Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q1 2021
- Shares held
- 3.53M
- −344.3K (−8.9%) vs. Q1 2021
- Total value
- $52.9M
- −$1.80M (−3.3%) vs. Q1 2021
- New holders
- 4
- 14 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 49 | $1.00K | 0.00% | +49 | New |
| Arkadios Wealth Advisors | 325 | $4.00K | 0.00% | +325 | New |
| JPMorgan Chase & Co | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 625 | $9.00K | 0.00% | +11+1.8% | Added |
| FNY Investment Advisers, LLC | 3,000 | $44.0K | 0.02% | −1,840−38.0% | Reduced |
| Zazove Associates LLC | 3,007 | $45.0K | 0.00% | +3,007 | New |
| Royal Bank of Canada | 5,700 | $85.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 6,646 | $100.0K | 0.00% | +5,134+339.6% | Added |
| Steward Partners Investment Advisory, LLC | 7,100 | $106.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,600 | $159.0K | 0.00% | −140−1.3% | Reduced |
| UBS Group AG | 10,750 | $161.0K | 0.00% | −2,681−20.0% | Reduced |
| Integrated Capital Management, Inc. | 10,919 | $163.0K | 0.13% | +10,919 | New |
| Advisor Group Holdings, Inc. | 16,744 | $251.0K | 0.00% | +1,544+10.2% | Added |
| 6 Meridian | 20,527 | $308.0K | 0.02% | −1,498−6.8% | Reduced |
| Mariner Investment Group LLC | 24,395 | $366.0K | 0.80% | −31,321−56.2% | Reduced |
| Clough Capital Partners L P | 27,800 | $417.0K | 0.02% | +500+1.8% | Added |
| Harbour Investments, Inc. | 36,520 | $547.0K | 0.02% | +618+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 37,820 | $567.0K | 0.00% | +5,982+18.8% | Added |
| Morgan Stanley | 41,717 | $625.0K | 0.00% | +1,458+3.6% | Added |
| Raymond James & Associates | 42,360 | $635.0K | 0.00% | −19,470−31.5% | Reduced |
| Advisors Asset Management, Inc. | 54,337 | $815.0K | 0.01% | +1,088+2.0% | Added |
| Shaker Financial Services, LLC | 55,214 | $828.0K | 0.31% | +14,033+34.1% | Added |
| Matisse Capital | 58,000 | $869.0K | 0.27% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 65,052 | $975.0K | 0.02% | +2,633+4.2% | Added |
| Envestnet Asset Management Inc | 65,917 | $988.0K | 0.00% | +2,812+4.5% | Added |
| Wells Fargo & Company | 74,282 | $1.11M | 0.00% | −8,390−10.1% | Reduced |
| Mid Atlantic Financial Management Inc | 75,200 | $1.13M | 0.08% | −7,500−9.1% | Reduced |
| Thrivent Financial for Lutherans | 79,615 | $1.19M | 0.00% | +9,283+13.2% | Added |
| Baird Financial Group, Inc. | 83,175 | $1.25M | 0.00% | +4,275+5.4% | Added |
| LPL Financial LLC | 84,083 | $1.26M | 0.00% | −10,957−11.5% | Reduced |
| Cohen & Steers, Inc. | 117,905 | $1.77M | 0.00% | −90,000−43.3% | Reduced |
| Next Capital Management LLC | 141,165 | $2.12M | 1.35% | +27,713+24.4% | Added |
| Bulldog Investors, LLP | 272,859 | $4.09M | 1.09% | −14,300−5.0% | Reduced |
| Guggenheim Capital LLC | 292,878 | $4.39M | 0.03% | −44,280−13.1% | Reduced |
| Sit Investment Associates Inc | 649,167 | $9.73M | 0.24% | −10,957−1.7% | Reduced |
| Saba Capital Management, L.P. | 1,050,513 | $15.7M | 0.58% | −160,690−13.3% | Reduced |
| CNH Partners LLC | 0 | $0 | 0.00% | −13,402−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −12,400−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,976−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,855−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |