −31,321−56.2% | Reduced |
| 6 Meridian | 20,527 | $308.0K | 0.02% | −1,498−6.8% | Reduced |
| Advisor Group Holdings, Inc. | 16,744 | $251.0K | 0.00% | +1,544+10.2% | Added |
| Integrated Capital Management, Inc. | 10,919 | $163.0K | 0.13% | +10,919 | New |
| UBS Group AG | 10,750 | $161.0K | 0.00% | −2,681−20.0% | Reduced |
| Stifel Financial Corp | 10,600 | $159.0K | 0.00% | −140−1.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,100 | $106.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 6,646 | $100.0K | 0.00% | +5,134+339.6% | Added |
| Royal Bank of Canada | 5,700 | $85.0K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 3,007 | $45.0K | 0.00% | +3,007 | New |
| FNY Investment Advisers, LLC | 3,000 | $44.0K | 0.02% | −1,840−38.0% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 625 | $9.00K | 0.00% | +11+1.8% | Added |
| JPMorgan Chase & Co | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 325 | $4.00K | 0.00% | +325 | New |
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 49 | $1.00K | 0.00% | +49 | New |
| CNH Partners LLC | 0 | $0 | 0.00% | −13,402−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −12,400−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,976−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,855−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |